FCPA Compliance Report

Jonathan Marks on the Evolution of Compliance Through the Eyes of Internal Audit

Listen Later

The FCPA Compliance Report is the longest running podcast in compliance, premiering on July 31, 2015. This week begins a series of podcasts leading up to the 500th anniversary episode of the FCPA Compliance Report, which will post on Monday, August 31. Over the next five episodes, I will post podcasts of 5 top FCPA and compliance commentators. Over this week, I have been joined by Mike Volkov, Matt Kelly, Jonathan Armstrong, Jay Rosen and Jonathan Marks. Each will speak about the evolution of compliance from their own unique perspective. In this episode, I visit with Jonathan Marks, a partner at Baker Tilly who talks about the evolution of compliance through the lens of internal audit. We consider how some of the changes in compliance mirror those he saw and lived through in the world of internal audit.   


Some of the highlights include:

  • Marks looks back at the changes and evolution of the internal audit profession since SOX.
  • Marks sees the FCPA Internal Control provisions as the precursor to SOX.
  • Marks sees professionalism in compliance in a similar arc as he observed in the audit profession.
  • Why was the COSO 2013 Internal Controls Framework a seminal moment for compliance professionals.
  • Why is the move to an overall integrated structure of Enterprise Risk Management so critical?
  • How the 2020 Update to the Evaluation of Corporate Compliance Programs brought business intelligence to compliance.


    • Lineup 

    I hope you will listen in to each episode over this week. The lineup will be:

    Monday, August 24-Episode 495-Mike Volkov on changes in FCPA enforcement.

    Tuesday, August 25- Episode 496-Matt Kelly in changes he has observed in compliance from the business journalist perspective.

    Wednesday 26, August Episode 497-Jonathan Armstrong in changes in data protection/data privacy compliance.

    Thursday August 27-August Episode 498-Jay Rosen in changes in compliance from the business development perspective.

    Monday, August Episode 500-the Anniversary Episode.

    Learn more about your ad choices. Visit megaphone.fm/adchoices

    ...more
    View all episodesView all episodes
    Download on the App Store
    FCPA Compliance ReportBy Thomas Fox
    • 4.6
    • 4.6
    • 4.6
    • 4.6
    • 4.6

    4.6

    19 ratings