Global Regulatory News and Updates

This episode delivers comprehensive updates across a variety of regulatory sectors including SBA disaster relief, hydrocarbon mining concessions, and cutting-edge communications device regulations.

Listeners will gain detailed insights into the U.S. Small Business Administration’s continued support for drought-affected businesses in Wyoming and Utah, with loan terms and application deadlines carefully outlined. Additionally, the podcast covers the public consultation process underway in France regarding the extension of the Concession de Dommartin-Lettrée hydrocarbon mining concession, highlighting environmental evaluation requirements and ministerial decision-making.

Another key highlight includes the Federal Communications Commission's call for comments on a waiver petition by Durin, Inc. for its ultra-wideband Door Manager security system, emphasizing the importance of public participation in regulatory decision processes.

For more information, visit the Carver Agents website.

Articles mentioned:

1. Utmost Worldwide Limited, Mr Leon Steyn and Mr James Alexander Watchorn
2. WEST ONE CAPITAL GROUP INC.
3. Committee on Agriculture and Rural Development
4. Notice: Ontario Securities Commission v Chandran, File No. 2026-11
5. US Department of Labor recovers more than $1M in back wages, damages for 24 warehouse workers denied minimum wage, overtime pay
6. Office of Engineering and Technology Seeks Comment on the Petition of Durin, Inc. for Waiver of Sections 15.519(A) and 15.519(A)(2) of the Commission's Rules
7. Demande de prolongation de la concession de mines d’hydrocarbures liquides ou gazeux, dite « Concession de Dommartin-Lettrée » (Marne), aux sociétés IPC PETROLEUM FRANCE et VERMILION
8. SBA Relief Still Available to Wyoming Small Businesses and Private Nonprofits Affected by Drought
9. SBA Relief Still Available to Utah Small Businesses and Private Nonprofits Affected by Drought
10. Grants: Supporting Youth Work Access Initiatives for Young People - 11.03.2026

This episode presents a comprehensive overview of recent regulatory measures affecting diverse sectors such as the Electricity Business Act, anti-money laundering and terrorist financing compliance, legal aid processes, and student loan policies.

Among the major updates, Japan’s electricity distribution companies have submitted tariff changes in compliance with the Electricity Business Act, introducing new billing and consumption tax methods effective April 1, 2026. In the financial sector, the UK and US have updated their high-risk country listings, mandating enhanced customer due diligence to combat money laundering and terrorist financing. Additionally, a new contribution fee is now required for filing civil procedures in French courts, introducing an online fiscal stamp payable for 12 months.

These developments underscore the evolving regulatory landscape firms must navigate worldwide.

For more information, visit the Carver Agents website.

Articles mentioned:

1. Urgent Field Safety Notice for CGM CLINICAL Medication by CompuGroup Medical Deutschland AG
2. Bonus-malus d'assurance chômage : nouveaux taux de séparation médians et évolution du dispositif
3. Instauration d’une contribution pour saisir la justice
4. Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Existing Flat Monthly Fee for the Silexx Application Programming Interface (“API”) with a Usage-Based Tiered...
5. Lutathera
6. Appendix I - 4th March 2026 - Countries That are Presenting Higher Risks (Tracked)
7. Attorney General Bonta Opposes Trump Administration Proposal to Exclude Healthcare Professionals from Necessary Student Loans
8. Annual frozen assets reporting due by 31 March 2026

1. بيان صحفي: هيئة أسواق المال تعلن عن استئناف التداول في بورصة الكويت

1. 一般送配電事業者2社から最終保障供給約款（1社）及び離島等供給約款（2社）の変更届出を受理しました

This episode covers a broad spectrum of regulatory updates impacting the Basel Committee, subsidized credit frameworks, cybersecurity vulnerabilities, IMF financial reviews, and medicinal product authorizations related to ulcerative colitis.

Key highlights include the Swiss FINMA’s decisive action against MBaer Merchant Bank AG for AML compliance failures, underscoring global financial regulatory rigor. The Italian Ministry of Economy and Finance published new reference interest rates critical for subsidized credit operations, directly influencing lending conditions for March 2026.

On the cybersecurity front, critical vulnerabilities in Cisco Catalyst SD-WAN and Ivanti Endpoint Manager Mobile have been disclosed and exploited, demanding immediate organizational action. Additionally, the IMF’s recent reviews of Egypt’s economic reforms reflect ongoing international efforts to stabilize and promote sustainable growth.

For more information, visit the Carver Agents website.

