Compliance into the Weeds

Compliance Officer as Whistleblower


Listen Later

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this podcast Matt Kelly and Tom Fox take a deep dive into the recent whistleblower award issued to an anonymous whistleblower, who happened to be a compliance professional.

Some of the highlights include:

  • What are the requirements for a compliance professional to be eligible for a Dodd-Frank Whistleblower award?
  • How many CCOs or internal audit types have been awarded Dodd-Frank Whistleblower awards?
  • The SEC was previously investigating the company, how (or why) was there an award in this case?
  • With nearly $400MM paid out in whistleblower awards, the program is clearly working.
  • Is Jay Clayton’s attempt to eviscerate the Whistleblower Awards?
  • Resources

    Matt Kelly blog post, Whistleblower Award to Compliance Professional

    SEC Press Release

    Learn more about your ad choices. Visit megaphone.fm/adchoices

    ...more
    View all episodesView all episodes
    Download on the App Store

    Compliance into the WeedsBy Tom Fox

    • 4.3
    • 4.3
    • 4.3
    • 4.3
    • 4.3

    4.3

    11 ratings


    More shows like Compliance into the Weeds

    View all
    The Rachel Maddow Show by Rachel Maddow, MS NOW

    The Rachel Maddow Show

    36,994 Listeners

    FCPA Compliance Report by Thomas Fox

    FCPA Compliance Report

    20 Listeners

    Compliance Perspectives by SCCE

    Compliance Perspectives

    34 Listeners

    The Daily by The New York Times

    The Daily

    112,586 Listeners

    Stay Tuned with Preet by Preet Bharara

    Stay Tuned with Preet

    32,336 Listeners

    Corruption Crime & Compliance by Michael Volkov

    Corruption Crime & Compliance

    43 Listeners

    GZERO World with Ian Bremmer by GZERO Media

    GZERO World with Ian Bremmer

    804 Listeners

    UnJustified by MSW Media

    UnJustified

    7,698 Listeners

    Innovation in Compliance with Tom Fox by Thomas Fox

    Innovation in Compliance with Tom Fox

    17 Listeners

    Talking Feds by Harry Litman

    Talking Feds

    4,663 Listeners

    Daily Compliance News by Tom Fox

    Daily Compliance News

    7 Listeners

    EMBARGOED! by Miller & Chevalier

    EMBARGOED!

    27 Listeners

    The Ezra Klein Show by New York Times Opinion

    The Ezra Klein Show

    16,096 Listeners

    Search Engine by PJ Vogt

    Search Engine

    4,571 Listeners

    2 Gurus Talk Compliance by Thomas Fox

    2 Gurus Talk Compliance

    5 Listeners