Compliance and AI

Navigating Regulatory Challenges in 2025 with Allison Lagosh

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What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are but three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom is joined by Allison Lagosh, Head of Compliance at Saifr.ai, to discuss the current and future landscape of regulatory compliance.

Lagosh discusses key regulatory focus areas for 2025, including AI and its intersection with compliance, the expansion of AML rules to investment advisors, and the importance of accurate AI representation. She also touches on the challenges of an ever-changing regulatory environment, providing strategies for future-proofing compliance programs and managing uncertainty. Lagosh offers practical advice for compliance officers, emphasizing continuous education, reliance on sound vendor management, and integrating AI governance within firms.

Key highlights:

  • What are the key regulatory focus areas for 2025, particularly from the SEC and FINRA?
  • How are firms adjusting their compliance strategies to align with these expectations?
  • What are the new AML rules for investment advisors?
  • How are compliance functions currently leveraging AI technologies?
  • What are the practical challenges and benefits of integrating AI into a firm’s compliance infrastructure?
  •  What can compliance officers do now to future-proof their programs for upcoming regulatory changes?

    • Resources:

    Allison Lagosh on Linkedin

    Saifr.ai

    Tom Fox

    Instagram

    Facebook

    YouTube

    Twitter

    LinkedIn

    Check out my latest book, Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond, available from Amazon.com.

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    Compliance and AIBy Thomas Fox