<p>to pass the SIE Exam you need to understand the back office as well as the sales of securities.  This SIE Exam episode will cover some of the functions of clearing and settlement as regulated by FINRA</p>

to pass the SIE Exam you need to understand the back office as well as the sales of securities. This SIE Exam episode will cover some of the functions of clearing and settlement as regulated by FINRA

<p>to pass the SIE Exam you need to understand the back office as well as the sales of securities.&nbsp; This SIE Exam episode will cover some of the functions of clearing and settlement as regulated by FINRA</p>

SIE Exam Prep FREE   ( Settlement and Clearing)

The Series 7 Whisperer is the voice in your head you wish you had while studying. Hosted by a retired NYSE trader and FINRA principal with 37 years on the Street, this podcast cuts through the noise to deliver the raw, real, and testable truths behind the Series 7 exam. No fluff. No filler. Just the stuff that gets you paid. Whether you’re cramming before test day or grinding through options, suitability, and regs, this is your shortcut to passing with swagger.

Share SIE Exam Prep FREE ( Settlement and Clearing)

Sign up to save your podcasts

SIE Exam Prep FREE ( Settlement and Clearing)

SIE Exam Prep FREE ( Settlement and Clearing)

More shows like Series 7 Whisperer

Money Guy Show

WSJ Minute Briefing

Animal Spirits Podcast

Wall Street Breakfast

SIE Exam: Securities Industry Essentials Exam Lessons and Information

FINRA Exam Tips and Career Advice - Achievable Podcast

The Long View

Kitces and Carl - Real Talk for Real Financial Advisors

All-In with Chamath, Jason, Sacks & Friedberg

Series 7 Exam Tutor's Podcast

Series 6 Lessons Audio Lessons for the FINRA Series 6 Exam

Series 65 Exam Podcast

Series 66 Exam Podcast

The Tucker Carlson Show

FINRA Ninja - SIE Exam Prep