September 15, 2023

Episode 13 - The FCA Speaks Edition

44 minutes

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week's episode! In this episode, Tom and Kristy take on a wide variety of topics, including a visit to Florida Man.

In the world of business, compliance and investigation protocols play a crucial role in ensuring fairness, consistency, and institutional justice. Organizations need to establish robust frameworks to handle incidents effectively and mitigate risks. In this episode of 2 Gurus Talk Compliance, several key factors impacting the enhancement of compliance and investigation protocols for organizations were discussed, including the need for standardization and rigor in investigation protocols, a perspective rooted in his belief in the importance of a culture of compliance within organizations. Kristy takes the lead in highlighting the value of consistency and standards in investigation protocols for ensuring institutional justice and fairness. Join them as they delve deeper into this topic on this episode of the 2 Gurus Talk Compliance podcast.

Highlights Include:

1. Insufficient cyber plan = FCA violation. (DOJ Press Release)

2. Roger Ng was banned for life. (YaHooFinance)

3. FASB adopts crypto accounting rules. (WSJ)

4. Ken Paxton and the slow creep of corruption. (Texas Tribune)

5. Rubiales resigns. (NYT)

6. U.K. Financial Regulator to Review Bank Treatment of Politically Exposed Persons (WSJ)

7. FCPA Opinion Release Provides Guidance on Payment of Travel and Other Expenses for Foreign Government Officials (Volkov)

8.AI in Employment: Privacy Regulation Is Here (PLI Chronicles/Gibson Dunn)

9. Is It Time to Update Your Company's Dress Code? What 'Business Casual' Means Today (Inc.)

10. Florida man banned from the ocean after trying to sail homemade hamster wheel (local news)

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