Succession Link

PRACTICE FOR SALE:

$62MM AUM | $800,000  GDC in Asheville, NC

View this Listing: https://successionlink.com/advisors/23542/

Overview: Advisor seeks to merge with an ideal candidate for a few years to transition clients before completely selling book of business. Advisor seeks to merge with a candidate in the next 5 years.

Ideal candidate must have 1) a Dorsey Wright or a similar subscription services; 2) custody with Fidelity; and 3) experience with trading with discretion. Ideal candidate has at least 10 years experience and a Retirement Income Certified Professional (RCIP) designation is preferred, but not required. Ideal candidate has a currently established presence in the state of North Carolina.

PRACTICE FOR SALE:

$26MM AUM | $287,000 GDC In Dallas, TX

View this Listing: https://successionlink.com/advisors/20671/

Overview: We have been registered, either with the SEC or the Texas State Securities Board, since January, 1984. We have always been fee-only. Most of our current Clients are Individuals and Families, although we also manage Qualified Retirement Plans assets, all on a Balanced Fund, top-down basis. Subject only to limitations agreed to in our individual Client Contracts, all of our accounts are fully-discretionary. The Founder has both CFA and CFP certifications. He has a well-documented, excellent track record (using Advent Axys software) in Balanced Portfolio management since 1992. He also had the 5-year Top Performance Rank in the Indata Taxed Funds Balanced Portfolio category for the years 1987-91. Indata was a very well known, highly regarded firm at the time. When he was managing (with discretion) the Fixed Income investments for a Fortune 100 company Master Trust, he was recognized as having top performance by the Wilshire TUCS service. The founder specializes in Closed End Funds. We have international Clients.

Our firm is expanding its set of comprehensive personal financial planning and consulting services, which will include associating with other firms or individuals and being compensated separately for planning and consulting services. We will also expand the set of investments that are available to our Clients. We will re-enter the 401(k) marketplace through a combination of self-directed portfolio management portfolios for individual Participants and pooled accounts (Partnerships or Trusts), which may include setting up and offering non-traditional, Balanced Closed End Funds. having distinctive degrees of risk.

PRACTICE FOR SALE:

$192MM AUM | $1.5MM GDC In Falmouth, MA

View this Listing: https://successionlink.com/advisors/14828/

Overview: Examining continuity and succession options. Full service financial planning and investment management.

PRACTICE FOR SALE:

$115MM AUM | $605,000 GDC In Casper, WY

View this Listing: https://successionlink.com/advisors/18011/

Overview: Our firm offers both discretionary portfolio management and 401K consulting services. We are looking for merger/succession possibilities.

PRACTICE FOR SALE:

$70MM AUM | $500,000 GDC In Bartlesville, Ok

View this Listing: https://successionlink.com/advisors/12528/

Overview: Established 17 year old, 2 person investment advisory firm, seeking an associate for succession planning. Business model is predominately fee based, with some commission based clients. New associate could come with or without a book of business, merger and/or buy in, possibility. We are NOT interested in selling out business to advisors outside our geographic area. We are NOT interested in making a broker-dealer change. Unless you would be open to relocating to our community, then we would not have room for discussion.

PRACTICE FOR SALE: 
$10MM AUM | $150,000 GDC In San Jose, CA


View this Listing: successionlink.com/advisors/23674/

Overview: Advisor seeks to sell business and exit the industry. Advisor seeks to exit the industry in 2018.

The ideal candidate is bilingual (English and Chinese) and has at least 5 years of experience. A Series 6 is necessary and a Series 7 is preferred but not necessary. The ideal candidate has experience with variable annuities and mutual funds. The advisor is interested in candidates who have a California license.

PRACTICE FOR SALE:

$62MM AUM | $605,000 GDC In Albuquerque, NM

View this Listing: https://successionlink.com/advisors/18226/

Overview: Small CPA financial planning firm. We work with 112 households and provide investment management, primarily through 3rd party managers, income tax preparation and financial plans. We are structured as an RIA and have a Registered Rep relationship with a B/D. Looking to merge with a larger firm, sell over 5 years and stay on as branch manager.

PRACTICE FOR SALE:

$30MM AUM | $160,000 GDC In Sacramento, CA

View This Listing: https://successionlink.com/advisors/20475/

Ideal purchasing candidate is a Certified Financial Planner, (or on track to achieve designations), with extensive knowledge of life insurance products as well as equities portfolio management. The take-over advisor should have at least two years of experience and be located within a 75 mile radius of Sacramento. The retiring advisor strongly prefers a candidate who is affiliated with (or will seriously consider moving to) B/D firm, Signator Investors, Inc., to greatly ease the merger buy/sell transaction.

PRACTICE FOR SALE:

$16MM AUM | $400,000 GDC In Littleton, CO

View this Listing: https://successionlink.com/advisors/21489/

Very loyal book of business, health conditions reason for sale. Clients in several different states

incl. a big piece (25-30%) in FL. Looking for a buyer who is relationship driven. Good opportunity for the right person as the clients are extremely loyal. Looking to sell not merge.

PRACTICE FOR SALE:

$116MM AUM | $1.1MM GDC In Raleigh, NC

View This Listing: https://successionlink.com/advisors/21457/

Only qualified buyers will be considered. Buyers must be willing to change affiliations. Will require detailed financial information be supplied. My practice is almost 100% advisory and I will only consider candidates that can service my clients as they've become accustomed to over the past. This is an immediate sale with a minimum purchase price of $ 2 million with 35-50% down payment.