RBC Clearing & Custody Spotlight

Our host Tara Wells, Director of Business Initiatives at RBC Clearing & Custody sits down with Noel Stave, Chief Operating Officer at RBC Clearing & Custody to discuss our long-term technology roadmap and current technology initiatives.

The purpose of these calls are to highlight key resources available to investment professional through a clearing & custody relationship with RBC. These recording are for financial professional use only and not intended for end investor use.

The content of this recording is for informational, internal use only by RBC Clearing & Custody firms and their Financial Professionals, and must not be construed as investment advice, or an offer to buy or sell securities or any products or services mentioned.

The views and opinions of guests on this program are not necessarily those of RBC Clearing & Custody, LLC or its affiliates. RBC Clearing & Custody reserves the right to change the contents of this presentation, its policies and procedures, and individual program services and requirements without notice.

Employees of broker-dealer and RIA firms are responsible for following their firm’s policies and procedures, including, but not limited to those pertaining to suitability and communications with the public. The recording is for informational purposes only and should not be considered tax advice. Please consult a tax and/or financial professional for advice specific to your individual circumstances.

RBC Clearing & Custody, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC.

Our host Tara Wells, Director of Business Initiatives at RBC Correspondent & Advisor Services sits down with Julianne Schurman, Manager of Client Experience and Gwen Jorgens, Director of Client Digital Experience at RBC Wealth Management to discuss client digital solutions and our client experience roadmap.

The purpose of these calls are to highlight key resources available to investment professional through a clearing & custody relationship with RBC. These recording are for financial professional use only and not intended for end investor use.

The content of this recording is for informational, internal use only by RBC Clearing & Custody firms and their Financial Professionals, and must not be construed as investment advice, or an offer to buy or sell securities or any products or services mentioned.

The views and opinions of guests on this program are not necessarily those of RBC Clearing & Custody, LLC or its affiliates. RBC Clearing & Custody reserves the right to change the contents of this presentation, its policies and procedures, and individual program services and requirements without notice.

Employees of broker-dealer and RIA firms are responsible for following their firm’s policies and procedures, including, but not limited to those pertaining to suitability and communications with the public. The recording is for informational purposes only and should not be considered tax advice. Please consult a tax and/or financial professional for advice specific to your individual circumstances.

RBC Clearing & Custody, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC.

Our host Tara Wells, Director of Business Initiatives at RBC Correspondent & Advisor Services sits down with Julianne Schurman, Manager of Client Experience at RBC Correspondent & Advisor Services to discuss a new and innovating client onboarding solution.

The purpose of these calls are to highlight key resources available to investment professional through a clearing & custody relationship with RBC. These recording are for financial professional use only and not intended for end investor use.

The content of this recording is for informational, internal use only by correspondent services and advisor services firms and their Financial Professionals, and must not be construed as investment advice, or an offer to buy or sell securities or any products or services mentioned.

The views and opinions of guests on this program are not necessarily those of RBC Correspondent & Advisor Services, LLC or its affiliates. RBC Correspondent Services and Advisor Services reserves the right to change the contents of this presentation, its policies and procedures, and individual program services and requirements without notice.

Employees of broker-dealer and RIA firms are responsible for following their firm’s policies and procedures, including, but not limited to those pertaining to suitability and communications with the public. The recording is for informational purposes only and should not be considered tax advice. Please consult a tax and/or financial professional for advice specific to your individual circumstances.

RBC Correspondent & Advisor Services are divisions of RBC Capital Markets, LLC. Member NYSE/FINRA/SIPC.

Our host Aaron Funk, Director of Wealth Strategies at RBC Correspondent & Advisor Services sits down with Fred Rose, Head of Credit & Liquidity Solutions at RBC Wealth Management to discuss how you can help clients with their liquidity needs.

The purpose of these calls are to highlight key resources available to investment professional through a clearing & custody relationship with RBC. These recording are for financial professional use only and not intended for end investor use.

The content of this recording is for informational, internal use only by correspondent services and advisor services firms and their Financial Professionals, and must not be construed as investment advice, or an offer to buy or sell securities or any products or services mentioned.

The views and opinions of guests on this program are not necessarily those of RBC Correspondent & Advisor Services, LLC or its affiliates. RBC Correspondent Services and Advisor Services reserves the right to change the contents of this presentation, its policies and procedures, and individual program services and requirements without notice.

Employees of broker-dealer and RIA firms are responsible for following their firm’s policies and procedures, including, but not limited to those pertaining to suitability and communications with the public. The recording is for informational purposes only and should not be considered tax advice. Please consult a tax and/or financial professional for advice specific to your individual circumstances.

