This episode breaks down the FCA's new Handbook website, essential tips for smooth authorisation applications, and details from the latest quarterly consultation on reporting requirements. Vicky Pearce and Rachel MacRae guide listeners through practical updates, drawing on real-world experience in compliance.

This episode explores real-life financial failures affecting high-net-worth individuals, examines evolving scam threats, and offers guidance on regulatory preparedness ahead of the Autumn Budget. Vicky and Rachel use industry case studies and the latest compliance updates to help ensure your firm and clients stay protected.

In this episode, we break down the threat of FCA lookalike scams, key updates to regulatory reporting requirements, and latest FCA findings on pension transfer servicing standards. Tune in for actionable tips and real-world examples that can help protect your firm and improve customer outcomes.

This week, Vicky and Rachel dive into some concise but vital regulatory updates, from the FCA’s exploration of synthetic data to the growing impact of SuperSARs, current budget speculations, and crucial reminders for firms meeting compliance deadlines. Even in a quieter week for news, the topics on the table are essential for any firm’s compliance strategy.

This episode delves into the FCA’s latest findings on pension transfers, the Financial Ombudsman’s proposed case fee reforms, and new trends in whistleblowing. Vicky and Rachel break down the highlights and discuss practical strategies for compliance professionals.

This episode unpacks the FCA's move towards proactive redress in motor finance, rigorous oversight of off-channel communications, and new allowances for retail access to crypto ETNs. Vicky and Rachel break down the latest developments, offering clear insights and practical examples for compliance professionals.

This episode explores the FCA’s latest findings on digital customer journeys, data quality, and the non-negotiable importance of truthful regulator communication. Vicky and Rachel break down what it takes to stay compliant and deliver great outcomes for customers, supported by actionable insights and real-world examples.

Vicky and Rachel break down the latest UK regulatory changes impacting pensions and inheritance tax, mortgage contract transparency, and the evolving landscape of data sharing and cyber resilience. Get practical insights, real-world examples, and tips to protect your clients and firm amid shifting compliance demands.

This episode unpacks the FCA’s major consultation papers on SM&CR and redress reforms, plus new measures to speed up authorisations. Vicky and Rachel also discuss recent enforcement actions, including the Barclays fines for AML failures.

Explore the FCA’s latest guidance on PEPs, updates to mortgage lending rules, and how technology is shaping financial crime prevention. Vicky and Rachel break down key regulatory shifts, real-life case studies, and what it all means for compliance teams. Stay ahead with practical insights from the B-Compliant Podcast.