Compliance into the Weeds

Risk-Based Compliance Lessons from a Young Entrepreneur’s Ice Cream Stand


Listen Later

The award-winning, Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this special election day episode of ‘Compliance into the Weeds,’ Tom Fox and Matt Kelly dive into a lighter yet insightful compliance story involving a young boy named Danny Doherty.


At 12 years old, Danny set up a homemade ice cream stand in Massachusetts to raise money for a hockey team for children with developmental disabilities. However, the local health department shut its stand down due to risks associated with homemade dairy products, highlighting the importance of a risk-based approach in compliance activities. Tom and Matt discuss key compliance lessons from this incident, such as the necessity of addressing real risks, the potential for compliance failures despite good intentions, and the importance of effective communication by regulators.


Key highlights:


  • The Story of Danny Doherty
  • Compliance Lessons from Danny’s Story
  • Risk-Based Approach in Compliance
  • The Importance of Communication in Compliance

  • Resources:


    Radical Compliance


    Tom


    Instagram

    Facebook

    YouTube

    Twitter

    LinkedIn

    Learn more about your ad choices. Visit megaphone.fm/adchoices

    ...more
    View all episodesView all episodes
    Download on the App Store

    Compliance into the WeedsBy Tom Fox

    • 4
    • 4
    • 4
    • 4
    • 4

    4

    12 ratings


    More shows like Compliance into the Weeds

    View all
    The Daily by The New York Times

    The Daily

    112,982 Listeners

    Corruption Crime & Compliance by Michael Volkov

    Corruption Crime & Compliance

    42 Listeners

    Great Women in Compliance by Lisa Fine and Hemma Lomax

    Great Women in Compliance

    56 Listeners

    The Intelligence from The Economist by The Economist

    The Intelligence from The Economist

    2,550 Listeners

    Talking Feds by Harry Litman

    Talking Feds

    4,636 Listeners

    Daily Compliance News by Tom Fox

    Daily Compliance News

    7 Listeners

    Hard Fork by The New York Times

    Hard Fork

    5,544 Listeners

    The Ezra Klein Show by New York Times Opinion

    The Ezra Klein Show

    16,366 Listeners

    #SistersInLaw by Politicon

    #SistersInLaw

    10,518 Listeners

    The AI Daily Brief: Artificial Intelligence News and Analysis by Nathaniel Whittemore

    The AI Daily Brief: Artificial Intelligence News and Analysis

    659 Listeners

    2 Gurus Talk Compliance by Thomas Fox

    2 Gurus Talk Compliance

    5 Listeners