Business

The Eighth Annual Symposium on Communication and Communication-Intensive Instruction

Zicklin School of Business presents Faculty Development Workshop on Online and Hybrid Teaching on November 16, 2010, at the Baruch College Vertical Campus, Room 14-230.

[Part I -- 80 min.]

Linda W. Friedman - Professor of STA/CIS

Kevin Wolff - BCTC

[Part II -- 66 min.]

Stephen Anderson - Zicklin IT Fellow

Diogo Hildebrand - Zicklin IT Fellow

Ilknur Icke - Zicklin IT Fellow

Rachel Adler - STA/CIS

Matt DeLuca - MGT

Christine Farias - ECO/FIN

Marty Frankel - STA/CIS

Isak Taksa - STA/CIS

"Zicklin School of Business at Baruch College presents ""The Quality of Our Financial Markets: Taking Stock of Where We Stand"" as part of the Financial Markets Conferences on October 19, 2010 at the Baruch College Vertical Campus, 14th Floor.

[Part I: 83 Min.]

Opening Remarks by Robert Schwartz, Speiser Professor of Finance, Zicklin School of Business, Baruch College, CUNY

Welcoming Remarks by Mitchel Wallerstein, President, Baruch College, CUNY

Panel One: High Frequency Trading: Friend or Foe?

Jim Gatheral (Moderator), Professor, Weissman School of Arts and Sciences, Baruch College, CUNY;

Ari Burstein, Senior Counsel - Securities Regulation, Investment Company Institute;

Kevin Callahan, CEO, X41 Trading, LLC.;

Charles-Albert Lehalle, Head of Quantitative Research, CA Cheuvreux Credit Agricole Investment Bank;

Doreen Mogavero, President & CEO, Mogavero, Lee & Company;

Lawrence Ryan, Chief Technologist, Hewlett-Packard;

Cameron Smith, Executive Vice President, General Counsel, Quantlab Financial, LLC.

[Part II: 39 Min.]

Mid-Day Address by Reto Francioni , CEO, Deutsche Börse AG

[Part III: 82 Min.]

Panel Two: May 6: Lessons Learned and Questions Raised

Andrew Brooks (Moderator), Vice President and Head of U.S. Equity Trading, T. Rowe Price Associates, Inc.;

Robert Gasser, CEO, ITG;

Susan Greenglass, Director Market Regulation, Ontario Securities Commission;

Gary Katz, President & CEO, International Securities Exchange;

Tim Mahoney, CEO, BIDS Trading;

Joe Mecane, EVP, Co-Head of US Listing and Cash Execution, NYSE Euronext;

William O’Brien, CEO, Direct Edge.

[Part IV: 65 Min.]

Panel Three: The Needs of the Buyside: How Well are They Being Met?

Rob Shapiro (Moderator), Global Head of Execution Consulting, Bloomberg Tradebook LLC.;

Alfred Eskandar, Head of Equities, Liquidnet;

Alan Hill, CFO, Jones Trading Institutional Services;

Marie Konstance, Executive Director, Nomura Securities International, Inc.;

Matt Lyons, Global Trading Manager, Capital Research and Management Company;

Mary McDermott-Holland, VP - Transaction Services, NASDAQ OMX.

[Part V: 80 Min.]

Panel Four: New Technology: What Does it Bring to the Table?

Marcus Hooper (Moderator), Head of European Business & Executive Director, Pipeline Financial Group Ltd.;

Stuart Adams, FPL EMEA Regional Director, FIX Protocol Ltd.;

Paul Britton, CEO, Capstone Holdings Group;

Joseph Cangemi, Managing Director, ConvergEx;

Jim Ross, CEO, Financial Markets Horizons;

Justin Schack, Director of Market Structure Analysis, Rosenblatt Securities, Inc.;

Joseph Wald, Managing Director, Knight Direct LLC.

Closing Address by Richard, Ketchum, Chairman and CEO, FINRA"

"Zicklin School of Business at Baruch College presents ""The Quality of Our Financial Markets: Taking Stock of Where We Stand"" as part of the Financial Markets Conferences on October 19, 2010 at the Baruch College Vertical Campus, 14th Floor.