Articles mentioned:

1. FINMA proceedings: MBaer Merchant Bank AG in liquidation
2. [MàJ] Vulnérabilité dans Cisco Catalyst SD-WAN
3. Attorney General Bonta Co-Leads Multistate Lawsuit to Block Trump Administration’s Unlawful Overhaul to Childhood Vaccine Schedule
4. alert
5. Resolution No. (22) of 2026 Regarding the License Application Submitted by Al Mowazi Capital Company to Practice Securities Activities
6. SBA Relief Still Available to Oregon Small Businesses and Private Nonprofits Affected by March 2025 Storms
7. Notice: Ontario Securities Commission v Brunet, File No. 2026-9
8. SBA Relief Still Available to Nebraska Small Businesses and Private Nonprofits Affected by May Drought
9. Tassi di riferimento relativamente alle operazioni di credito agevolato da stipularsi nel mese di marzo 2026
10. Consolidated guidelines and sound practices
11. FCA selects 4 firms to test stablecoin innovation in its Regulatory Sandbox
12. IMF Executive Board Completes the Fifth and Sixth Reviews Under the Extended Arrangement Under the Extended Fund Facility and First Review Under the Resilience and Sustainability Arrangement for Egypt
13. MFSA Publishes Supervisory Priorities for 2026 with Strong Focus on Financial Crime Compliance, Consumer Protection and Cross-Border Supervision
14. ESMA Publishes IFRS 18 Package: Public Statement and Q&As on the ESMA APM Guidelines
15. Attorney General Bonta Co-Leads Multistate Lawsuit to Block Trump Administration’s Unlawful Overhaul to Childhood Vaccine Schedule
16. Attorney General Bonta Rejects Trump Administration’s Tax Policy Limiting Clean Energy Projects and Increasing Costs
17. Entyvio - vedolizumab
18. Attorney General Bonta Rejects Trump Administration’s Tax Policy Limiting Clean Energy Projects and Increasing Costs
19. Ranluspec - ranibizumab
20. Attorney General James Defends Public Safety and Immigrant Communities in New York City

This episode covers regulatory updates in Data Protection, Resilience, MiniMed Paradigm, MSB, Crypto-Asset.

We discuss key global institutional and regulatory developments including amendments to the Foreign Exchange Management Act enhancing cross-border borrowing compliance, and the FCC’s new broadband spectrum rules enabling critical infrastructure connectivity.

European price indication law reforms and France’s stricter electronic invoicing penalties underline efforts to boost consumer protection and tax compliance. Financial sector updates include Nacha’s new ACH fraud prevention rules.

Additional highlights cover safety notices for MiniMed Paradigm devices, MSB issuance updates, and crypto-asset regulation movements.

For more information, visit the Carver Agents website.

Articles mentioned:

1. Reporting under Foreign Exchange Management Act, 1999 – Returns pertaining to External Commercial Borrowing (ECB)
2. LPS Siapkan Pembayaran Simpanan Nasabah PT BPR Kamadana (DL)
3. Trusty Statement
4. Entwurf eines Gesetzes zur Änderung des Preisangabenrechts zur Sanktionierung von Verstößen gegen nationale und europäische Regelungen über Preisangaben
5. What’s Next for the ACH Network: Risk Ops Under Nacha’s New Fraud Rules
6. Facturation électronique : les sanctions évoluent
7. Global commitment on display as countries negotiate key annex to the Pandemic Agreement
8. Urgent Field Safety Notice for MiniMed Paradigm, MiniMed 600 series, MiniMed 700 by Medtronic Minimed
9. MSB Issuance Notice(DC026-0526-0910)
10. 2026년 AI 응용제품 신속 상용화 지원사업(보안･네트워크･생활 등) 모집 공고(수정)
11. Facturation électronique : les sanctions évoluent
12. Discours de Marie-Anne Barbat-Layani, présidente de l'AMF - Conférence : Afore Consulting, 10th Annual Fintech & Regulation Conference MiCA - "One Year In – Are we seeing the…"
13. Applications for Assignment of Licenses from HSH Flint (WEYI) Licensee, LLC et al.
14. AG Campbell Asks Court To Enforce Order Preventing Trump Administration From Unlawfully Cutting Billions In Disaster Preparedness Funding
15. Besserer Schutz der kritischen Infrastrukturen in der Schweiz
16. Insurance Commissioner Causey, AG Jackson pen joint message to NC's PBMs
17. Investor Alert: ASC warns public about suspected investment scheme called BG Wealth Sharing
18. IMF Executive Board Concludes 2026 Article IV Consultation with Australia
19. FCC Proposes Nearly $200,000 Fine Against Covered List Entity
20. ICO wins Court of Appeal case in DSG Retail ruling

Welcome to this episode focused on major regulatory and institutional updates impacting global finance and cybersecurity.

We discuss monetary policy shifts such as Banco de la República’s 100 basis point rate hike to 10.25%, and coordinated actions by the Central Bank of Colombia to stabilize inflation. The Bank of Japan’s summary of its January monetary policy meeting reveals ongoing tightening measures.

