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NASAA Talks
NASAA Talks episodes
- Regulation Best Interest Examination Report
This episode features a conversation with Ohio Securities Commissioner Andrea Seidt about the Regulation Best Interest Examination Report.
22 min - Presidential Fireside Chat
This episode features a conversation between the former NASAA President and Chief of Jersey Bureau of Securities Christopher Gerold and current President and Senior Deputy Commissioner of West Virginia Securities Commission Lisa Hopkins.
21 min - Women's Financial Independence
A conversation on Women’s History Month, the unique financial challenges facing women and how NASAA members are responding.
14 min - Investment Advisers and Cybersecurity
A conversation with Ohio Securities Commissioner Andrea Seidt on state-registered investment advisers and cybersecurity.
14 min - Fireside chat with FINRA
A fireside chat with FINRA CEO and President Robert Cook on current regulatory issues.
20 min - Senior Investor Protection with SEC
A conversation with SEC Commissioner Elad Roisman on a collaborative approach to senior investor protection.
19 min - Senior Investor Protection
A conversation with Maine Securities Administrator Judith Shaw on NASAA senior investor protection initiatives.
22 min - NASAA Legislative Agenda Part 2
A conversation with NASAA President and Vermont Commissioner of Financial Regulation Michael Pieciak on NASAA legislative priorities. (Part 2)
15 min - NASAA Legislative Agenda Part 1
A conversation with NASAA President and Vermont Commissioner of Financial Regulation Michael Pieciak on NASAA legislative priorities. (Part 1)
16 min
About NASAA Talks
From the publisher's feed
NASAA Talks is a podcast on issues of interest to investors, policymakers, and the securities regulation industry.