Compliance into the Weeds

Pre-taliation Illegality - from Employment Contracts to All Contracts


Listen Later

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds!

In this episode, Tom Fox and Matt Kelly take a deep dive into the recent SEC enforcement actions against several companies for pre-taliation clauses and related illegal intent.

 

Our conversation discusses recent enforcement actions by the SEC sanctioned against seven companies for a total of $3 million in civil penalties. The main issue was that these contracts required employees to forfeit any right to whistleblower awards if they reported misconduct to regulators. The conversation explores the legality of these contract clauses and the chilling effect they have on potential whistleblowers. Tom and Matt also discuss the challenges of remediation and the need for a comprehensive approach to address retaliatory clauses in all types of contracts.

Key Highlights

  • SEC Enforcement Actions on Pre-Retaliation Language
  • The Illegality of Pre-Retaliation Clauses
  • Addressing Pre-Retaliation Clauses: Remediation Challenges
  • Expanding the Focus: From Employment Contracts to All Contracts


  • Resources

    Matt in Radical Compliance


    Tom  

    Instagram

    Facebook

    YouTube

    Twitter

    LinkedIn


    Check out the full 3-book series, The Compliance Kids on Amazon.com.

    Learn more about your ad choices. Visit megaphone.fm/adchoices

    View all episodesView all episodes
    Download on the App Store

    Compliance into the WeedsBy Tom Fox

    • 4.3
    • 4.3
    • 4.3
    • 4.3
    • 4.3

    4.3

    11 ratings


    More shows like Compliance into the Weeds

    View all
    Science Friday by Science Friday and WNYC Studios

    Science Friday

    6,057 Listeners

    Economist Podcasts by The Economist

    Economist Podcasts

    4,262 Listeners

    Planet Money by NPR

    Planet Money

    30,853 Listeners

    FCPA Compliance Report by Thomas Fox

    FCPA Compliance Report

    21 Listeners

    The New Yorker Radio Hour by WNYC Studios and The New Yorker

    The New Yorker Radio Hour

    6,672 Listeners

    Compliance Perspectives by SCCE

    Compliance Perspectives

    33 Listeners

    Fintech Insider Podcast by 11:FS by 11:FS

    Fintech Insider Podcast by 11:FS

    187 Listeners

    The Daily by The New York Times

    The Daily

    112,857 Listeners

    Corruption Crime & Compliance by Michael Volkov

    Corruption Crime & Compliance

    43 Listeners

    Great Women in Compliance by Lisa Fine and Hemma Lomax

    Great Women in Compliance

    55 Listeners

    Everything Compliance by Thomas Fox

    Everything Compliance

    1 Listeners

    Daily Compliance News by Tom Fox

    Daily Compliance News

    7 Listeners

    Hard Fork by The New York Times

    Hard Fork

    5,393 Listeners

    The Ezra Klein Show by New York Times Opinion

    The Ezra Klein Show

    14,859 Listeners

    2 Gurus Talk Compliance by Thomas Fox

    2 Gurus Talk Compliance

    5 Listeners