Innovation in Compliance with Tom Fox

The Future of Communication in Financial Compliance: Part 2 – To Be or Not To Be Compliant


Listen Later

This week, I have a special five-part podcast series sponsored by Verint on the Future of Communication in Financial Compliance. My guest in this series is Phil Fry, VP and GTM of Financial Compliance Strategy at Verint. Over this series, we will take a deep dive into the current status of communications in financial institutions, how to be or not be compliant, analysis and insight into the area, and how to avoid accentuating the negative and the human element in compliance. In this second podcast, we consider how to be compliant.

Phil Fry, the VP and General Manager of Financial Compliance Strategies at Verint, brings over forty years of experience in the financial compliance industry and a deep understanding of the challenges financial firms face in adhering to regulations amidst evolving communication modes. He believes the shift towards these models has increased the need for digital compliance solutions, as communication and collaboration have become predominantly digital.

Fry emphasizes the importance of capturing data from Unified Communications (UC) tools and enhancing them with AI-based features to support businesses in maintaining compliance. He introduces the concept of “human compliance,” which involves monitoring a regulated user’s interactions across channels and locations to prevent misconduct. Fry’s perspective is shaped by his experience at Verint, where he saw the company’s investment in AI technology to enhance compliance features. Join Tom Fox and Phil Fry on this episode of the Future of Communications podcast to learn more about the need for comprehensive and proactive digital compliance solutions in the context of hybrid work models.

Key Highlights:

  • The Impact of Hybrid Working on Business and Compliance
  • Revolutionizing Communication Capture in the Digital Age
  • Verint’s Comprehensive Financial Markets Website
  • Resources:

    Phil Fry on LinkedIn

    For More Information check out Verint.

    ...more
    View all episodesView all episodes
    Download on the App Store

    Innovation in Compliance with Tom FoxBy Thomas Fox

    • 4.5
    • 4.5
    • 4.5
    • 4.5
    • 4.5

    4.5

    17 ratings


    More shows like Innovation in Compliance with Tom Fox

    View all
    The Daily by The New York Times

    The Daily

    111,917 Listeners

    Corruption Crime & Compliance by Michael Volkov

    Corruption Crime & Compliance

    43 Listeners

    Cybersecurity Today by Jim Love

    Cybersecurity Today

    166 Listeners

    Everything Compliance by Thomas Fox

    Everything Compliance

    1 Listeners

    Compliance into the Weeds by Tom Fox

    Compliance into the Weeds

    11 Listeners

    Daily Compliance News by Tom Fox

    Daily Compliance News

    7 Listeners

    Personal Landscapes by Ryan Murdock

    Personal Landscapes

    15 Listeners

    The AI Daily Brief (Formerly The AI Breakdown): Artificial Intelligence News and Analysis by Nathaniel Whittemore

    The AI Daily Brief (Formerly The AI Breakdown): Artificial Intelligence News and Analysis

    491 Listeners

    The Rest Is Classified by Goalhanger

    The Rest Is Classified

    1,011 Listeners