Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode Matt and Tom go into the weeds to look at two recent pronouncements by FinCen on customer and PEP due diligence. We ask the question: Is the Guidance so vague as to actually hurt the efforts of a compliance practitioner.  

Resources

See Matt’s blog posts on Radical Compliance

Regulators Talk PEPs and Due Diligence

FinCen Gives Guidance, Says Little

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