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RIACF & LawVisory University episodes
- Episode 02: Section 203 of the Advisers Act
In this episode, we are looking at Section 203 of the Investment Advisers Act of 1940, which deals with the registration requirements for SEC registered investment advisers.
10 min - Episode 01: Investment Advisers Act Overview
This episode is an overview of the Investment Advisers Act of 1940, and is designed to provide a firm conceptual framework and foundation upon which to build your understanding of the most important law affecting investment advisers in the United States.
13 min - Introduction
We are extremely excited to share with you RIACF & LawVisory University, where we will be providing free educational content teaching legal and compliance professionals working with or for registered investment advisers.
5 min
About RIACF & LawVisory University
From the publisher's feed
The primary purpose of this series is to educate and empower in-house registered investment adviser legal and compliance professionals and others interested in this area so they can be more confident and able in their roles.
This program is designed to help you meet the tremendous, growing responsibilities laid upon your back by the lawmakers and regulators that examine and enforce the countless laws, rules and regulations applicable to registered investment advisers in the United States of America.