Thompson Hine Podcasts

Thompson Hine Podcasts

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Thompson Hine Podcasts episodes

  • Workplace Wisdom: EmployeeTerminations
    We are pleased to share with you the inaugural episode of
    Workplace Wisdom, our podcast series that explores labor and
    employment legal issues, regulatory developments, trends and other significant topics affecting in-house counsel and HR professionals.
    In this episode, Eric Clark, a partner in our Labor & Employment practice, and Ted Copetas, a partner at Eberly McMahon Copetas LLC, share strategies in managing the risks associated with workplace termination decisions. They will discuss the effectiveness of release agreements, outline acceptable reasons for workplace termination and provide guidance in dealing with retaliation and discrimination affecting protected classes.
    Their topics include:
    What drives employees to seek legal counsel after a termination
    Navigating former employees’ rights after undergoing the exit process
    Trending topics in litigation over the effectiveness of releases
    32 min
  • Market Matters: SEC Enforcement: Updates & Response Strategies - June 2019
    In this episode, Mike Wible, a partner in our Investment Management practice, and David Wilson, a partner in our Securities & Shareholder Litigation practice, discuss recent areas of focus for the SEC’s Enforcement Division.
    Their topics include:
    • Takeaways from the April 2019 SEC Speaks conference
    • Top 10 things to do – or not do – if you receive an informal inquiry request or a subpoena from Enforcement or another SEC division
    30 min
  • Market Matters: Compliance Trends 5.30.2018
    This episode features Cassandra W. Borchers, a partner in the Investment Management practice group. She is joined by Todd Cipperman, founding principal of Cipperman Compliance Services. They will explore the 10 most significant trends that define the current investment management regulatory landscape.
    Their topics will include:
    Their topics include:
    Investment advisers’ fiduciary responsibilities and the status of the DOL’s Fiduciary Rule and the SEC’s proposed Regulation Best Interest; Enforcement against senior executives and other individuals; Pay-to-play; The whistleblower program; Cybersecurity and privacy concerns; Industry changes and compliance trends
    32 min
  • Market Matters: Nominating Committee Best Practices
    This episode features JoAnn M. Strasser, a partner in the Investment Management practice group. She is joined by corporate attorney Jim Jensen, the founder of ClearWater Law & Governance Group and an independent trustee for two mutual fund complexes. They discuss issues to consider when selecting board members for investment companies.
    11 min
  • Market Matters: Fiduciary Rule Impact
    June 7, 2017 - This episode features Edward C. Redder, a partner in the Employee Benefits & Executive Compensation practice, and Emily M. Little, an associate in the firm’s Investment Management practice group, discussing the impact of the Department of Labor’s Fiduciary Rule on the investment management industry. The Fiduciary Rule will become applicable on June 9, 2017.
    12 min
  • Market Matters: Serving Clients With Diminished Financial Capacity
    April 26, 2017 - This episode features Craig A. Foster and Joshua Hinderliter, associates in Thompson Hine’s Investment Management practice group, discussing an important issue that particularly affects investment advisers who serve retail clients as America’s senior population continues to increase: how to appropriately and effectively serve clients who have diminished financial capacity and may be vulnerable to financial abuse.
    14 min

About Thompson Hine Podcasts

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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 8 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The