Series 7 Exam; Series 7 Study Guide Lessons and Information

Series 7 Top-Off Exam a Bad Annuity Sales Tale

last month the client came to be and we discussed annuities. It turns out he been sold a bill of goods which was not what was represented by the salesperson in person or over the phone. When he got his actual annuity contract at different substantially from what he was promised. In this podcast I go over that experience and analyze the annuity contract he received. And what he did about it

If you are going to be selling annuities please make sure you make full disclosure to your clients!

 

The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should also be doing. Audio lessons simply allow you to learn comprehend and reinforce what you should also be learning through normal studying methods such as attending classes, reading books, and taking practice quizzes.

 

The full table of contents for the Series 7 Top-Off Study Guide is located here

The New Series 7 Top- Off Study Guide Audio Lessons is 74 lessons and a Total Length 32 hours 27 Min

 

The full table of contents for the Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam is located here

Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam

Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers.

Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.

Essentials exam results are valid for four years.

Check out our podcast for the SIE Exam

Here is a link to our other study products

Series 7 Top-Off Exam a Bad Annuity Sales Tale

last month the client came to be and we discussed annuities. It turns out he been sold a bill of goods which was not what was represented by the salesperson in person or over the phone. When he got his actual annuity contract at different substantially from what he was promised. In this podcast I go over that experience and analyze the annuity contract he received. And what he did about it

If you are going to be selling annuities please make sure you make full disclosure to your clients!

 

The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should also be doing. Audio lessons simply allow you to learn comprehend and reinforce what you should also be learning through normal studying methods such as attending classes, reading books, and taking practice quizzes.

 

The full table of contents for the Series 7 Top-Off Study Guide is located here

The New Series 7 Top- Off Study Guide Audio Lessons is 74 lessons and a Total Length 32 hours 27 Min

 

The full table of contents for the Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam is located here

Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam

Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers.

Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.

Essentials exam results are valid for four years.

Check out our podcast for the SIE Exam

Here is a link to our other study products

Series 7 Podcast: Trailer

The Series 7 Podcast  is a podcast for those who are preparing to take the FINRA  Series 7 Exam and enter the Financial Services industry.

In this podcast we share audio lessons to help you prepare for the Series 7 Exam as well as lessons and interviews with individuals to help the candidate round out their understanding of finance  and business

If you are interested in preparing for the Series 7 Exam or just learn about financial products this is the podcast for you

 

The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should also be doing. Audio lessons simply allow you to learn comprehend and reinforce what you should also be learning through normal studying methods such as attending classes, reading books, and taking practice quizzes.

 

The full table of contents for the Series 7 Top-Off Study Guide is located here

The New Series 7 Top- Off Study Guide Audio Lessons is 74 lessons and a Total Length 32 hours 27 Min

 

The full table of contents for the Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam is located here

Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam

Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers.

Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.

Essentials exam results are valid for four years.

Check out our podcast for the SIE Exam

Here is a link to our other study products

Series 7 Podcast: Trailer

The Series 7 Podcast  is a podcast for those who are preparing to take the FINRA  Series 7 Exam and enter the Financial Services industry.

In this podcast we share audio lessons to help you prepare for the Series 7 Exam as well as lessons and interviews with individuals to help the candidate round out their understanding of finance  and business

If you are interested in preparing for the Series 7 Exam or just learn about financial products this is the podcast for you

 

The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should also be doing. Audio lessons simply allow you to learn comprehend and reinforce what you should also be learning through normal studying methods such as attending classes, reading books, and taking practice quizzes.

 

The full table of contents for the Series 7 Top-Off Study Guide is located here

The New Series 7 Top- Off Study Guide Audio Lessons is 74 lessons and a Total Length 32 hours 27 Min

 

The full table of contents for the Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam is located here

Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam

Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers.

Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.

Essentials exam results are valid for four years.

Check out our podcast for the SIE Exam

Here is a link to our other study products

Bela Musits talks about Starting a Venture Fund pt 1

This is the second part of 3 episodes covering my interview with Bela Musits. I decided to break up the interview into smaller segments to correspond with the average commuting time.

In this episode we discuss his experience in starting a venture Fund. We talked about how he started his venture fund how it was run and how a venture fund is structured.

