In this latest episode of our podcast series, Let’s talk asset management, Haney Saadah, Matthew Gregory and Simon Lovegrove discuss the FCA’s ‘naming and marketing’ rules under the Sustainability Disclosure Requirements. These rules came into force on 2 December 2024 although some firms have taken the ‘temporary flexibility’ offered by the FCA which gives firms until 2 April 2025 to comply with the rules.

In our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the FCA’s recently published Market Watch 81, which sets out some observations from the regulator’s supervision of the transaction reporting regime.

With the rise in investigations across the Middle East and the increasingly rigorous and pro-active enforcement appetite of the regulators, it is important to carefully and strategically to mitigate risk. This Podcast episode will provide an overview of the key trends in investigations across the region, consider some of the underlying policies which shape the regulators’ approach, and provide an overview of the key legal, procedural, governance and reputational issues to be aware of.

In this latest episode of our podcast series, Let’s talk asset management, Hannah Meakin, Lucy Dodson, Rebecca Dulieu and Simon Lovegrove discuss the UK Financial Conduct Authority’s recent work on non-financial misconduct and its impact on the UK asset management sector.

In our latest edition of Regulation Around the World, we consider the UK Financial Conduct Authority’s Consumer Duty and see if the United States and Australia have already got similar concepts in their frameworks.

In this latest episode of our podcast series, Let’s talk asset management, Claire Guilbert and Simon Lovegrove discuss European Long Term Investment Funds and the recent European Commission Delegated Regulation containing regulatory technical standards providing further guidance on the regime.

In February this year the FCA sent a survey to over 1,000 regulated wholesale financial services firms asking a series of questions about incidents of non-financial misconduct recorded by the firms in the years 2021, 2022 and 2023. In this latest Global Regulation Tomorrow Plus episode, Katie Stephen, Hannah Meakin, Simon Lovegrove and Catherine Pluck discuss the results of the FCA’s survey which were published on 25 October 2024.

In the latest Global Regulation Tomorrow Plus episode, Matthew Gregory, Joe Bamford and Simon Lovegrove discuss some of the key issues concerning HM Treasury’s recent consultation on regulating the buy now pay later sector.

In this latest episode of our podcast series, Let’s talk asset management, Cyril Clugnac and Simon Lovegrove discuss the European Securities and Markets Authority’s final guidelines on funds’ names using ESG or sustainability-related terms. The guidelines apply from 21 November 2024.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Floortje Nagelkerke from our Amsterdam office discusses payment for order flow.