This is a whistle-stop tour of Chad’s work history with stints in Switzerland, the US and London.

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Emily Wright discusses how integrated surveillance is crucial but challenging, risk detection using different data types, and how regulators expect prevention, not just detection.

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This roundtable covers preferred attributes of data:

· Concise and Actionable

· Timely and Relevant

· Outcome-Driven

· Predictive

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Challenges and solutions we’re seeing when interrogating and analysing data in support of Consumer Duty, market abuse and financial crime initiatives.

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Challenges and solutions we’re seeing when cleansing and processing data in support of Consumer Duty, market abuse and financial crime initiatives.

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Challenges and solutions we’re seeing when identifying data in support of Consumer Duty, market abuse and financial crime initiatives.

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The FCA is cancelling firms’ Part 4 permissions if they’re not being used, so use it or lose it.

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 This is an overview of the FCA’s wind down process, covering such areas as:

· What it is

· The scenarios that would make a firm no longer viable

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Dina Devalia

Managing Director, Quantuma Link to Dina’s profile

M: +44 (0)7557 419 361 E: [email protected]

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Zoe and Daiman delve into what makes robust Consumer Duty Management Information and why it is vital. 

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The FCA discusses how principal trading firms should focus on:

· Algorithmic trading controls

· Financial resilience

· Avoiding market disruption arising from commodity market volatility

· Operational resilience

· Brexit impacts

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