I've enjoyed talking with Belo media since he's been on my other podcast (Sailing in the Mediterranean and Beyond) as a guest as well if you want to list that podcast which deals with sailing here is the link

Bela is currently The Reh Professor in Entrepreneurship and Innovation Practice in The David D. Reh School of Business at Clarkson University where he teaches entrepreneurship, technology management, innovation, and Private Equity. Bela is one of the three co-founders of High Peaks Ventures, which is now Primary Ventures. He serves as an Advisor at Primary where he works with CEOs and sits on several boards. Prior to co-founding High Peaks, Bela was Director of the Technology Incubator Program at Rensselaer Polytechnic Institute. An engineer, researcher and entrepreneur he worked at GE Corp Research and IBM Corp Research as well as co-founding two venture backed companies. One of which went out of business and the other public in late 1996.

He is a graduate of Rensselaer Polytechnic Institute with undergraduate and graduate degrees in mechanical engineering as well as a MBA

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The full table of contents for the Series 7 Top-Off Study Guide is located here

New Series 7 Top-Off request for reviewers

As I said in an earlier podcast I have just finished producing 74 lessons that now make up the new series 7 study guide audio lessons and I am looking for reviewers who would get a discount to $69.99 from the list price which will be $119.99 a discount of $50. If you are interested in being a reviewer write me an e-mail to the e-mail address which is revealed in the podcast. This offer will be limited to 25 individuals and expires on April 30, 2019

The New Series 7 Top- Off Study Guide Audio Lessons is 74 lessons and a Total Length 32 hours 27 Min

_____________________________

Before you may take the New Series 7 Exam (top off Series 7 Exam) you must also pass the SIE Exam and the audio lessons I have produced may help!

The full table of contents for the Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam is located here

Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam

Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets,

Bela Musits talks about Starting a Venture Fund pt 1

This is the second part of 3 episodes covering my interview with Bela Musits. I decided to break up the interview into smaller segments to correspond with the average commuting time.

In this episode we discuss his experience in starting a venture Fund. We talked about how he started his venture fund how it was run and how a venture fund is structured.

I've enjoyed talking with Belo media since he's been on my other podcast (Sailing in the Mediterranean and Beyond) as a guest as well if you want to list that podcast which deals with sailing here is the link

Bela is currently The Reh Professor in Entrepreneurship and Innovation Practice in The David D. Reh School of Business at Clarkson University where he teaches entrepreneurship, technology management, innovation, and Private Equity. Bela is one of the three co-founders of High Peaks Ventures, which is now Primary Ventures. He serves as an Advisor at Primary where he works with CEOs and sits on several boards. Prior to co-founding High Peaks, Bela was Director of the Technology Incubator Program at Rensselaer Polytechnic Institute. An engineer, researcher and entrepreneur he worked at GE Corp Research and IBM Corp Research as well as co-founding two venture backed companies. One of which went out of business and the other public in late 1996.

He is a graduate of Rensselaer Polytechnic Institute with undergraduate and graduate degrees in mechanical engineering as well as a MBA

--------

The full table of contents for the Series 7 Top-Off Study Guide is located here

New Series 7 Top-Off request for reviewers

As I said in an earlier podcast I have just finished producing 74 lessons that now make up the new series 7 study guide audio lessons and I am looking for reviewers who would get a discount to $69.99 from the list price which will be $119.99 a discount of $50. If you are interested in being a reviewer write me an e-mail to the e-mail address which is revealed in the podcast. This offer will be limited to 25 individuals and expires on April 30, 2019

The New Series 7 Top- Off Study Guide Audio Lessons is 74 lessons and a Total Length 32 hours 27 Min

_____________________________

Before you may take the New Series 7 Exam (top off Series 7 Exam) you must also pass the SIE Exam and the audio lessons I have produced may help!

The full table of contents for the Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam is located here

Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam

Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets,

Bela Musits pt. 1

This is the first of several  episodes covering my interview with Bela Musits. I decided to break up the interview into smaller segments to correspond with the average commuting time.  I've enjoyed talking with Belo media since he's been on my other podcast (Sailing in the Mediterranean and Beyond) as a guest as well if you want to list that podcast which deals with sailing here is the link

Bela  is currently The Reh Professor in Entrepreneurship and Innovation Practice in The David D. Reh School of Business at Clarkson University where he teaches entrepreneurship, technology management, innovation, and Private Equity.  Bela is one of the three co-founders of High Peaks Ventures, which is now Primary Ventures. He serves as an Advisor at Primary where he works with CEOs and sits on several boards.  Prior to co-founding High Peaks, Bela was Director of the Technology Incubator Program at Rensselaer Polytechnic Institute. An engineer, researcher and entrepreneur he worked at GE Corp Research and IBM Corp Research as well as co-founding two venture backed companies. One of which went out of business and the other public in late 1996.

