Pierpoint Perspective$

Join Roy Zimmerhansl with guest John Arnesen to go through a wide ranging review of securities finance over 2021 from GameStop at the beginning of the year, through IPOs and SPACs that had a major impact on revenues, on to Korean short selling bans expiring and much much more.  The episode includes a special announcement from John.

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You can reach Roy Zimmerhansl at [email protected] and on LinkedIn at www.linkedin.com/in/royzimmerhansl

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David McIntosh and Doug Reay, both Managing Directors of Blue Fire AI provide listeners with fascinating insights into the use of Artificial Intelligence in portfolio risk management and investment decision-making.  They provide real-life examples (such as Wirecard) of the strengths and limitations of AI in the investment process, identifying how it can be used effectively to augment human decision making, providing information that just can't be comprehensively compiled any other way.

Between recording and making this programme live, Blue Fire AI won the WatersTechnology Best AI-Based Solution Asia award.  Congrats to the team at BlueFire!

Join host Roy Zimmerhansl as he gets a glimpse of the future of risk management. 

Roy also invites listeners to get in touch with feedback, comments and suggestions on the topic - [email protected] 

You can find out more about Blue fire at their website
Reach David via his LinkedIn profile here
Reach Doug via his LinkedIn profile here

Pierpoint Connections

You can reach Roy Zimmerhansl at [email protected] and on LinkedIn at www.linkedin.com/in/royzimmerhansl

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Support the show (https://www.buymeacoffee.com/pierpoint)

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Chris Hagstrom CEO, Kayenta, identifies the challenges in the hedge fund treasury space and takes host Roy Zimmerhansl through how Kayenta is addressing those issues.  Some themes consistent with the wider securities finance ecosystem arise, such as lack of standardisation.  

The problems Kayenta is looking to solve go straight to the bottom line for their clients, but what does it mean for service providers? Explore these and other topics with Chris and Roy.

You can find out more about Kayenta at their website
Reach out to Chris via his LinkedIn profile here

Pierpoint Connections

You can reach Roy Zimmerhansl at [email protected] and on LinkedIn at www.linkedin.com/in/royzimmerhansl

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Ben Arnold and Michael Ashby of Meraki Global Advisors meet with Pierpoint Perspectives host Roy Zimmerhansl and speak with him on outsourced trading, the different models and the reasons why asset managers of all types may want to consider outsourced trading.
There are lessons to be learned and applied to a range of businesses, including securities finance.

You can find out more about Meraki at their website
Reach out to Ben or Michael via their LinkedIn profiles:
Ben Arnold
Michael Ashby

Pierpoint Connections

You can reach Roy Zimmerhansl at [email protected] and on LinkedIn at www.linkedin.com/in/royzimmerhansl

Learn through access to experts, gain information and grow your contacts through the networking benefits of Pierpoint Alpha Community - DOORS CLOSE ON 13 JUNE!!!

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Darren Crowther and Vishal Agrawal of Broadridge join host Roy Zimmerhansl to discuss technology - the current state; the existing and potential applications for robotics and artificial intelligence; and the disruptors that are already influencing the thinking of financial market participants.

Broadridge 

LinkedIn connections:
Darren Crowther https://www.linkedin.com/in/darren-crowther-a8103421
Vishal Agrawal https://www.linkedin.com/in/vishalagrawal1999

Pierpoint Connections

You can reach Roy Zimmerhansl at [email protected] and on LinkedIn at www.linkedin.com/in/royzimmerhansl

Learn through access to experts, gain information and grow your contacts through the networking benefits of Pierpoint Alpha Community - DOORS CLOSE ON 13 JUNE!!!

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Mark Faulkner, Co-Founder Credit Benchmark engages in a wide-ranging discussion with host Roy Zimmerhansl covering Basel IV, Peer-to-Peer, Pledge Collateral, Indemnifications, and even 'meme stocks'.

Timeline

00:00 Introduction

2:45 New developments at Credit Benchmark

6:30 Importance of Basel IV to Securities Finance

9:30 Unrated entities – wider impact than Securities Finance

16:00 Absorbing the cost, GC, Peer-to-Peer, and mitigants

18:56 Collateral eligibility and market evolution

22:30 ESG

28:20 Pledge Collateral

30:22 Challenge of regulatory roll-out of Basel IV?

