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NSCP "Currents" Podcast
By NSCP
Brought to you by National Society of Compliance Professionals. This podcast series features a reading from one of the articles from NSCP's monthly "Currents" newsletter.... more
FAQs about NSCP "Currents" Podcast:
How many episodes does NSCP "Currents" Podcast have?
The podcast currently has 26 episodes available.
NSCP "Currents" Podcast episodes:
July 18, 2020NSCP’s Regulatory Response During COVID-19 
July 17, 2020An Overview of FINRA Proposed Rules in Anticipation of Regulation BI July 16, 2020How Insurance is Important to Your Compliance Program July 15, 2020“Senior Safe” Legislation – A Carrot and Stick March 02, 2020Infusing Diversity & Inclusion Into Your Compliance Program December 23, 2019Best Execution Considerations for Advisers October 08, 2019Simple Ways to Maximize Your Compliance Career At Any Level October 08, 2019The Top Ten Features to Look for in a Compliance Program Management System June 28, 2019The SEC’s Approach to Misconduct: Drawbacks and Benefits to Self Reporting June 03, 2019Prospects for Self-Reporting: The SEC’s Share Class Selection Disclosure Initiative, Part 1
FAQs about NSCP "Currents" Podcast:
How many episodes does NSCP "Currents" Podcast have?
The podcast currently has 26 episodes available.