This episode unpacks the FCA’s major consultation papers on SM&CR and redress reforms, plus new measures to speed up authorisations. Vicky and Rachel also discuss recent enforcement actions, including the Barclays fines for AML failures.

This episode unpacks the FCA’s major consultation papers on SM&amp;CR and redress reforms, plus new measures to speed up authorisations. Vicky and Rachel also discuss recent enforcement actions, including the Barclays fines for AML failures.

SM&CR Reforms, Redress Overhaul, and AML Fines

Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. Whether you're a financial adviser, wealth manager, or compliance manager, our expert analysis ensures you stay on top of the rules that matter. Tune in for clear, concise, and actionable updates - because compliance should never be an afterthought.

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SM&CR Reforms, Redress Overhaul, and AML Fines

SM&CR Reforms, Redress Overhaul, and AML Fines