[Part I: 83 Min.]

Opening Remarks by Robert Schwartz, Speiser Professor of Finance, Zicklin School of Business, Baruch College, CUNY

Welcoming Remarks by Mitchel Wallerstein, President, Baruch College, CUNY

Panel One: High Frequency Trading: Friend or Foe?

Jim Gatheral (Moderator), Professor, Weissman School of Arts and Sciences, Baruch College, CUNY;

Ari Burstein, Senior Counsel - Securities Regulation, Investment Company Institute;

Kevin Callahan, CEO, X41 Trading, LLC.;

Charles-Albert Lehalle, Head of Quantitative Research, CA Cheuvreux Credit Agricole Investment Bank;

Doreen Mogavero, President & CEO, Mogavero, Lee & Company;

Lawrence Ryan, Chief Technologist, Hewlett-Packard;

Cameron Smith, Executive Vice President, General Counsel, Quantlab Financial, LLC.

[Part II: 39 Min.]

Mid-Day Address by Reto Francioni , CEO, Deutsche Börse AG

[Part III: 82 Min.]

Panel Two: May 6: Lessons Learned and Questions Raised

Andrew Brooks (Moderator), Vice President and Head of U.S. Equity Trading, T. Rowe Price Associates, Inc.;

Robert Gasser, CEO, ITG;

Susan Greenglass, Director Market Regulation, Ontario Securities Commission;

Gary Katz, President & CEO, International Securities Exchange;

Tim Mahoney, CEO, BIDS Trading;

Joe Mecane, EVP, Co-Head of US Listing and Cash Execution, NYSE Euronext;

William O’Brien, CEO, Direct Edge.

[Part IV: 65 Min.]

Panel Three: The Needs of the Buyside: How Well are They Being Met?

Rob Shapiro (Moderator), Global Head of Execution Consulting, Bloomberg Tradebook LLC.;

Alfred Eskandar, Head of Equities, Liquidnet;

Alan Hill, CFO, Jones Trading Institutional Services;

Marie Konstance, Executive Director, Nomura Securities International, Inc.;

Matt Lyons, Global Trading Manager, Capital Research and Management Company;

Mary McDermott-Holland, VP - Transaction Services, NASDAQ OMX.

[Part V: 80 Min.]

Panel Four: New Technology: What Does it Bring to the Table?

Marcus Hooper (Moderator), Head of European Business & Executive Director, Pipeline Financial Group Ltd.;

Stuart Adams, FPL EMEA Regional Director, FIX Protocol Ltd.;

Paul Britton, CEO, Capstone Holdings Group;

Joseph Cangemi, Managing Director, ConvergEx;

Jim Ross, CEO, Financial Markets Horizons;

Justin Schack, Director of Market Structure Analysis, Rosenblatt Securities, Inc.;

Joseph Wald, Managing Director, Knight Direct LLC.

Closing Address by Richard, Ketchum, Chairman and CEO, FINRA"

"Zicklin School of Business at Baruch College presents ""The Quality of Our Financial Markets: Taking Stock of Where We Stand"" as part of the Financial Markets Conferences on October 19, 2010 at the Baruch College Vertical Campus, 14th Floor.

[Part I: 83 Min.]

Opening Remarks by Robert Schwartz, Speiser Professor of Finance, Zicklin School of Business, Baruch College, CUNY

Welcoming Remarks by Mitchel Wallerstein, President, Baruch College, CUNY

Panel One: High Frequency Trading: Friend or Foe?

Jim Gatheral (Moderator), Professor, Weissman School of Arts and Sciences, Baruch College, CUNY;

Ari Burstein, Senior Counsel - Securities Regulation, Investment Company Institute;

Kevin Callahan, CEO, X41 Trading, LLC.;

Charles-Albert Lehalle, Head of Quantitative Research, CA Cheuvreux Credit Agricole Investment Bank;

Doreen Mogavero, President & CEO, Mogavero, Lee & Company;

Lawrence Ryan, Chief Technologist, Hewlett-Packard;

Cameron Smith, Executive Vice President, General Counsel, Quantlab Financial, LLC.

