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Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. ... more
FAQs about B-Compliant Podcast:How many episodes does B-Compliant Podcast have?The podcast currently has 48 episodes available.
July 10, 2025Bridging the Advice GapThis episode dives into the FCA’s new proposals for targeted support and conduct rules, examining what they mean for financial firms and consumers. Vicky and Rachel unpack regulatory changes, compliance deadlines, and the evolving landscape of advice and accountability in UK financial services....more10minPlay
July 04, 2025Mortgage Rules in TransitionThis episode dives into the FCA's latest proposals for mortgage regulation reform, exploring flexible lending criteria, later-life borrowing, and the impact of climate change on the mortgage market. Vicky and Rachel unpack key discussion points from DP25/2, with real-world examples and expert insights for advisers, lenders, and compliance professionals....more8minPlay
June 26, 2025Cracking Down on Crime and ComplianceThis episode dives into the FCA's recent insider trading conviction, discusses the most recent Bank of England's interest rate decision, and unpacks how the FCA's new strategic plan will shape the financial sector....more7minPlay
June 19, 2025Retirement Income Advice Shifts and FCA InnovationsIn this episode, we unpack the FCA’s review of retirement income advice, with a focus on client data, risk profiling, and sustainable withdrawal strategies. We also look at the new IAAT tool and what’s changing in the regulatory landscape....more7minPlay
June 13, 2025Data-Led Supervision, Scam Threats & Finfluencer FalloutThis episode dives into the FCA's new data-led supervisory approach, stricter enforcement transparency, and the latest moves to tackle pension reforms and online scams. Vicky and Rachel break down what advice firms need to know, real risks from scam emails, and global efforts to curb illegal finfluencer activity....more11minPlay
June 05, 2025Crypto, Compliance & the Changing Pensions LandscapeThis episode unpacks the FCA’s latest efforts in streamlining regulatory data, explores new cryptoasset consultation papers, and reviews looming pension scheme reforms....more10minPlay
May 30, 2025Regulatory Shake-Ups and What They Mean for YouExplore the FCA's major overhaul of complaints reporting, recent enforcement actions against Strowz Limited, and updates from the FSCS on levies and protection. Vicky and Rachel break down what these changes mean for firms and clients alike....more8minPlay
May 22, 2025Navigating FCA's New LandscapeExplore the FCA's bold moves to simplify insurance rules, tackle cyber threats, and ease research payment regulations. Vicky and Rachel dive deep into these transformative changes impacting the financial world....more8minPlay
May 15, 2025Navigating Compliance for Smaller FirmsExplore the FCA's latest findings on smaller asset managers and understand the challenges in consumer risk management and market stability. Vicky Pearce and Rachel MacRae delve into high-risk investment promotions, the new FCA regulatory return, and a simplification of mortgage rules....more9minPlay
May 09, 2025AI Live Testing: Innovation in UK Financial ServicesExplore the FCA's new AI Live Testing initiative, its implications for financial services, and the shifting landscape of crypto regulation. Join Vicky and Rachel as they unpack these developments and offer insights into compliance challenges and opportunities....more12minPlay
FAQs about B-Compliant Podcast:How many episodes does B-Compliant Podcast have?The podcast currently has 48 episodes available.