Send us a text

📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Series 7, Series 65/66, and anyone who wants to actually understand money—not just memorize buzzwords.

⚠️ Disclosure

This podcast is for educational purposes only and is not a recommendation to buy or sell any security. Opinions expressed are solely those of the host.

🚀 Go Deeper

Live classes, tutoring, practice questions, and bonus content:

👉 Website / Classes: https://capitaladvantagetutoring.com

👉 YouTube: https://youtube.com/@Series7exam

👉 Substack:https://substack.com/@series7whisperer?

New episodes weekly — subscribe so you don’t miss one.

Send us a text

📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Series 7, Series 65/66, and anyone who wants to actually understand money—not just memorize buzzwords.

⚠️ Disclosure

This podcast is for educational purposes only and is not a recommendation to buy or sell any security. Opinions expressed are solely those of the host.

🚀 Go Deeper

Live classes, tutoring, practice questions, and bonus content:

👉 Website / Classes: https://capitaladvantagetutoring.com

👉 YouTube: https://youtube.com/@Series7exam

👉 Substack:https://substack.com/@series7whisperer?

New episodes weekly — subscribe so you don’t miss one.

Send us a text

📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Series 7, Series 65/66, and anyone who wants to actually understand money—not just memorize buzzwords.

⚠️ Disclosure

This podcast is for educational purposes only and is not a recommendation to buy or sell any security. Opinions expressed are solely those of the host.

🚀 Go Deeper

Live classes, tutoring, practice questions, and bonus content:

👉 Website / Classes: https://capitaladvantagetutoring.com

👉 YouTube: https://youtube.com/@Series7exam

👉 Substack:https://substack.com/@series7whisperer?

New episodes weekly — subscribe so you don’t miss one.

Send us a text

Retirement Accounts 101 this episode provides an overview of various types of retirement accounts, including 401(k)s, IRAs, and Roth IRAs. The podcast presents information on how these accounts work, their potential benefits, and the tax implications of each. While not offering advice, the podcast aims to educate listeners on the basics of retirement accounts to help them make informed decisions about their financial futures.

📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Series 7, Series 65/66, and anyone who wants to actually understand money—not just memorize buzzwords.

⚠️ Disclosure

This podcast is for educational purposes only and is not a recommendation to buy or sell any security. Opinions expressed are solely those of the host.

🚀 Go Deeper

Live classes, tutoring, practice questions, and bonus content:

👉 Website / Classes: https://capitaladvantagetutoring.com

👉 YouTube: https://youtube.com/@Series7exam

👉 Substack:https://substack.com/@series7whisperer?

New episodes weekly — subscribe so you don’t miss one.

Send us a text

Yes, in order to take the Series 7 exam, you must be sponsored by a FINRA member firm. The Series 7 exam is a requirement for individuals who wish de become registered representatives and sell securities products, and FINRA requires that individuals be sponsored by a member firm in order to take the exam. The sponsoring firm will typically provide the necessary training and support for the individual to prepare for the exam.

📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Series 7, Series 65/66, and anyone who wants to actually understand money—not just memorize buzzwords.

⚠️ Disclosure

This podcast is for educational purposes only and is not a recommendation to buy or sell any security. Opinions expressed are solely those of the host.

🚀 Go Deeper

Live classes, tutoring, practice questions, and bonus content:

👉 Website / Classes: https://capitaladvantagetutoring.com

👉 YouTube: https://youtube.com/@Series7exam

👉 Substack:https://substack.com/@series7whisperer?

New episodes weekly — subscribe so you don’t miss one.

Send us a text

The Series 7 exam is a challenging test that requires a thorough understanding of finance terms and concepts. By learning finance terms, you can prepare for the exam and increase your chances of passing. The Series 7 exam covers a wide range of topics related to securities and investments, including stocks, bonds, options, and mutual funds. It also covers topics related to regulations and compliance. To pass the Series 7 exam, you need to have a solid understanding of these concepts and be able to apply them in various scenarios. By learning finance terms, you can better understand the questions and scenarios presented in the exam, and have a better chance of answering them correctly. Additionally, knowing the financial terms used in the exam can help you save time and avoid confusion, allowing you to focus on answering the questions to the best of your ability. Ultimately, learning financial terms can give you the knowledge and confidence needed to pass the Series 7 exam and advance your career in the financial industry.

📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Series 7, Series 65/66, and anyone who wants to actually understand money—not just memorize buzzwords.

⚠️ Disclosure

This podcast is for educational purposes only and is not a recommendation to buy or sell any security. Opinions expressed are solely those of the host.

🚀 Go Deeper

Live classes, tutoring, practice questions, and bonus content:

👉 Website / Classes: https://capitaladvantagetutoring.com

👉 YouTube: https://youtube.com/@Series7exam

👉 Substack:https://substack.com/@series7whisperer?

New episodes weekly — subscribe so you don’t miss one.

Send us a text

if you're interested in a career in the securities industry, you'll likely be taking the Securities Industry Essentials (SIE) exam. This exam is required if you wish to work as a Series 7, Series 63 or Series 66 registered representative. This exam is a bit different from other exams you may be used to taking. The SIE exam is a computer-based exam and consists of 75 multiple-choice questions You'll be asked questions about topics such as securities products, rules and regulations, economic concepts and investment risk. It's best to familiarize yourself with all of these topics before tackling the exam. The best way to do this is by studying using materials such as textbooks, study guides, and practice tests. The exam itself is 1 hour and 45 mins in length and offered every day Once you've taken the exam, you'll receive your scores immediately. You can register online There are also a variety of prep courses available if you feel like you need some extra help before taking the exam.

📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Series 7, Series 65/66, and anyone who wants to actually understand money—not just memorize buzzwords.

⚠️ Disclosure

This podcast is for educational purposes only and is not a recommendation to buy or sell any security. Opinions expressed are solely those of the host.

🚀 Go Deeper

Live classes, tutoring, practice questions, and bonus content:

👉 Website / Classes: https://capitaladvantagetutoring.com

👉 YouTube: https://youtube.com/@Series7exam

👉 Substack:https://substack.com/@series7whisperer?

New episodes weekly — subscribe so you don’t miss one.

Send us a text

📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Series 7, Series 65/66, and anyone who wants to actually understand money—not just memorize buzzwords.

⚠️ Disclosure

This podcast is for educational purposes only and is not a recommendation to buy or sell any security. Opinions expressed are solely those of the host.

🚀 Go Deeper

Live classes, tutoring, practice questions, and bonus content:

👉 Website / Classes: https://capitaladvantagetutoring.com

👉 YouTube: https://youtube.com/@Series7exam

👉 Substack:https://substack.com/@series7whisperer?

New episodes weekly — subscribe so you don’t miss one.

Send us a text

accredited investor -------------------------- 1:05accumulation stage / unit -------------- 2:57acid test---------------------------------- 3:39active management style--------------- 5:07Act of 1933--------------------------------- 5:54Act of 1934---------------------------------- 6:42adjusted basis-------------------------- 8:18adjusted gross income---------------------- 8:41Administrator -------------------------- 9:18adoptions---------------------- 9:57ADR--------------------------------- 11:12

advertisement--------------------------------- 12:07agency basis--------------------------------- 12:36agency cross transaction---------------------- 12:57agent--------------------------------- 15:03aggressive investment strategy----------- 16:16all or none order (AON) ---------------------- 16:22alpha-------------------------------------------- 18:18alternative minimum tax (AMT) ----------- 19:29anti-dilutive covenant---------------------- 20:46arbitrage--------------------------------- 20:43arithmetic mean ---------------------- 23:16ask-------------------------------------------- 23:54assessable stock--------------------------------- 24:24

asset-------------------------------------------- 25:29asset class allocation---------------------- 25:47audited financial statement----------- 26:05back-end load--------------------------------- 26:31balanced fund--------------------------------- 27:27balance of payments---------------------- 28:05balance of trade--------------------------------- 28:05balance sheet---------------------- 31:02bank holding company---------------------- 31:36basis--------------------------------- 32:41basis point--------------------------------- 32:48bear--------------------------------------------- 33:27bear market------------------------------ 33:27benchmark portfolio-------------------------- 34:24beta--------------------------------------------- 18:18Black-Scholes------------------------------ 34:52blue-sky laws------------------------------ 35:02bona fide------------------------------ 35:10bond--------------------------------------------- 35:39bond fund------------------------------ 36:00bond rating------------------------------ 36:21bond yield------------------------------ 37:11book value per share-------------------------- 38:11breadth-of-market theory--------------- 38:48

brochure------------------------------ 39:47brochure supplement--------------- 39:47broker-dealer (BD) --------------------------- 41:50bull--------------------------------------------- 33:27bull market------------------------------ 33:27business cycle------------------------------ 42:59business risk------------------------------ 44:32bypass trust------------------------------ 44:56calendar year------------------------------ 45:40call--------------------------------------------- 46:00callable bond------------------------------ 46:26callable preferred stock--------------- 46:52call date------------------------------ 47:02call feature------------------------------ 47:18call provision------------------------------ 47:18call risk---------

📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Series 7, Series 65/66, and anyone who wants to actually understand money—not just memorize buzzwords.

⚠️ Disclosure

This podcast is for educational purposes only and is not a recommendation to buy or sell any security. Opinions expressed are solely those of the host.

🚀 Go Deeper

Live classes, tutoring, practice questions, and bonus content:

👉 Website / Classes: https://capitaladvantagetutoring.com

👉 YouTube: https://youtube.com/@Series7exam

👉 Substack:https://substack.com/@series7whisperer?

New episodes weekly — subscribe so you don’t miss one.

Send us a text

check me out on Youtube at Capital Advantage Tutoring  @series7exam

Municipal bonds are a type of debt security issued by state and local governments to finance various public projects such as building schools, roads, and water treatment plants. Investors who buy these bonds are essentially lending money to the government in exchange for regular interest payments and the return of the original investment at maturity. Municipal bonds are considered to be relatively safe investments, as they are backed by the taxing power of the issuing government. However, it's important to remember that the value of municipal bonds can fluctuate depending on factors such as changes in interest rates and the financial stability of the issuing government.

📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Series 7, Series 65/66, and anyone who wants to actually understand money—not just memorize buzzwords.

⚠️ Disclosure

This podcast is for educational purposes only and is not a recommendation to buy or sell any security. Opinions expressed are solely those of the host.

🚀 Go Deeper

Live classes, tutoring, practice questions, and bonus content:

👉 Website / Classes: https://capitaladvantagetutoring.com

👉 YouTube: https://youtube.com/@Series7exam

👉 Substack:https://substack.com/@series7whisperer?

New episodes weekly — subscribe so you don’t miss one.