The SIFMA Podcast

The SIFMA Podcast

By SIFMABusiness
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The SIFMA Podcast episodes

  • The Move to T+1

    In this episode of The SIFMA Podcast, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Tom Price, SIFMA Managing Director, Operations, Technology and BCP, and Anthony Macchiarulo, Senior Associate, Financial Services Operations, to discuss SIFMA's efforts, in conjunction with DTCC and ICI, to accelerate the settlement cycle from T+2 to T+1 and the recently published T+1 Playbook, which was designed to serve as a resource to provide guidance around activities, timelines, dependencies and risk associated with the move to T+1.

    16 min
  • A Conversation With Lindsey Piegza On The 2022 Mid - Year Economic Forecast
    In this episode of The SIFMA Podcast, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Lindsey Piegza, Ph. D, Chief Economist and Managing Director for Stifel Nicolaus & Co. and Chair of the SIFMA Economic Advisory Roundtable, to discuss the outlook for the U.S. economy and results from SIFMA's recent survey of chief economists from 27 global and regional financial institutions.To download the survey, visit https://www.sifma.org/resources/news/the-sifma-podcast-a-conversation-with-lindsey-piegza-on-the-2022-mid-year-economic-forecast/
    23 min
  • The State of the Markets, Their Regulation and Their Resiliency - A Conversation from SIFMA Ops
    In this far-ranging discussion at the 2022 Operations Conference & Exhibition, Kenneth E. Bentsen, Jr., SIFMA’s president and CEO, sits down with Thomas Pluta, Global Head of the Linear Rates Trading Business at J.P. Morgan and 2022 Chair of SIFMA’s Board of Directors, to explore SIFMA’s priorities on behalf of our members including:The State of the MarketsTreasury Market StructureThe Regulatory AgendaShortened Settlement CycleThe LIBOR TransitionCOVID: The Ultimate Stress TestAnd moreFor related resources and more from the Conference, visit https://www.sifma.org/resources/news/blog-the-state-of-the-markets-their-regulation-and-their-resiliency/
    26 min
  • SIFMA Wealth Management Podcast Series - A Conversation With Ken Cella, Edward Jones
    In this episode of our Wealth Management Leadership podcast series, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Ken Cella, Principal of the Client Strategies Group at Edward Jones for a conversation on how the pandemic has shaped the way advisors and clients approach the “New Retirement.”We discuss its four pillars of health, family, purpose and finances. We’ll also explore how the pandemic led investors to focus more on life’s priorities, its impact on retirement savings trends, and how it prompted first-time legacy planning conversations for 44.5 million Americans.For a transcript and more, please visit https://www.sifma.org/resources/news/podcast-wealth-management-leadership-series-ken-cella/
    18 min
  • SIFMA Wealth Management Podcast Series - A Conversation With Joe Sweeney
    In this episode of our Wealth Management Leadership podcast series, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Joseph E. Sweeney, President, Advice & Wealth Management, Products and Service Delivery for Ameriprise, Inc., for an introspective discussion on how the advisor-client relationship has evolved in recent decades.We look at the pivotal role that technology has played in changing the way firms, advisors, clients, and employees work, while emphasizing the value of a financial advisor to help investors reach long-term retirement goals and prepare for life’s unexpected challenges.For a transcript and more, visit https://www.sifma.org/resources/news/podcast-wealth-management-leadership-series-joseph-sweeney.
    23 min
  • The SIFMA Podcast - Cybersecurity Readiness
    In this episode of The SIFMA Podcast, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Tom Price, Managing Director, Operations Technology & BCP, and Tom Wagner, Managing Director, Financial Services Operations, for a discussion on the financial services industry's cybersecurity efforts.Cyberattacks didn't stop during the pandemic. Rather, they increased. From WannaCry to SolarWinds, attacks have gotten bolder and their threat has grown higher. Here, we discuss how industry-wide efforts over the last decade have also evolved and grown to build effective cyber defenses.
    17 min

About The SIFMA Podcast

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SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, banks and asset managers. We advocate for effective and resilient…

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