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10 For 10
10 For 10 episodes
- Top Compliance Stories For the Week Ending February 22, 2025
Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
· You can take the KFC out of Kentucky. (NYT)
· Grand jury investigating Synapse fraud. (WSJ)
· Patel and Shein. (WSJ)
· CTA back on. (WSJ)
· DOJ guts bringing of corruption cases. (CNN)
· Barclay’s faces money-laundering investigation. (WSJ)
· Is settling litigation paying a bribe? (WSJ)
· Wells Fargo Consent Decree terminated. (YaHooFinance)
· JPMorgan purchase of Frank heads to criminal trial. (FT)
· Of business plans and tariff changes. (Bloomberg)
For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here.
You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.
Connect with Tom
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11 min - 10 For 10: Top Compliance Stories For the Week Ending February 15, 2025
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- SEC looks to muzzle shareholders. (WSJ)
- Was Shell scammed on oil cleanup? (BBC)
- Acting US Attorney for SDNY quits over Trump interference. (NYT)
- CFIUS enforcement is likely to continue under Trump. (Reuters)
- US drops again on TI-CPI. (WaPo)
- Mike Madigan was found guilty. (Law360) sub req’d
- A green light for corruption. (FT)
- CFPB ordered all work to be stopped ‘immediately’. (NYT)
- Musk is now making referrals to the US Attorney. (Reuters)
- McKinsey asks if China is too risky. (Bloomberg)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.
Connect with Tom
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Twitter
LinkedIn
11 min - 10 For 10: Top Compliance Stories For the Week Ending February 8, 2025
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- Fay Vincent warned MLB of the corruption from gambling. (NYT)
- Do we need eyes on compliance gatekeepers? (The Regulatory Review)
- MLB fires ump for shared betting accounts. (ESPN)
- WVU replaces DEI with “Dept. of Engagement and Compliance”. (12WBOY)
- Will Trump DOJ drop corruption charges against NYC Mayor? (Reuters)
- Shien IPO runs into Uyghur issues. (Reuters)
- Top SEC crypto lawyer reassigned to IT. (WSJ)
- Pam Bondi confirmed as new AG. (Bloomberg)
- Bondi cuts back on FCPA enforcement. (Radical Compliance)
- Is the Rooney Rule still legal? (Bloomberg)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News, which features four curated compliance and ethics stories each day here.
Connect with Tom
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11 min - Top Compliance Stories For the Week Ending January 25, 2025
Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
· Great risk for Germany to invest in China. (FT)
· Vietnam dismantles AML ring. (Aljazeera)
· Administration ramps up attacks on DEI . (NYT)
· (Bloomberg)
· Ukraine chief psychiatrist arrested on corruption charges. (BBC)
· Ex-Everton player and China coach jailed for bribery. (ESPN)
· (Bloomberg)
· KPMG under FRC investigation yet again. (Bloomberg)
· Tariff whiplash coming. (Bloomberg)
· WFH not ‘real work’. (BBC)
· More conflict mineral allegations against Apple from DRC. (FT)
· Trash compliance-it’s a thing. (Gothamist)
For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here.
You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.
Connect with Tom
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11 min - 10 For 10: Top Compliance Stories For the Week Ending - January 18, 2025
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- BitMEX fined an additional $100MM. (WSJ)
- Wells Fargo banks on compliance. (PYMTS.com)
- China military corruption purge ‘tip of the iceberg’. (Business Insider)
- Cognizant defendants want to know government’s trial strategy. (Law360) sub req’d
- What is forced labor? (BBC)
- KPMG to open US law firm in AZ. (Reuters)
- SEC sues Elon Musk yet again, this time over Twitter purchase. (Bloomberg)
- UK Minister resigns over corruption investigation in Bangladesh. (Reuters)
- Has corporate purpose lost its purpose? (FT)
- Return To Office compliance. (Bloomberg)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.
Connect with Tom
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LinkedIn
11 min - Top Compliance Stories For the Week Ending January 11, 2025
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- Bayview Asset Management settles cyber weakness case. (WSJ)
- Corruption at the Supreme Court. (Reuters)
- Enron is back. What could go wrong? (NYT)
- UBS to settle Credit Suisse tax fraud case. (Bloomberg)
- Tribute to Jimmy Carter in the fight against corruption. (FT)
- Former MoviePass CEO pleads guilty to fraud. (NYT)
- OIG issues Nursing Home compliance guidance. (National Review)
- China will deepen the corruption fight in areas such as finance and energy. (Bloomberg)
- Boeing and DOJ get another month on a plea deal. (Law360) sub req’d
- Corruption is the biggest threat to the Chinese Communist Party. (Reuters)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.
