Compliance into the Weeds

Pearson SEC Enforcement Action


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Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deep dive into the SEC enforcement involving Pearson. Some of the issues we consider are:

  • How can a failure to disclose lead to a SEC violation?
  • What were the disclosure controls and procedures failures?
  • How is patch management a critical part of cybersecurity?
  • What were the misleading statements made by Pearson?
  • What are the lessons learned?
  • What is the role of compliance? 
  • Resources

    Matt in Radical Compliance

    SEC Schools Pearson on Cyber Disclosure Failures

    Learn more about your ad choices. Visit megaphone.fm/adchoices

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    Compliance into the WeedsBy Tom Fox

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