G30 recommends improvements in U.S. treasury market. FINRA requests comment on regulatory implications of cloud computing. SEC charges biopharmaceutical executive with insider trading.

SEC and ECB sign MOU on cross-border supervision of SBS entities. UK education company settles SEC charges for misleading disclosures concerning cyberattack. FINRA warns firms on phishing email campaign. FINRA proposes extension of temporary pandemic-related relief. Broker-dealer settles FINRA charges for supervisory failures on EB-5 activities. NYDFS superintendent to step down. Comment deadline set for NCUA board proposed leverage ratio for complex credit unions.

FINRA cautions firms on outsourcing. SEC to reconsider whistleblower award policies. FTC recommends prohibiting routing-based incentives on debit card fees. FDIC requests information regarding supervisory approach to examinations during pandemic. SEC Division of Enforcement Chief Counsel leaves SEC.

MSRB offers remote municipal advisor principal exam. SEC awards nearly $6 million to two whistleblowers.

FFIEC updates guidance on authentication management. ARRC supports Refinitiv's USD IBOR cash fallbacks prototype publication. OFAC and Commerce Department detail measures supporting Internet freedom in Cuba. Access to today’s version and previous versions of the Cabinet’s General Counsel daily podcast summarizing the newletters’ stories.

Three individuals settle charges for misrepresentations in a digital assets scheme. Crypto-products exchange settles CFTC and FinCEN Violations. Cadwalader memorandum discusses sec approves Nasdaq’s proposed rule changes to increase corporate board diversity.

SEC approves Nasdaq proposals supporting board diversity. FINRA adopts new requirements for inter-dealer quotation systems, shuts down OTC bulletin board service. President Biden expands prohibitions on persons undermining democracy in Belarus. DeFi company and executives settle SEC charges for unregistered securities offering. Trading platform settles SEC charges for operating as an unregistered digital asset exchange.

SEC grants no-action relief from initial margin requirements.

FRB releases large bank capital requirements.  Firm settles NYSE Arca and NYSE American charges for notification failures on securities offerings. Firm settles FINRA charges for systems compliance and integrity violations. Cadwalader’s Fund Finance Newsletter; “The ABCs of ESG.” Cadwalader’s Clients & Friends Memo; “Securities Litigation Update: First Circuit Holds That Future-Focused Risk Disclosures Are Not Misleading Absent “Grand Canyon”-Level Threat to Company.”

FRB Governor Waller challenges purported benefits of U.S. CBDC. ISDA, ICMA, ISLA to collaborate on "Common Domain Model." Broker-Dealer settles FINRA charges for registration violations. Rescission of OCC True Lender rule goes into effect.

SEC Chair Gensler highlights gaps in crypto regulation. Firm settles FINRA charges for notification failures on securities offerings. Firm settles NYSE charges for routing violations. MSRB appoints new board members.