Sign up to save your podcastsEmail addressPasswordRegisterOrContinue with GoogleAlready have an account? Log in here.
Insights into building a culture and climate for resilience, risk management, governance and creativity in your business... more
FAQs about Model Office and The Science of Compliance:How many episodes does Model Office and The Science of Compliance have?The podcast currently has 32 episodes available.
December 08, 2022The Science of Compliance Episode 21: Alex Whitson, Managing Director Vouched forWe welcome Financial Adviser firm review platform Managing Director Alex Whitson to discuss his career journey and Vouched for's services and technology in supporting adviser firms and their clients on the current regulation challenges and opportunities they face ...more30minPlay
October 20, 2022The Science of Compliance Episode 19: Mike Barrett, Consulting Director, The Lang Cat ConsultancyMike brings his intelligence and wit to all key issues surrounding the FCA's Consumer Duty plus other key issues and talks us through his career journey and where he sees the industry direction of travel. ...more33minPlay
October 04, 2022The Science of Compliance Episode 18: Roderic Rennison Partner Catalyst PartnersListen into industry stalwart Roderic Rennison on his career journey and views on industry regulatory challenges and opportunities particularly in the M&A arena. ...more26minPlay
March 30, 2022The Science of Compliance Episode 17: Paul Richards the Head of Distribution, Fidelity Adviser SolutionsPaul discusses his own and Fidelity's journey in supporting adviser, planner and wealth manager firms in the market place and how Fidelity Advice Solutions are supporting firms meet their on-going challenges and opportunities ...more26minPlay
February 17, 2022The Science of Compliance Episode 16: Dr Greg B Davies Head of Behavioural Finance Oxford RiskListen to Greg's forensic knowledge on the importance of behavioural finance, data analytics and technology in ensuring human's stand the best possible opportunity to make the right decisions and manage risks. You can download the details on Greg's audit work on 'noise' and inconsistencies in the advice process here https://www.linkedin.com/feed/update/urn:li:activity:6790608211285168128/...more37minPlay
October 21, 2021The Science of Compliance Series 2, Episode 5: Dr Sian Lewin, Co-Founder and Head of Client Delivery RegTech AssociatesLearn all about the RegTech industry and how it is helping firms meet ongoing governance, risk and compliance challenges from The RegTech Doctor herself, Dr Sian Lewin Co-Founder and Head of Client Delivery RegTech Associates ...more29minPlay
October 21, 2021The Science of Compliance Series 2, Episode 15: Dr Sian Lewin Co-Founder and Head of Client Deliver RegTech AssociatesA very insightful podcast into the RegTech industry from a leader in the field Dr Sian Lewin of RegTech Associates, covering women in RegTech, RegTech Associates research and the direction of travel for RegTech both in UK and Internationally. ...more34minPlay
September 27, 2021The Science of Compliance Series 1, Episode 10: Aviva's Director of Platform propositions Mike Hogg and Platform and FinTech integration manager Tim WaltonAviva's Director of Platform propositions Mike Hogg and Platform and FinTech integration manager Tim Walton discuss how an industry leading platform provider can aid firm's compliance challenges and enable firm professional practice. ...more37minPlay
June 18, 2021The Science of Compliance Series 2, Episode 4: Intelliflo's Strategic Partnership Manager Gill MillwardGill discusses her career journey and the importance of persistence, determination and working with an employer that walks it's talk on diversity and how tech can enable firm's client, business and compliance management success ...more16minPlay
June 03, 2021The Science of Compliance Series 2, Episode 3: PIMFA's Chief Executive Liz FieldWe continue our women in financial services series this time with host Liz Field CE of The Personal Investment Management and Financial Advice Association (PIMFA) the UK’s leading financial investment and advice trade association where Liz discusses her journey, challenges and opportunities.....more38minPlay
FAQs about Model Office and The Science of Compliance:How many episodes does Model Office and The Science of Compliance have?The podcast currently has 32 episodes available.