[Part II: 39 Min.]

Mid-Day Address by Reto Francioni , CEO, Deutsche Börse AG

[Part III: 82 Min.]

Panel Two: May 6: Lessons Learned and Questions Raised

Andrew Brooks (Moderator), Vice President and Head of U.S. Equity Trading, T. Rowe Price Associates, Inc.;

Robert Gasser, CEO, ITG;

Susan Greenglass, Director Market Regulation, Ontario Securities Commission;

Gary Katz, President & CEO, International Securities Exchange;

Tim Mahoney, CEO, BIDS Trading;

Joe Mecane, EVP, Co-Head of US Listing and Cash Execution, NYSE Euronext;

William O’Brien, CEO, Direct Edge.

[Part IV: 65 Min.]

Panel Three: The Needs of the Buyside: How Well are They Being Met?

Rob Shapiro (Moderator), Global Head of Execution Consulting, Bloomberg Tradebook LLC.;

Alfred Eskandar, Head of Equities, Liquidnet;

Alan Hill, CFO, Jones Trading Institutional Services;

Marie Konstance, Executive Director, Nomura Securities International, Inc.;

Matt Lyons, Global Trading Manager, Capital Research and Management Company;

Mary McDermott-Holland, VP - Transaction Services, NASDAQ OMX.

[Part V: 80 Min.]

Panel Four: New Technology: What Does it Bring to the Table?

Marcus Hooper (Moderator), Head of European Business & Executive Director, Pipeline Financial Group Ltd.;

Stuart Adams, FPL EMEA Regional Director, FIX Protocol Ltd.;

Paul Britton, CEO, Capstone Holdings Group;

Joseph Cangemi, Managing Director, ConvergEx;

Jim Ross, CEO, Financial Markets Horizons;

Justin Schack, Director of Market Structure Analysis, Rosenblatt Securities, Inc.;

Joseph Wald, Managing Director, Knight Direct LLC.

Closing Address by Richard, Ketchum, Chairman and CEO, FINRA"

"Zicklin School of Business at Baruch College presents ""The Quality of Our Financial Markets: Taking Stock of Where We Stand"" as part of the Financial Markets Conferences on October 19, 2010 at the Baruch College Vertical Campus, 14th Floor.

[Part I: 83 Min.]

Opening Remarks by Robert Schwartz, Speiser Professor of Finance, Zicklin School of Business, Baruch College, CUNY

Welcoming Remarks by Mitchel Wallerstein, President, Baruch College, CUNY

Panel One: High Frequency Trading: Friend or Foe?

Jim Gatheral (Moderator), Professor, Weissman School of Arts and Sciences, Baruch College, CUNY;

Ari Burstein, Senior Counsel - Securities Regulation, Investment Company Institute;

Kevin Callahan, CEO, X41 Trading, LLC.;

Charles-Albert Lehalle, Head of Quantitative Research, CA Cheuvreux Credit Agricole Investment Bank;

Doreen Mogavero, President & CEO, Mogavero, Lee & Company;

Lawrence Ryan, Chief Technologist, Hewlett-Packard;

Cameron Smith, Executive Vice President, General Counsel, Quantlab Financial, LLC.

[Part II: 39 Min.]

Mid-Day Address by Reto Francioni , CEO, Deutsche Börse AG

[Part III: 82 Min.]

Panel Two: May 6: Lessons Learned and Questions Raised

Andrew Brooks (Moderator), Vice President and Head of U.S. Equity Trading, T. Rowe Price Associates, Inc.;

Robert Gasser, CEO, ITG;

Susan Greenglass, Director Market Regulation, Ontario Securities Commission;

Gary Katz, President & CEO, International Securities Exchange;

Tim Mahoney, CEO, BIDS Trading;

Joe Mecane, EVP, Co-Head of US Listing and Cash Execution, NYSE Euronext;

William O’Brien, CEO, Direct Edge.

[Part IV: 65 Min.]

Panel Three: The Needs of the Buyside: How Well are They Being Met?

