RIACF & LawVisory University

By Jeffrey Smith

The primary purpose of this series is to educate and empower in-house registered investment adviser legal and compliance professionals and others interested in this area so they can be more confident ... more

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FAQs about RIACF & LawVisory University:

How many episodes does RIACF & LawVisory University have?

The podcast currently has 13 episodes available.

RIACF & LawVisory University episodes:

November 30, 2020 Episode 02: Section 203 of the Advisers Act
In this episode, we are looking at Section 203 of the Investment Advisers Act of 1940, which deals with the registration requirements for SEC registered investment advisers.
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10min
November 30, 2020 Episode 01: Investment Advisers Act Overview
This episode is an overview of the Investment Advisers Act of 1940, and is designed to provide a firm conceptual framework and foundation upon which to build your understanding of the most important law affecting investment advisers in the United States.
...more
13min
November 30, 2020 Introduction
We are extremely excited to share with you RIACF & LawVisory University, where we will be providing free educational content teaching legal and compliance professionals working with or for registered investment advisers.
...more
5min

FAQs about RIACF & LawVisory University:

How many episodes does RIACF & LawVisory University have?

The podcast currently has 13 episodes available.