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Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. ... more
FAQs about B-Compliant Podcast:How many episodes does B-Compliant Podcast have?The podcast currently has 46 episodes available.
February 04, 2026Inside FCA's Latest Moves on Protection and ComplianceExplore key findings from the FCA's market study on pure protection products, revealing gaps in consumer understanding despite high claims acceptance. Hear insights on distribution models under scrutiny and get updates on FCA initiatives including AI impact reviews and UCITS compliance extensions....more9minPlay
January 29, 2026Navigating FCA Updates and AI RisksDiscover how the FCA is streamlining its authorisation process while regulators grapple with AI challenges in financial services. Plus, learn vital lessons from a landmark pension misconduct enforcement ruling that underscores the importance of integrity in advisory roles....more9minPlay
January 23, 2026Navigating Consumer Duty and New Financial ChangesThis episode dives into the FCA's review of Consumer Duty among mutual life insurers, practical impacts of upcoming Financial Ombudsman Service changes, and key updates on levies and inheritance tax relief. Hear expert insights and real client stories highlighting the evolving compliance landscape for financial advisers and wealth managers....more0minPlay
January 16, 2026Navigating New Pension Rules and FCA UpdatesThis episode covers the latest pension transparency proposals with colour-coded ratings for UK savers, the FCA's extension of derivatives trading rules amid UK-EU tensions, and a key enforcement action underscoring regulators' strict compliance expectations....more8minPlay
December 23, 2025FCA, AEOI, and Compliance Updates for 2025This week, Vicky and Rachel walk through the FCA’s latest regulatory changes shaping the financial services landscape for 2025, from conduct rules and insurance reforms to the new requirements for Automatic Exchange of Information. Get the essentials on non-financial misconduct, targeted support for advisers, and how upcoming AEOI deadlines could impact your firm....more12minPlay
December 19, 2025Regulatory Reforms and InnovationsThis episode explores the FCA's major consultations and proposals for 2026, including client categorisation changes, Handbook simplifications, pension market reforms, and a fresh look at provisional licences. Vicky and Rachel break down what these shifts mean for advisers and compliance professionals, with real-world notes on how to prepare for what's ahead....more9minPlay
December 11, 2025FCA's 2026 Compliance Shake-UpThis episode explores the FCA's sweeping changes to complaints reporting, the move to regulate ESG ratings providers, the spotlight on anti-money laundering supervisors, and the exciting new era of AI testing in financial services. Vicky and Rachel break down what these changes mean for compliance teams, advisers, and wealth managers aiming to keep pace with evolving regulatory expectations....more10minPlay
December 09, 2025Fee Changes, Data Quality, and Insider Dealing CasesThis episode breaks down the latest FCA fee consultation, highlights ongoing regulatory data challenges, and discusses a recent insider dealing criminal case. Vicky and Rachel unpack key changes and share actionable takeaways, including new support for AI governance....more10minPlay
November 26, 2025FCA Updates, Deposit Protection, and AI in Financial ServicesThis episode delves into the FCA's refreshed policy on statutory investigations, the PRA's new deposit protection limit, and the latest on AI compliance in finance. Vicky and Rachel break down key regulatory changes, practical responses, and how innovation can be managed securely....more9minPlay
November 21, 2025Modernising Risk Assessment and Mortgage MarketsThis episode explores the FCA’s latest findings on firms’ risk controls, new directions for the UK mortgage market, and the regulator’s fresh partnership with Singapore to spark fintech and AI innovation. Vicky and Rachel unpack key examples and bring compliance to life with real stories and practical analysis....more10minPlay
FAQs about B-Compliant Podcast:How many episodes does B-Compliant Podcast have?The podcast currently has 46 episodes available.