SIE Exam Lesson 31 Securities Trading Markets pt 3

In this lesson we continue to learn about the trading markets what you need to understand in order to pass the securities industries essentials exam, the SIE exam.Securities Industry Essentials SIE Exam Sample Lesson 31 is another portion (about 1/4 to 1/2 of the full lesson) that we will share with you for the new 36 hour and 35 min audio course "Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam" and this is Securities Industry Essentials SIE Exam Sample Lesson 31

The full course details:

Total Course 36 hour

36 hours 53 Min of audio instruction to help you prepare for the Securities Industry Essentials Exam

58 Audio Lessons for Securities Industry Essentials Exam

13 Bonus Lessons about the finance industry

Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam

 

New Series 7 Exam and SIE Exam details.

Here is a link to the table of Contents

Here is what my customers say about my audio lessons

Testimonials

FINRA has announced major changes to the Series 7 Exam effective October 1, 2018. With the introduction of the Securities Industries Essentials Exam (SIE

Exam) the new series 7 has been pared down to 125 questions from its original 250 questions.

https://www.finra.org/industry/series7

However now all candidates now must now pass both the SIE exam (securities industry essentials exam) as well as the New Top-Odd Series 7 Exam. In a series

7 candidate must also have an industry sponsor in order to take the examination tot to take the SIE Exam the candidate simply needs to be 18 years old and

no broker affiliation is needed..

https://www.finra.org/industry/essentials-exam

“Securities Industry Essentials (SIE) Exam

Available Beginning October 1, 2018

The Securities Industry Essentials (SIE or Essentials) Exam, available beginning October 1, 2018, is a new FINRA exam for prospective securities industry

professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to

working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their

functions; and prohibited practices.

Key Features of the Essentials Exam

________________________________________

• The Essentials exam is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry

knowledge to potential employers.

• Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.

• Essentials exam results are valid for four years.

The Essentials Exam at a Glance

________________________________________

Number of Items 75

Format Multiple Choice

Duration 105 minutes

Passing Score 70%

Cost $60”

New Series 7 Exam

“On or After October 1, 2018