Trekking Through Compliance

In this episode of Trekking Through Compliance, we consider the episode The Conscience of the King which aired on December 8, 1966, Star Date 2817.6.

Compliance Takeaways:When does a leader step over the line from business to personal?Can you ever be sure in an investigation absent a confession?What is the difference between an investigation and a root cause analysis?

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In this episode of Trekking Through Compliance, we consider the episode The Menagerie (Part Two)which aired on November 24, 1966, Star Date 3012.4.

Compliance Takeaways:

What happens with your counter party refuses to comply with FCPA requirements?When the time comes will you as a CCO speak truth to power?Sometimes failure and being left behind are options.Resources

Excruciatingly Detailed Plot Summary by Eric W. Weisstein for The Menagerie (Part Two)

MissionLogPodcast.com-The Menagerie (Parts 1 & 2)

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In this episode of Trekking Through Compliance, we consider the episode The Menagerie (Part One) which aired on November 17, 1966, Star Date 3012.4.

Compliance Takeaways:A leader must take care of themselves as well as their crew.What does it mean if a deal is too good to be true?Trust but verify.Resources

Excruciatingly Detailed Plot Summary by Eric W. Weisstein for The Menagerie (Part One)

MissionLogPodcast.com-The Menagerie (Parts 1 & 2)

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In this episode of Trekking Through Compliance, we consider the episode The Corbomite Maneuver which aired on November 10, 1966, Star Date 1512.2.

Compliance Takeaways:

Never pass up the chance for a cross-cultural exchange.Should discipline have a remedial component or be simply punitive?How much stress can you or should you put on your employees?Resources

Excruciatingly Detailed Plot Summary by Eric W. Weisstein for The Corbomite Maneuver

MissionLogPodcast.com-The Corbomite Maneuver

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In this episode of Trekking Through Compliance, we consider the episode Dagger of the Mind which aired on November 3, 1966, Star Date 2715.1.

Compliance Takeaways:Be careful at Christmas parties.How do you test new protocols?How you treat your direct reports is critical for your success as a CCO.Resources

Excruciatingly Detailed Plot Summary by Eric W. Weisstein for Daggerof the Mind

MissionLogPodcast.com-Daggerof the Mind

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In this episode of Trekking Through Compliance, we consider the episode Miri which aired on October 27, 1966, Star Date 2713.5

Compliance Takeaways:

Be prepared to not only translate your compliance policies and procedures into local languages but receive information back in local languages. Is your compliance program rules-based or values-based?How can you pressure test your compliance program?Resources

Story synopsis is from the Excruciatingly Detailed Plot Summary by Eric W. Weisstein for Miri

Additional insights from MissionLogPodcast.com-Miri

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In this episode of Trekking Through Compliance, we consider the episode What are little girls made of?

Compliance Takeaways: 1.     Follow your compliance protocol. If you create an exception, note in a documented form the reason. 2.     Opaqueness only leads to distrust. 3.     Transparency is the key. ResourcesThe story synopsis comes from the Excruciatingly Detailed Plot Summary by Eric W. Weisstein for What are little girls made of?Additional insights from MissionLogPodcast.com episode of What are little girls made of?

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Compliance Takeaways:

How can your risks change and are you prepared?A CCO needs to understand you may not be telling the truth to them.Have you added the Modern Slavery requirements to your compliance regime?Resources

The story synopsis comes from the Excruciatingly Detailed Plot Summary by Eric W. Weisstein for Mudd’s Women

Additional insights from the MissionLogPodcast.com episode-Mudd’s Women

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In this episode of Trekking Through Compliance, we consider The Enemy Within, which aired on October 6, 1966, Star Date 1672.1.

Compliance Takeaways:

A leader must make decisions and then be decisive about those decisions after they were made.Does your speak up culture include training on how to listen?#MeToo means that if, as a by-stander you see something it is your responsibility to report it.Resources

Excruciatingly Detailed Plot Summary by Eric W. Weisstein for The Enemy Within

MissionLogPodcast.com-The Enemy Within

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In this episode of Trekking Through Compliance, we consider The Naked Time, which aired on September 29, 1966, Star Date 1704.2.

Compliance Takeaways:

You perform due diligence on employees before hire. What do you do after hire?Compliance professionals should always remember the three C’s: cool, calm and collected.A leader, and a compliance professional must be ready to make a decision.Resources

Excruciatingly Detailed Plot Summary by Eric W. Weisstein for The Naked Time

MissionLogPodcast.com-The Naked Time

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