He is a graduate of Rensselaer Polytechnic Institute with undergraduate and graduate degrees in mechanical engineering as well as a MBA    

--------

The full table of contents for the Series 7 Top-Off Study Guide is located here

New Series 7 Top-Off request for reviewers

As I said in an earlier podcast I have just finished producing 74 lessons that now make up the new series 7 study guide audio lessons and I am looking for reviewers who would get a discount to $69.99 from the list price which will be $119.99 a discount of $50. If you are interested in being a reviewer write me an e-mail to the e-mail address which is revealed in the podcast. This offer will be limited to 25 individuals and expires on April 30, 2019

The New Series 7 Top- Off Study Guide Audio Lessons is 74 lessons and a Total Length 32 hours 27 Min

_____________________________

Before you may take the New Series 7 Exam (top off Series 7 Exam) you must also pass the SIE Exam and the audio lessons I have produced may help!

The full table of contents for the Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam is located here

Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam

Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including s...

Bela Musits pt. 1

This is the first of several  episodes covering my interview with Bela Musits. I decided to break up the interview into smaller segments to correspond with the average commuting time.  I've enjoyed talking with Belo media since he's been on my other podcast (Sailing in the Mediterranean and Beyond) as a guest as well if you want to list that podcast which deals with sailing here is the link

Bela  is currently The Reh Professor in Entrepreneurship and Innovation Practice in The David D. Reh School of Business at Clarkson University where he teaches entrepreneurship, technology management, innovation, and Private Equity.  Bela is one of the three co-founders of High Peaks Ventures, which is now Primary Ventures. He serves as an Advisor at Primary where he works with CEOs and sits on several boards.  Prior to co-founding High Peaks, Bela was Director of the Technology Incubator Program at Rensselaer Polytechnic Institute. An engineer, researcher and entrepreneur he worked at GE Corp Research and IBM Corp Research as well as co-founding two venture backed companies. One of which went out of business and the other public in late 1996.

He is a graduate of Rensselaer Polytechnic Institute with undergraduate and graduate degrees in mechanical engineering as well as a MBA    

--------

The full table of contents for the Series 7 Top-Off Study Guide is located here

New Series 7 Top-Off request for reviewers

As I said in an earlier podcast I have just finished producing 74 lessons that now make up the new series 7 study guide audio lessons and I am looking for reviewers who would get a discount to $69.99 from the list price which will be $119.99 a discount of $50. If you are interested in being a reviewer write me an e-mail to the e-mail address which is revealed in the podcast. This offer will be limited to 25 individuals and expires on April 30, 2019

The New Series 7 Top- Off Study Guide Audio Lessons is 74 lessons and a Total Length 32 hours 27 Min

_____________________________

Before you may take the New Series 7 Exam (top off Series 7 Exam) you must also pass the SIE Exam and the audio lessons I have produced may help!

The full table of contents for the Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam is located here

Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam

Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including s...

New Series 7 Top off Examination Lesson MSRB Advertising, FINRA Rules

This New Series 7 Top off Examination Lesson is your sixth and final sample lesson of the 74 lesson full course.

MSRB Advertising, FINRA Rules

The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should also be doing. Audio lessons simply allow you to learn comprehend and reinforce what you should also be learning through normal studying methods such as attending classes, reading books, and taking practice quizzes.

 

The full table of contents for the Series 7 Top-Off Study Guide is located here

The New Series 7 Top- Off Study Guide Audio Lessons is 74 lessons and a Total Length 32 hours 27 Min

 

 

The full table of contents for the Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam is located here

Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam

Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers.

Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.

Essentials exam results are valid for four years.

Check out our podcast for the SIE Exam

Here is a link to our other study products

New Series 7 Top off Examination Lesson MSRB Advertising, FINRA Rules

This New Series 7 Top off Examination Lesson is your sixth and final sample lesson of the 74 lesson full course.

MSRB Advertising, FINRA Rules

The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should also be doing. Audio lessons simply allow you to learn comprehend and reinforce what you should also be learning through normal studying methods such as attending classes, reading books, and taking practice quizzes.

 

The full table of contents for the Series 7 Top-Off Study Guide is located here

The New Series 7 Top- Off Study Guide Audio Lessons is 74 lessons and a Total Length 32 hours 27 Min

 

 

The full table of contents for the Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam is located here

Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam

Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers.

Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.

Essentials exam results are valid for four years.

Check out our podcast for the SIE Exam

Here is a link to our other study products