RBC Correspondent & Advisor Services are divisions of RBC Capital Markets, LLC. Member NYSE/FINRA/SIPC.

RBC Credit Access Line is a securities-based, demand line of credit offered by Royal Bank of Canada, an Equal Opportunity Lender and a bank affiliate of RBC Capital Markets, LLC. Securities-based loans involve special risks and are not suitable for everyone.  To review more details pertaining to the risks and considerations, please visit: https://www.rbcwealthmanagement.com/us/en/legal/rbc-credit-access-line.

Mick Dyer, Manager of Marketing Content at RBC Correspondent and Advisor Services, introduces Kent McClanahan, Senior Analyst on RBC Wealth Management’s global manager research team. Kent explains RBC’s ESG select portfolio and why responsible investing is important for clients and advisors.

The purpose of these calls are to highlight key resources available to investment professional through a clearing & custody relationship with RBC. These recording are for financial professional use only and not intended for end investor use.

The content of this recording is for informational, internal use only by correspondent services and advisor services firms and their Financial Professionals, and must not be construed as investment advice, or an offer to buy or sell securities or any products or services mentioned.

The views and opinions of guests on this program are not necessarily those of RBC Correspondent & Advisor Services, LLC or its affiliates. RBC Correspondent Services and Advisor Services reserves the right to change the contents of this presentation, its policies and procedures, and individual program services and requirements without notice.

Employees of broker-dealer and RIA firms are responsible for following their firm’s policies and procedures, including, but not limited to those pertaining to suitability and communications with the public. The recording is for informational purposes only and should not be considered tax advice. Please consult a tax and/or financial professional for advice specific to your individual circumstances.

RBC Correspondent & Advisor Services are divisions of RBC Capital Markets, LLC. Member NYSE/FINRA/SIPC.

Mick Dyer, Manager of Marketing Content at RBC Correspondent and Advisor Services, introduces Mitch Chamberlain and Rachel Levine from Dimensional Fund Advisors (DFA). Mitch and Rachel explain how DFA can benefit advisors and their clients.

The purpose of these calls are to highlight key resources available to investment professional through a clearing & custody relationship with RBC. These recording are for financial professional use only and not intended for end investor use.

The content of this recording is for informational, internal use only by correspondent services and advisor services firms and their Financial Professionals, and must not be construed as investment advice, or an offer to buy or sell securities or any products or services mentioned.

The views and opinions of guests on this program are not necessarily those of RBC Correspondent & Advisor Services, LLC or its affiliates. RBC Correspondent Services and Advisor Services reserves the right to change the contents of this presentation, its policies and procedures, and individual program services and requirements without notice.

Employees of broker-dealer and RIA firms are responsible for following their firm’s policies and procedures, including, but not limited to those pertaining to suitability and communications with the public. The recording is for informational purposes only and should not be considered tax advice. Please consult a tax and/or financial professional for advice specific to your individual circumstances.

RBC Correspondent & Advisor Services are divisions of RBC Capital Markets, LLC. Member NYSE/FINRA/SIPC.

Mick Dyer, Manager of Marketing Content at RBC Correspondent & Advisor Services, introduces John Bracco from Broadridge Advisor Solutions. John explains new features of Broadridge Advisor Solutions available to RBC Financial Professionals at no cost, including newsletters, seminars and e-cards.

The purpose of these calls are to highlight key resources available to investment professional through a clearing & custody relationship with RBC. These recording are for financial professional use only and not intended for end investor use.

The content of this recording is for informational, internal use only by RBC Clearing & Custody firms and their Financial Professionals, and must not be construed as investment advice, or an offer to buy or sell securities or any products or services mentioned.

The views and opinions of guests on this program are not necessarily those of RBC Clearing & Custody, LLC or its affiliates. RBC Clearing & Custody reserves the right to change the contents of this presentation, its policies and procedures, and individual program services and requirements without notice.

Employees of broker-dealer and RIA firms are responsible for following their firm’s policies and procedures, including, but not limited to those pertaining to suitability and communications with the public. The recording is for informational purposes only and should not be considered tax advice. Please consult a tax and/or financial professional for advice specific to your individual circumstances.

RBC Clearing & Custody, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC.

Professional Trustee services are offered by RBC Trust Company (Delaware) Limited (RBC Trust), Comerica Bank & Trust, N.A., TCA TrustCorp America and South Dakota Trust Company LLC which may serve as trustee. RBC Capital Markets, LLC, is a subsidiary of Royal Bank of Canada (RBC), and RBC Trust is a division of RBC. RBC Wealth Management and/or your financial advisor may receive compensation in connection with offering or referring these services. Neither RBC Wealth Management nor its financial advisors are able to serve as trustee. RBC Wealth Management does not provide tax or legal advice. All decisions regarding the tax or legal implications of your investments should be made in connection with your independent tax or legal advisor.

