Culture of Compliance

What’s new in the compliance industry and how can compliance leaders keep up with their peers? Sabrina Serafin interviews Carrie Penman, Chief Risk & Compliance at NAVEX Global, a worldwide leader in integrated risk and compliance management software services. Carrie presents the most interesting findings for NAVEX Global’s annual risk & compliance benchmark report as well as additional advice for compliance leaders.

As financial criminals get smarter, so does the technology. Sabrina Serafin interviews Valerie Bannert-Thurner, Head of Anti-Financial Crime Technology at NASDAQ to discuss the NASDAQ's annual compliance survey as well as their anti-financial crime efforts.

ESG or Environmental, Social and Governance is becoming a major part of the corporate vocabulary, but what does it mean? Sabrina Serafin interviews Laura Wanlass, Senior Client Partner and the Global Corporate Governance & ESG Advisory Practice Leader at AON. Laura defines ESG and explains why it is important to companies.

"Denial is never a good strategy." How do you understand and try to address risk across an organization? Sabrina Serafin interviews Kristi Atwater, SVP of Internal Audit of Everi Holdings, about Enterprise Risk Management including advice for starting up the ERM function.

As startups, entrepreneurs may find it difficult to set aside business development to focus on security.

In this episode, Sabrina Serafin interviews Christina Cacioppo, Founder and CEO of Vanta, a SaaS solution that recently raised $50 Million in Series A funding.  With her experience in early-stage venture capital and technology startups, Christina discusses the importance of establishing a security and compliance mindset and how it can fuel business growth.

Changing work environments and work cultures due to the pandemic impacted how everyone sees their careers. Amii Barnard-Bahn, Executive Coach and former Fortune Global 50 executive, returns to discuss the impact of the pandemic on promotability.

Download Amii’s free Promotability Index®: http://bit.ly/promotelegal Read Amii's Fast Company article: https://www.fastcompany.com/90545452/dont-shoot-the-messenger-how-to-deliver-bad-news-without-being-hated Hundreds of leadership resources on Amii's website here: https://www.barnardbahn.com/ Connect with Amii on LinkedIn: https://www.linkedin.com/in/amiibarnardbahn/

The State Department recently fined Honeywell $13M for cybersecurity shortcomings. In this episode, FD's Sabrina Serafin interviews Scott Edwards, CEO and Founder of Summit 7, to discuss CMMC and what companies working with the US Department of Defense need to do to achieve compliance.

What's on the Biden Administration's priority list regarding Anti-Money Laundering? In our latest episode Sabrina Serafin and Jeff Horvath of DigiPli Inc. discuss how the treasury department is seeking to deal with topics like cryptocurrency.