In regulatory compliance, the Reserve Bank of India has imposed penalties on Jilla Sahkari Bank Limited for lapses in Know Your Customer risk categorisation reviews.

On the cybersecurity front, important updates include ASUS removing a vulnerable feature to address a local privilege escalation flaw (CVE-2025-13348), HP's release of ThinPro 8.1 SP9 with critical patches, Samsung’s mobile security updates, plus a critical code execution vulnerability found in n8n workflow software. Additionally, Kumamoto Prefecture in Japan has established a cybersecurity collaboration agreement with local authorities.

For more information, visit the Carver Agents website.

Articles mentioned:

1. Security Updates-ASUS Business Manager - Alert 92
2. HP ThinPro Security Update - Alert 89
3. Rilevata vulnerabilità in n8n
4. Readiness of Exchange Centers During Ramadan and Hajj Seasons
5. Intervention César Giraldo Precongreso Santander
6. Monetary Policy Report January 2026
7. Monetary Policy Report January 2026 (News)
8. DORA Reporting Registers of Information in March 2026
9. RBI Monetary Penalty on Jilla Sahkari Bank Limited
10. Summary of Opinions at BOJ Monetary Policy Meeting
11. Centre de services – Saint-Georges
12. FEDS 2026-008 Monetary Policy Exposure of Banks
13. Australian Government’s Gas Market Review Recommendations
14. Public Notice on NRUF and LNP Reports
15. Kumamoto Prefecture Cybersecurity Collaboration Agreement
16. Regional Economic Pulse - Q4 2025
17. SBA Relief for Texas Small Businesses
18. SBA Relief for Kansas Small Businesses
19. GCF Approves Funding for Indian MSMEs Mitigation Projects
20. Security Updates – Samsung Mobile - Alert 90

Welcome to Carver's regulatory news update covering the latest Federal Trade Commission enforcement and regulatory developments.

The FTC has secured a $60 million consumer refund agreement with Instacart, requiring clear disclosures and consumer consent for delivery charges and refund policies, reinforcing transparency in online marketplaces.

In a major privacy enforcement, the FTC finalized restrictions on General Motors and OnStar for collecting and selling geolocation data without informed consent, banning data sharing with consumer reporting agencies and mandating affirmative consent.

The FTC also obtained a preliminary injunction to block Edwards Lifesciences’ acquisition of JenaValve, preserving competition in transcatheter aortic valve replacement devices.

Efforts to enforce the Sports Agent Responsibility and Trust Act (SPARTA) continue, with the FTC requesting information from 20 universities to ensure fair practices protecting student athletes.

Additionally, the FTC announced updates to jurisdictional and fee thresholds for premerger notification filings, impacting future merger reviews.

For more information, visit the Carver Agents website.

Articles mentioned:

1. Instacart
2. FTC Finalizes Order Settling Allegations Against GM and OnStar
3. FTC Victory Halts Anticompetitive Medical Device Deal
4. FTC Seeks Information on Sports Agents' Compliance with SPARTA
5. FTC Announces 2026 Update of Jurisdictional and Fee Thresholds

Welcome to Carver's regulatory news update focusing on the U.S. Securities and Exchange Commission (SEC).

This episode highlights the release of the SEC’s Fiscal Year 2025 Agency Financial Report, which includes management discussion, audited financials, and introduces Project Crypto, a new initiative to enhance oversight in the digital asset space.

We review several enforcement actions including cease-and-desist orders against Ankit Mahadevia and Satyavrat Shukla for misleading statements about a drug candidate, and the barring of Leonela M. Duarte from association with securities industry entities due to misconduct.

Also discussed is the SEC’s action against Engaged Capital, LLC for undisclosed conflicts of interest, emphasizing fiduciary responsibilities in investment advisory services. In litigation news, Matthew M. Motil is permanently enjoined from violating securities laws, reinforcing SEC commitment to market integrity.

Additional topics include recent adjudicatory opinions and rule changes affecting self-regulatory organizations and investment companies.

For more information, visit the Carver Agents website.

Articles mentioned:

1. 2025 Agency Financial Report
2. Administrative Proceedings: Ankit Mahadevia and Satyavrat Shukla
3. Administrative Proceedings: Leonela M. Duarte
4. Administrative Proceeding - Engaged Capital, LLC
5. Litigation Release - Matthew M. Motil, et al.
6. Commission Opinions and Adjudicatory Orders: David H. Goldman
7. Commission Opinions and Adjudicatory Orders: Brook Church-Koegel
8. Commission Opinion and Adjudicatory Order - Nicole J. Walker
9. Investment Company Act Notice: AMG Pantheon Master Fund, LLC, et al
10. Self-Regulatory Organizations; Nasdaq Pricing Rule Change