37:21 No easy labels for organisations

38:52 Financial strength and indemnifications

41:06 Meme stock frenzy and Being There

45:15 Roy’s Episode summary

Pierpoint Connections

You can reach Roy Zimmerhansl at [email protected] and on LinkedIn at www.linkedin.com/in/royzimmerhansl

Learn through access to experts, gain information and grow your contacts through the networking benefits of Pierpoint Alpha Community 

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This episode features Nick Bruce, who is Head of Business Development at Regis-TR; one of Europe's leading Trade Repositories. Speaking with host Roy Zimmerhansl, Nick gives listeners his perspective on the role of trade repositories, the rollout of SFTR, the challenge and opportunities of data evolution, and more.

Timeline

00:00 Introduction

3:05 What is a Trade Repository?

8:30 Breadth of Regis-TR regulatory coverage

9:40 A holistic view of data and evolution of standards

19:01 Bringing together data from different regulatory regimes

22:35 Not sexy, but definitely important

23:51 Impact of Brexit

32:08 The human side of working in a Covid world

45:38 Nick’s closing thoughts on the future

49:38 Roy’s Episode summary and Season Two wrap-up

Pierpoint Connections

You can reach Roy Zimmerhansl at [email protected] and on LinkedIn at www.linkedin.com/in/royzimmerhansl

Learn through access to experts, gain information and grow your contacts through the networking benefits of Pierpoint Alpha Community

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Que Phuong Dufournet-Tran, Trading Services & Analytics Regulatory Affairs, IHS Markit, continues with her SFTR Review, this time looking forward - what is the focus for the firms and industry participants for 2021?

In January 2021, her scope was widened beyond SFTR due to the IHS Markit has acquired Cappitech, a technology provider of regulatory reporting, best execution analysis and business intelligence solutions.  

Timeline

00:00 Introduction

2:42 The motto for 2021 - Data Quality and Control

8:05 The focus on Lifecycle Events

10:58 The problem of missing LEIs for Non-EEA issuers

25:19 Responsibility without Control

30:48 What are market participants focussed on for 2021?

32:37 Data standardisation - an international objective

38:54 No regulation is perfect - in a better place than we were

40:40 Roy's wrap-up

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Que Phuong Dufournet-Tran, IHS Markit, takes listeners and host Roy Zimmerhansl through a review of the progress at the six-month stage after initial SFTR implementation.

Que Phuong works at IHS Markit in Trading and Services regulatory affairs, leading relations with industry associations and regulators for more than a year. In January her scope was widened beyond SFTR due to the IHS Markit has acquired Cappitech, a technology provider of regulatory reporting, best execution analysis and business intelligence solutions.  

You can read Que Phuong's article that grabbed my attention at: http://bit.ly/SFTRQPDT

Timeline

00:00 Introduction

3:59 Interesting beginnings for SFTR journey

6:31 Initial observations on first six months

7:51 Key positives of the implementation

10:31 Achieving a high Acceptance Rate

13:42 Documentation break issues and resolution

14:33 Problems with Legal Entity Identifiers (LEI)

17:41 Improving counterparty exposure oversight

22:25 Turning to less positive aspects of implementation

30:31 Addressing the outstanding issues and priorities

33:22 Integrated information rather than UK/EU split

38:40 BAU or ongoing investment?

45:30 Minimum viable compliance vs Target Operating Model change

46:15 Outlook six-twelve months from today

47:11 Harmonisation of data

51:55 Learning from EMIR, Q&A process, Brexit

54:28 Additional responsibilities for Que Phuong

59:30 Roy's wrap-up

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Richard Comotto, expert securities finance consultant with a deep and rich history in repo markets gives his assessment of the first six months of the implementation of SFTR. He shares his views with host Roy Zimmerhansl, Practice Lead at Pierpoint.

Richard's LinkedIn profile: https://www.linkedin.com/in/richard-comotto-14a6403

Timeline

00:00 Introduction

3:10 Initial observations on first six months

6:35 “Extraordinary effort“ required … and delivered

12:15 The positive aspects of the implementation

19:47 Failure to invest in ‘fit for purpose’ technology

29:51 The less-positive side of SFTR and its implementation

42:10 SFTR review in April?

44:30 Brexit

47:10 Rating SFTR performance of SFTR stakeholders

52:50 Closing thoughts from Richard

58:50 Pierpoint Alpha Community

59:57 Roy's wrap-up

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