Series 7 Whisperer

Series 7 Exam Content Outline Part 1


Listen Later

n this first installment of our Series 7 Content Outline walkthrough, we dive deep into Function 1 and Function 2—critical foundational areas that set the stage for success on the exam. 🚀 What You’ll Learn in This Video: Function 1: Seeks Business Learn the ins and outs of engaging new and existing clients effectively. We cover communication standards, marketing best practices, and regulatory approvals required under FINRA and SEC rules Why Watch Part 1? It's the essential foundation—laying out the first 20% of your exam’s scope. Gain clarity on how to prove client relationships and build a compliant practice from Day One. Perfect for both beginners and review candidates—we keep it clear, structured, and packed with exam-relevant insights. This isn’t fluff. It’s straight-to-the-point exam prep from someone who’s trained thousands of students to crush this test. 📚 Perfect for: Anyone just starting their Series 7 prep People struggling to connect the outline to the actual questions Test-takers who want a real-world explanation, not textbook jargon 👊 Let’s get after it. .

...more
View all episodesView all episodes
Download on the App Store

Series 7 WhispererBy capadvantage

  • 4.9
  • 4.9
  • 4.9
  • 4.9
  • 4.9

4.9

72 ratings


More shows like Series 7 Whisperer

View all
Motley Fool Money by The Motley Fool

Motley Fool Money

3,221 Listeners

WSJ Your Money Briefing by The Wall Street Journal

WSJ Your Money Briefing

1,708 Listeners

Series 7 Exam; Series 7 Study Guide Lessons and Information by Franz

Series 7 Exam; Series 7 Study Guide Lessons and Information

91 Listeners

WSJ What’s News by The Wall Street Journal

WSJ What’s News

4,362 Listeners

THE ED MYLETT SHOW by Ed Mylett | Cumulus Podcast Network

THE ED MYLETT SHOW

14,043 Listeners

Wall Street Breakfast by Seeking Alpha

Wall Street Breakfast

1,030 Listeners

SIE Exam: Securities Industry Essentials Exam Lessons and Information by Franz

SIE Exam: Securities Industry Essentials Exam Lessons and Information

58 Listeners

The Perfect RIA by Matthew Jarvis, CFP® & Micah Shilanski, CFP®

The Perfect RIA

457 Listeners

FINRA Exam Tips and Career Advice - Achievable Podcast by Achievable

FINRA Exam Tips and Career Advice - Achievable Podcast

32 Listeners

All-In with Chamath, Jason, Sacks & Friedberg by All-In Podcast, LLC

All-In with Chamath, Jason, Sacks & Friedberg

9,793 Listeners

Series 7 Exam Tutor's Podcast by Series 7 Exam Tutor

Series 7 Exam Tutor's Podcast

34 Listeners

Series 6 Lessons Audio Lessons for the FINRA Series 6 Exam by Franz

Series 6 Lessons Audio Lessons for the FINRA Series 6 Exam

3 Listeners

Series 65 Exam Podcast by Franz Amussen

Series 65 Exam Podcast

21 Listeners

Series 66 Exam Podcast by Franz Amussen

Series 66 Exam Podcast

3 Listeners

Bloomberg Daybreak: US Edition by Bloomberg

Bloomberg Daybreak: US Edition

75 Listeners