2020 has provided a unique opportunity to discuss Roth Conversions with your clients. Our host Aaron Funk, Director of Wealth Strategies at RBC Correspondent & Advisor Services sits down with Griffin Geisler, Wealth Planning Consultant, at RBC Wealth Management to discuss Roth conversions.

The purpose of these calls are to highlight key resources available to investment professional through a clearing & custody relationship with RBC. These recording are for financial professional use only and not intended for end investor use.

The content of this recording is for informational, internal use only by correspondent services and advisor services firms and their Financial Professionals, and must not be construed as investment advice, or an offer to buy or sell securities or any products or services mentioned.

The views and opinions of guests on this program are not necessarily those of RBC Correspondent & Advisor Services, LLC or its affiliates. RBC Correspondent Services and Advisor Services reserves the right to change the contents of this presentation, its policies and procedures, and individual program services and requirements without notice.

Employees of broker-dealer and RIA firms are responsible for following their firm’s policies and procedures, including, but not limited to those pertaining to suitability and communications with the public. The recording is for informational purposes only and should not be considered tax advice. Please consult a tax and/or financial professional for advice specific to your individual circumstances.

RBC Correspondent & Advisor Services are divisions of RBC Capital Markets, LLC. Member NYSE/FINRA/SIPC.

Our host Aaron Funk, Wealth Strategies at RBC Correspondent & Advisor Services sits down with Roman Kozak, Retirement Planning Consultant at RBC Wealth Management to discuss the CARES ACT and its impact on RMD’s for 2020 along with a few other timely retirement topics.

The purpose of these calls are to highlight key resources available to investment professional through a clearing & custody relationship with RBC. These recording are for financial professional use only and not intended for end investor use.

The content of this recording is for informational, internal use only by correspondent services and advisor services firms and their Financial Professionals, and must not be construed as investment advice, or an offer to buy or sell securities or any products or services mentioned.

The views and opinions of guests on this program are not necessarily those of RBC Correspondent & Advisor Services, LLC or its affiliates. RBC Correspondent Services and Advisor Services reserves the right to change the contents of this presentation, its policies and procedures, and individual program services and requirements without notice.

Employees of broker-dealer and RIA firms are responsible for following their firm’s policies and procedures, including, but not limited to those pertaining to suitability and communications with the public. The recording is for informational purposes only and should not be considered tax advice. Please consult a tax and/or financial professional for advice specific to your individual circumstances.

RBC Correspondent & Advisor Services are divisions of RBC Capital Markets, LLC. Member NYSE/FINRA/SIPC.

Our host Aaron Funk, Director of Wealth Strategies at RBC Correspondent & Advisor Services sits down with Sara Martinucci, Senior Trust Consultant at RBC Wealth Management. Sara shared some very timely and actionable thoughts / insights on Beneficiary Designation’s, Wills and Trusts.

The purpose of these calls are to highlight key resources available to investment professional through a clearing & custody relationship with RBC. These recording are for financial professional use only and not intended for end investor use.

The content of this recording is for informational, internal use only by correspondent services and advisor services firms and their Financial Professionals, and must not be construed as investment advice, or an offer to buy or sell securities or any products or services mentioned.

The views and opinions of guests on this program are not necessarily those of RBC Correspondent & Advisor Services, LLC or its affiliates. RBC Correspondent Services and Advisor Services reserves the right to change the contents of this presentation, its policies and procedures, and individual program services and requirements without notice.

Employees of broker-dealer and RIA firms are responsible for following their firm’s policies and procedures, including, but not limited to those pertaining to suitability and communications with the public. The recording is for informational purposes only and should not be considered tax advice. Please consult a tax and/or financial professional for advice specific to your individual circumstances.

RBC Correspondent & Advisor Services are divisions of RBC Capital Markets, LLC. Member NYSE/FINRA/SIPC.

Professional Trustee services are offered by RBC Trust Company (Delaware) Limited (RBC Trust), Comerica Bank & Trust, N.A., TCA TrustCorp America and South Dakota Trust Company LLC which may serve as trustee. RBC Capital Markets, LLC, is a subsidiary of Royal Bank of Canada (RBC), and RBC Trust is a division of RBC. RBC Wealth Management and/or your financial advisor may receive compensation in connection with offering or referring these services. Neither RBC Wealth Management nor its financial advisors are able to serve as trustee. RBC Wealth Management does not provide tax or legal advice. All decisions regarding the tax or legal implications of your investments should be made in connection with your independent tax or legal advisor.