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10 For 10
10 For 10 episodes
- 10 For 10: Top Compliance Stories For the Week Ending November 16, 2024
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- Meta fined $840MM in EU for anti-trust violations. (NYT)
- SBF LT. Builds fraud detection tool for DOJ. (Reuters)
- Shell wins appeal in landmark climate case. (NYT)
- ADM CCO steps down amid probe. (Bloomberg)
- End of ESG and crypt initiatives at SEC. (WSJ)
- What science reveals about corruption. (El Pais)
- Telefónica Venezuela settles FCPA action. (WSJ)
- Handling a difficult employee with health issues. (NYT)
- Hidden cost of textile and apparel non-compliance. (Homeland Security Today)
- NetEase execs arrested for bribery and money laundering. (biz)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.
Check out the full 3-book series, The Compliance Kids, on Amazon.com.
Connect with Tom
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11 min - 10 For 10: Top Compliance Stories For the Week Ending November 9, 2024
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- Canada shuts down TikTok. (NYT)
- US backs Argentina in fight of YPF. (FT)
- FinTechs need to be more proactive around regulatory compliance. (American Banker)
- French soccer corruption investigations expand. (Bloomberg)
- The cost of flouting corruption. (Forbes)
- Fat Leonard was sentenced. (USNI)
- How corruption facilitates organized crime. (UN)
- SEC needs to prepare for more regulatory challenges. (WSJ)
- It turns out audit reports do matter. (WSJ)
- Warren rebukes DOJ over TD Bank settlement. (WSJ)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.
Check out the full 3-book series, The Compliance Kids, on Amazon.com.
Connect with Tom
Instagram
Facebook
YouTube
Twitter
LinkedIn
11 min - 10 For 10: Top Compliance Stories For The Week Ending November 2, 2024
Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week.
Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- Alibaba settles with shareholders for $433MM. (WSJ)
- How a BBC podcast led to the arrest of Mike Jeffries. (BBC)
- AstraZeneca China BU President under investigation. (FT)
- Trafigura faces $1bn hit for corruption in Mongolia. (Bloomberg)
- Sri Lanka to probe corruption in tanker disaster. (Al Jazeera)
- UBS stuck in yet another Mozambique tuna bond investigation. (Bloomberg)
- It turns out audit reports do matter. (WSJ)
- JP Morgan set to settle several SEC enforcement actions. (Reuters)
- Modern slavery stopped on the Scottish trawler. (BBC)
- Olympus chief fired for purchasing illegal drugs. (FT)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.
Check out the full 3-book series, The Compliance Kids on Amazon.com.
Register for the First Annual Compliance Podcast Network, Agora Awards for Excellence in Podcasting. Our inaugural winners are Mary Shirley and Lisa Fine for co-founding Great Women in Compliance. The event is Tuesday, November 19, from 12-3 PM ET and is free. Registration and information are here.
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11 min - 10 for 10: Top Compliance Stories For The Week Ending October 26, 2024
Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week.
Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- Former A&F CEO arrested for sex trafficking. (WSJ)
- Peru’s ex-President gets 20 years for corruption. (NPR)
- Charges dropped against Tigran Gambaryan in Nigeria. (Wired)
- The Quid Pro Quo-Judge Aileen Cannon on Trump’s short list to be AG. (ABC)
- FinCEN fines CA Casino over AML violations. (WSJ)
- Harris looking at crypto friendly types to head SEC. (Unchained)
- EY fires staff who took multiple online training courses at the same time. (FT)
- Preventing bad behavior at work. (FT)
- Extreme forum shopping. (CoinDesk)
- An analysis of Supreme Court’s legalization of corruption. (NYT)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.
Check out the full 3-book series, The Compliance Kids on Amazon.com.
Connect with Tom
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Facebook
YouTube
Twitter
LinkedIn
11 min - 10 For 10: Top Compliance Stories For The Week Ending October 19, 2024
Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week.
Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- Kenya impeaches deputy President. (Al Jazeera)
- McKinsey is close to settling its part in the opioid crisis. (Reuters)
- A Boeing judge wants additional information on Monitor and selection. (Law360)
- RTX settles FCPA and fraud cases. (WSJ)
- Meta fires staff who abused $25 meal credits. (FT)
- Is routine legal advice risky? If you advise paying a bribe. (Law.com)
- Grewal moves to Wall Street. (WSJ)
- Which EU country is the most corrupt? (EuroNews)
- Moog settles FCPA claim. (WSJ)
- Canada’s reputation for clean banking is gone in 40 minutes. (The Globe and Mail)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.
Check out the full 3-book series, The Compliance Kids on Amazon.com.
Connect with Tom
Instagram
Facebook
YouTube
Twitter
LinkedIn
11 min - 10 For 10: Top Compliance Stories For The Week Ending October 12, 2024
Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week.
Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- For Ecuador, the president and VP barred entry into the US. (Reuters)
- TD Bank to pay $3bn in penalties. (WSJ)
- EV maker under SEC investigation. (Compliance Week)
- Eric Adams aide is alleged to have destroyed evidence. (WSJ)
- Corruption Houston cop gets 60 years. (Houston Chronicle)
- Crypto.com sues the SEC (FT)
- Trial of SFO staffers put on hold for settlement talks. (City AM)
- Trial of Mike Madigan kicks off. (Chicago Tribune)
- MYC Mayor Adams indictment has National Security issues. (Gothamist)
- Victims of Robert Allen Stanford fraud may get paid. (NYT)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.
Check out the full 3-book series, The Compliance Kids on Amazon.com.
Connect with Tom
Instagram
Facebook
YouTube
Twitter
LinkedIn
11 min - 10 For 10: Top Compliance Stories For The Week Ending October 5, 2024
Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- CEOs turning to pods. (FT)
- Francis Haugen says we need more whistleblowers. (WSJ)
- Britain to give banks a new tool to fight fraud. (Reuters)
- Cheat at home, cheat at work? (Bloomberg)
- SEC head of enforcement to step down. (WSJ)
- The ghost of Odebrecht lives on. (WSJ)
- Where do you find modern slavery? At a McDonald’s in the UK. (BBC)
- Hearing on Boeing/DOJ guilty plea set. (Reuters)
- SEC fines 11 more firms for failures in messaging apps. (SEC Press Release)
- Adams’s Lawyers Ask Judge to Dismiss Federal Bribery Charge. (NYT)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.
Check out the full 3-book series, The Compliance Kids on Amazon.com.
Connect with Tom
Instagram
Facebook
YouTube
Twitter
LinkedIn
11 min - 10 For 10: Top Compliance Stories For The Week Ending September 28, 2024
Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
· DOJ releases 2024 Update to the Evaluation of Corporate Compliance Programs. (FCPA Compliance & Ethics Blog)
· China probes PVH. (Reuters)
· Wells Fargo must face Caremark claim. (Reuters)
· Wagner Group used HSBC and JPMorgan for payments. (FT)
· Carolyn Ellison sentenced to 2 years in prison and forfeits $11bn. (NYT)
· Ex-CEO of Skael faces criminal fraud charges. (WSJ)
· S Iswaran convicted for corruption in Singapore. (BBC)
· SEC fines 11 more firms for failures in messaging apps. (SEC Press Release)
· NYT Mayor Adams indicted on bribery and corruption charges. (NYT)
· How Binance found that old time ‘compliance’ religion. (WSJ)
For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here.
You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.
Check out the full 3-book series, The Compliance Kids on Amazon.com.
Connect with Tom
Instagram
Facebook
YouTube
Twitter
LinkedIn
11 min - 10 For 10: Top Compliance Stories For The Week Ending September 20, 2024
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.
Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- Tips flow to DOJ under the new whistleblower program. (WSJ)
- Danske Bank pays another $7MM for Estonia AML issues. (WSJ)
- Second trial in Vietnam after 1st one ended in a death sentence. (Bloomberg)
- Was VW audit in China substandard? (FT)
- JPMorgan appoints senior bankers to oversee junior bankers. (FT)
- 2 ex-NYFD chiefs charged with bribery. (Bloomberg)
- First Energy pays $100MM to settle SEC charges. (WSJ)
- Astra-Zeneca employees arrested in China. (Bloomberg)
- Walgreens to pay $106MM for allegations of overbilling. (WSJ)
- Tik-Tok faces tough questions from the Court of Appeals. (Reuters)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.
Check out the full 3-book series, The Compliance Kids on Amazon.com.
Connect with Tom
Instagram
Facebook
YouTube
Twitter
LinkedIn
11 min - 10 For 10: Top Compliance Stories For The Week Ending September 14, 2024
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.
Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
- Albanian ex-PM indicted for corruption. (Reuters)
- The Bibi Files. (The Guardian)
- NYPD Police chief resigns. (NYT)
- Will South Africa leave the FATF dirty money list in 2025? (Bloomberg)
- Google and Apple face billions in back taxes in the EU. (NYT)
- Slovakia loses corruption battle. (Politico)
- John Deere settles FCPA allegations. (WSJ)
- Ex-Glencore employees plead not guilty. (FT)
- PCAOB requires audit firms to bring in outside experts to oversee audit quality. (FT)
- Hong Kong now high-risk? (WSJ)
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.
Check out the full 3-book series, The Compliance Kids on Amazon.com.
Connect with Tom
Instagram
Facebook
YouTube
Twitter
LinkedIn
11 min
About 10 For 10
From the publisher's feed
One of the consistent requests I have received is for a podcast focusing as weekly compliance news wrap up. These requests lead me to create 10 for 10, a podcast which wraps up week’s top compliance…
and related stories in one short 10 minute podcast. Every Saturday, "10 for 10" highlights the most important news, insights, and analysis for the compliance professional, all curated from the fan favorite Daily Compliance News. Get your weekly filling of compliance stories with 10 for 10, hosted by the Voice of Compliance, Tom Fox.