Connect with Tom
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Facebook
YouTube
Twitter
LinkedIn
11 min - 10 For 10: Top Compliance Stories For the Week Ending December 14, 2024
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should remember from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- South African politicians slam token fine levied on McKinsey. (FT)
- South African government is not working with McKinsey for the G-20. (Bloomberg)
- Fifth Circuit invalidates NASDEQ diversity requirements. (Reuters)
- Ex-Trafigura COO says he was negligent, not criminal. (Bloomberg)
- Senators asked TD Bank to release the investigation results. (WSJ)
- Former TD Bank employee charged. (CNN)
- Continued robust export control enforcement is predicted. (WSJ)
- Patagonia fighting forced labor through exploring ‘atomic make-up’ of clothing. (WSJ)
- Appeals Court upholds law requiring the sale of TikTok. (Reuters)
- Methode discloses FCPA investigation. (MSN)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News, which features four curated compliance and ethics stories each day, here.
Check out the entire 3-book series, The Compliance Kids, on Amazon.com.
Connect with Tom
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11 min - 10 For 10: Top Compliance Stories For the Week Ending December 7, 2024
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- McKinsey agrees to FCPA settlement for corruption in South Africa. (DOJ Press Release)
- Judge rejects DOJ/Boeing settlement. (WSJ)
- Defense in Trafigura case can’t knock out star prosecution witness. (FT)
- Was it corruption or a smart (or dumb) business deal? (TNR)
- Tesla lost the case on the 2nd Musk pay package. (WSJ)
- Was it fraud or worse? (NYT)
- Paul Atkins was selected to head SEC. (FT)
- Trump-appointed Texas judge enjoins CTA nationally. (Bloomberg)
- OIG looks to hold nursing care execs responsible. (McKnight’s Long-Term Care News)
- Buying/Selling homes and compliance. (Mortgage News Daily)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.
Check out the entire 3-book series, The Compliance Kids, on Amazon.com.
Connect with Tom
Instagram
Facebook
YouTube
Twitter
LinkedIn
11 min - 10 For 10: Top Compliance Stories For the Week Ending November 30, 2024
Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
· Larry Thompson looks back. (Press Release)
· VW to exit Jingjing region of China. (NYT)
· Hong Kong becoming financial crime hub. (WSJ)
· China Defense Minister under investigation for corruption. (FT)
· Thale under corruption investigation. (BBC)
· Was it fraud or worse? (NYT)
· What happens when a company loses its groove. (WSJ)
· How the Adani case will test the long arm of US jurisdiction. (Bloomberg)
· SEC racks up $8bn in penalties under Gensler. (WSJ)
· 30 Chinese companies added to blacklist. (WSJ)
For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here.
You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.
Check out the full 3-book series, The Compliance Kids on Amazon.com.
Connect with Tom
Instagram
Facebook
YouTube
Twitter
LinkedIn
11 min - 10 For 10: Top Compliance Stories For the Week Ending November 23, 2024
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- Is bribery how business is done in India? (NYT)
- Adami Group charged with fraud, FCPA violations. (NYT)
- Trafigura heads to trial in Switzerland. (Bloomberg)
- A layer of crypto corruption. (TheBulwark)
- Firings as layoffs without benefits. (FT)
- KPMG rehabbed in the UK. (FT)
- Founder of Crypto mixer sentenced to 3 years in prison. (WSJ)
- Bill Hwang gets 18 years. (NYT)
- Gary Wang receives no prison time. (NYT)
- Jay Clayton was picked to head SDNY. (FT)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.
Check out the full 3-book series, The Compliance Kids, on Amazon.com.
Connect with Tom
Instagram
Facebook
YouTube
Twitter
LinkedIn
11 min
About 10 For 10
From the publisher's feed
One of the consistent requests I have received is for a podcast focusing as weekly compliance news wrap up. These requests lead me to create 10 for 10, a podcast which wraps up week’s top compliance…
and related stories in one short 10 minute podcast. Every Saturday, "10 for 10" highlights the most important news, insights, and analysis for the compliance professional, all curated from the fan favorite Daily Compliance News. Get your weekly filling of compliance stories with 10 for 10, hosted by the Voice of Compliance, Tom Fox.