Rob Shapiro (Moderator), Global Head of Execution Consulting, Bloomberg Tradebook LLC.;

Alfred Eskandar, Head of Equities, Liquidnet;

Alan Hill, CFO, Jones Trading Institutional Services;

Marie Konstance, Executive Director, Nomura Securities International, Inc.;

Matt Lyons, Global Trading Manager, Capital Research and Management Company;

Mary McDermott-Holland, VP - Transaction Services, NASDAQ OMX.

[Part V: 80 Min.]

Panel Four: New Technology: What Does it Bring to the Table?

Marcus Hooper (Moderator), Head of European Business & Executive Director, Pipeline Financial Group Ltd.;

Stuart Adams, FPL EMEA Regional Director, FIX Protocol Ltd.;

Paul Britton, CEO, Capstone Holdings Group;

Joseph Cangemi, Managing Director, ConvergEx;

Jim Ross, CEO, Financial Markets Horizons;

Justin Schack, Director of Market Structure Analysis, Rosenblatt Securities, Inc.;

Joseph Wald, Managing Director, Knight Direct LLC.

Closing Address by Richard, Ketchum, Chairman and CEO, FINRA"

"Zicklin School of Business at Baruch College presents ""The Quality of Our Financial Markets: Taking Stock of Where We Stand"" as part of the Financial Markets Conferences on October 19, 2010 at the Baruch College Vertical Campus, 14th Floor.

[Part I: 83 Min.]

Opening Remarks by Robert Schwartz, Speiser Professor of Finance, Zicklin School of Business, Baruch College, CUNY

Welcoming Remarks by Mitchel Wallerstein, President, Baruch College, CUNY

Panel One: High Frequency Trading: Friend or Foe?

Jim Gatheral (Moderator), Professor, Weissman School of Arts and Sciences, Baruch College, CUNY;

Ari Burstein, Senior Counsel - Securities Regulation, Investment Company Institute;

Kevin Callahan, CEO, X41 Trading, LLC.;

Charles-Albert Lehalle, Head of Quantitative Research, CA Cheuvreux Credit Agricole Investment Bank;

Doreen Mogavero, President & CEO, Mogavero, Lee & Company;

Lawrence Ryan, Chief Technologist, Hewlett-Packard;

Cameron Smith, Executive Vice President, General Counsel, Quantlab Financial, LLC.

[Part II: 39 Min.]

Mid-Day Address by Reto Francioni , CEO, Deutsche Börse AG

[Part III: 82 Min.]

Panel Two: May 6: Lessons Learned and Questions Raised

Andrew Brooks (Moderator), Vice President and Head of U.S. Equity Trading, T. Rowe Price Associates, Inc.;

Robert Gasser, CEO, ITG;

Susan Greenglass, Director Market Regulation, Ontario Securities Commission;

Gary Katz, President & CEO, International Securities Exchange;

Tim Mahoney, CEO, BIDS Trading;

Joe Mecane, EVP, Co-Head of US Listing and Cash Execution, NYSE Euronext;

William O’Brien, CEO, Direct Edge.

[Part IV: 65 Min.]

Panel Three: The Needs of the Buyside: How Well are They Being Met?

Rob Shapiro (Moderator), Global Head of Execution Consulting, Bloomberg Tradebook LLC.;

Alfred Eskandar, Head of Equities, Liquidnet;

Alan Hill, CFO, Jones Trading Institutional Services;

Marie Konstance, Executive Director, Nomura Securities International, Inc.;

Matt Lyons, Global Trading Manager, Capital Research and Management Company;

Mary McDermott-Holland, VP - Transaction Services, NASDAQ OMX.

[Part V: 80 Min.]

Panel Four: New Technology: What Does it Bring to the Table?

Marcus Hooper (Moderator), Head of European Business & Executive Director, Pipeline Financial Group Ltd.;

Stuart Adams, FPL EMEA Regional Director, FIX Protocol Ltd.;

Paul Britton, CEO, Capstone Holdings Group;

Joseph Cangemi, Managing Director, ConvergEx;

Jim Ross, CEO, Financial Markets Horizons;

Justin Schack, Director of Market Structure Analysis, Rosenblatt Securities, Inc.;

Joseph Wald, Managing Director, Knight Direct LLC.

