Let's Talk Markets

Let's Talk Markets

By Dave LauerBusinessInvesting
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Let's Talk Markets episodes

  • We The Investors recap

    This week, Dave and Pink discuss the impact of We The Investors and the advocacy/regulation milestones worth celebrating over the last month, of which there are many!
    And of course we can't have that conversation without mentioning Florida representative Byron... Reynolds? No wait..... Dongle?... Donalds!... a so called Congressman accused Gary Gensler of astroturfing with "so-called individual" investors in a recent comment letter campaign. Be sure to stay tuned to the end of the video to check out the #SoCalledSoICalled music video!
    We The Investors- wetheinvestors.org

    42 min
  • The SEC Takes the Fun out of Non-Fungible

    This week we discuss the SEC, NFTs, and other TLA's (Three-Letter Acronyms)

    Monday, August 28th marked another milestone in the SEC’s quest to exercise control over the rapidly expanding crypto space. The Commission charged L.A.-based media company Impact Theory, LLC for selling unregistered securities in the form of non-fungible tokens (NFTs). The SEC argues that Impact Theory’s “Founder’s Keys”—which it used to raise $30 million in capital—qualify as investment contracts.

    If this is indeed an accurate assessment, that would have placed the onus on the issuer of this NFT to register as a security with the SEC.

    For those who have been paying attention, this should all sound very familiar. The action follows closely behind the flurry of lawsuits around the alleged issuance and/or exchange of unregistered cryptocurrency tokens. 

    35 min
  • Take me to the Autopilot- The FINRA Fiasco

    The Financial Industry Regulatory Authority (FINRA) is usually the one handing out judgements. But just last month, the powerful self-regulatory agency (SRO) kind of got its own butt handed to it. 

    A July decision by the U.S. Court of Appeals for the D.C. Circuit could ultimately undermine the very core of FINRA’s mission. Today, we are asking a fascinating question. 

    Is FINRA unconstitutional? Recent court decisions say…maybe?

    This week we welcome Ben Edwards, Professor at the William S. Boyd School of Law at UNLV to discuss what this decision could mean for our markets.

    44 min

About Let's Talk Markets

From the publisher's feed

Welcome to Let's Talk Markets with Dave Lauer and co-host Pink, where we discuss and demystify the experience of investing in the US Stock Market. We’ll cover everything from market trends, to reform…