Let's talk asset management M&A - Episode 4: Due diligence and regulatory issues by

In the next episode of our mini-series on the Chancellor’s Mansion House speech and Leeds Reforms, Katie Stephen, Matthew Gregory, Haney Saadah and Catherine Pluck discuss the proposals in relation to the Senior Managers and Certification Regime, as well as the proposals around authorisations.

In the fourth episode of our new mini-series covering UK cryptoasset regulation Jonathan Herbst, Hannah Meakin and Charlotte Carnegie discuss the FCA’s proposed prudential requirements.

In the third episode of our mini-series on the Chancellor’s Mansion House speech and Leeds Reforms, we start by exploring the papers that impact markets followed by banking (7:24), and digital innovation (16:00).

In the third in our new mini-series looking at the UK’s approach to regulating cryptoassets, Hannah Meakin, Jonathan Herbst and Simon Lovegrove discuss custody.

In the first podcast in our new mini-series series on the Chancellor’s Mansion House speech and Leeds Reforms, we look at the big picture, the key themes behind the government’s reforms and what the latest is on the Berne Financial Services Agreement.

In our podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends.

In this podcast Frank Herring and Simon Lovegrove discuss the proposals contained in the European Securities and Markets Authority’s Final Report on the UCITS Eligible Assets Directive.

In this latest episode of Global Regulation Tomorrow Plus we consider the Financial Conduct Authority’s consultation paper, CP25/19, which proposes changes to the ancillary activities exemption.

In the latest episode of our Let’s talk asset management series, Hannah Meakin, Lucy Dodson and Simon Lovegrove discuss the Financial Conduct Authority’s findings following a review of business models for smaller asset managers and alternatives.

In this episode, members of our global investigations team — Ashley Kuempel, Keith Rosen, Kevin Harnisch, Andrew Reeves and Claudia Van Gruisen — discuss recent developments in anti-bribery enforcement and what they mean for companies worldwide.

Topics include:

- Insights from the recent DOJ–SFO meeting and its implications for global enforcement

- The impact of DOJ budget shifts on future investigations

- New DOJ FCPA guidance and enforcement priorities under the current US administration

- Practical takeaways for compliance teams, including the continued focus on individual accountability and high-value bribery cases

Listen now to stay ahead of evolving enforcement trends and regulatory expectations.