Closing Address by Richard, Ketchum, Chairman and CEO, FINRA"

Developments in corporate financial reporting standards and issues of corporate governance are discussed in the third annual conference hosted by the Center for Financial Integrity. The event took place on April 29, 2004 at the Vertical Campus on the 14th floor.

[Part I -- 130 min.]

The event is inroduced by Ned Regan, President of Baruch College and Norman N. Strauss, former National Director of Accounting at Ernst & Young/ Executive Professor-in-Residence at Baruch College.

Don Nicolaisen, Chief Accountant of the Securities Exchange Commission (SEC) and Robert Herz, Chairman of the Financial Accounting Standards Board (FASB) make opening remarks and answer questions from the audience.

A panel discussion about current developments at the SEC follows featuring: Carol Stacey, Chief Accountant at the SEC's Division of Corporate Finance; and Thomas C. Newkirk, Associate Director of Enforcement at the SEC.

[Part II -- 94 min.]

Norman N. Strauss introduces another panel focused on current developments in the private sector featuring: Edward W. Trott, Board Member at FASB; Mark Beilstein, Partner at KMPG and Chairman at AcSEC; James Johnson, Partner at Deloitte & Touche LLC; and Connie McDaniel, Controller at Coca-Cola, Ltd.

[Part III -- 40 min.]

Luncheon Address by Douglas Carmichael, Chief Auditor, Public Company Accounting Oversight Board.

Developments in corporate financial reporting standards and issues of corporate governance are discussed in the third annual conference hosted by the Center for Financial Integrity. The event took place on April 29, 2004 at the Vertical Campus on the 14th floor.

[Part I -- 130 min.]

The event is inroduced by Ned Regan, President of Baruch College and Norman N. Strauss, former National Director of Accounting at Ernst & Young/ Executive Professor-in-Residence at Baruch College.

Don Nicolaisen, Chief Accountant of the Securities Exchange Commission (SEC) and Robert Herz, Chairman of the Financial Accounting Standards Board (FASB) make opening remarks and answer questions from the audience.

A panel discussion about current developments at the SEC follows featuring: Carol Stacey, Chief Accountant at the SEC's Division of Corporate Finance; and Thomas C. Newkirk, Associate Director of Enforcement at the SEC.

[Part II -- 94 min.]

Norman N. Strauss introduces another panel focused on current developments in the private sector featuring: Edward W. Trott, Board Member at FASB; Mark Beilstein, Partner at KMPG and Chairman at AcSEC; James Johnson, Partner at Deloitte & Touche LLC; and Connie McDaniel, Controller at Coca-Cola, Ltd.

[Part III -- 40 min.]

Luncheon Address by Douglas Carmichael, Chief Auditor, Public Company Accounting Oversight Board.

Developments in corporate financial reporting standards and issues of corporate governance are discussed in the third annual conference hosted by the Center for Financial Integrity. The event took place on April 29, 2004 at the Vertical Campus on the 14th floor.

[Part I -- 130 min.]

The event is inroduced by Ned Regan, President of Baruch College and Norman N. Strauss, former National Director of Accounting at Ernst & Young/ Executive Professor-in-Residence at Baruch College.

Don Nicolaisen, Chief Accountant of the Securities Exchange Commission (SEC) and Robert Herz, Chairman of the Financial Accounting Standards Board (FASB) make opening remarks and answer questions from the audience.

A panel discussion about current developments at the SEC follows featuring: Carol Stacey, Chief Accountant at the SEC's Division of Corporate Finance; and Thomas C. Newkirk, Associate Director of Enforcement at the SEC.

[Part II -- 94 min.]

Norman N. Strauss introduces another panel focused on current developments in the private sector featuring: Edward W. Trott, Board Member at FASB; Mark Beilstein, Partner at KMPG and Chairman at AcSEC; James Johnson, Partner at Deloitte & Touche LLC; and Connie McDaniel, Controller at Coca-Cola, Ltd.

[Part III -- 40 min.]

Luncheon Address by Douglas Carmichael, Chief Auditor, Public Company Accounting Oversight Board.