Succession Link

PRACTICE FOR SALE:

$300,000 AGR | $300,000 Premiums in Bronxville, NY

View this Listing: https://successionlink.com/insurance/21565/

Overview: Looking to sell book of business and stay on for 3-5 years as assistant. 

Only considering candidates located in or near New York City. Great buy for someone who values also the non-financial benefits of having an experienced insurance broker.

PRACTICE FOR SALE:

$33MM AUM | $378,000MM GDC in Olympia, WA

View this Listing: https://successionlink.com/advisors/21917/

Overview: Practice is 90% Fee based RIA and 10% brokerage based. 

RIA side, financial planning and investment modeling. Algorithms to run the growth models and build income models separately. 

On the brokerage side variable annuities, traditional mutual funds and fixed income. 

Prefer a buy out period of 10 years and a release of liability at least 2 or three years within onset of contract.

PRACTICE FOR SALE:

$33MM AUM | $378,000MM GDC in Westlake Village, CA

View this Listing: https://successionlink.com/advisors/20986/

Overview: Advisor is a solo financial planning practice, but would like to be part of an ensemble practice with others, where the clients are the clients of the firm. It would also serve as a succession plan in case of death or disability. Advisor seeks to merge with another advisor and would like the merger to happen right away.

The ideal candidate is dually licensed, believes in modern portfolio theory, and uses turnkey asset management programs. Advisor is interested in candidates located within a 30 mile radius of Westlake Village, California or willing to relocate full time within a 30 mile radius of Westlake Village, California

PRACTICE FOR SALE:

$21MM AUM | $350,000MM GDC in Richmond, CA

View this Listing: https://successionlink.com/advisors/23708/

Overview: Advisor seeks to retire completely and sell book of business. Advisor seeks to work with buyer for 4-5 months to ensure a smooth transaction. Advisor seeks to succeed as soon as possible.

The ideal candidate is an enrolled agent or CPA and a registered investment advisor. The ideal candidate has an insurance license and tax credentials and should be familiar with all insurance products, index annuities, and mutual funds. Advisor seeks to talk to advisors from across the country.

PRACTICE FOR SALE:

$10MM AUM | $112,000 GDC in Lake Mary, FL

View this Listing: https://successionlink.com/advisors/22003/

Overview: Advisor seeks to merge with another firm or completely sell book of business and retire. Advisor seeks to succeed in the next five years. 

The ideal candidate has experience working with overseas asset managers and UK financial planning products. Ideal candidate has experience working with British expats and has experience working with asset managers based in Britain.

PRACTICE FOR SALE:

$7MM AUM | $70,000 GDC in Greensboro, NC

View this Listing: https://successionlink.com/advisors/23523/

Overview: Advisor seeks to completely sell book of business and retire. Advisor seeks to complete transaction in the next two years.

The ideal candidate has between 5 and 10 years of experience and is familiar with mutual funds, equities, bonds, etfs, and REITs. Advisor seeks a candidate with an established office in a state east of the Mississippi River.

PRACTICE FOR SALE:

$8MM AUM | $300,000 GDC In Grapevine, TX

View this Listing: https://successionlink.com/advisors/4348/

Overview: Two partners started and run a hedge fund since 2010 that is an equity options based strategy with cumulative returns over 600% for 8 years. A different RIA is now launching a fund with our strategy.

PRACTICE FOR SALE:

$8.5MM AUM | $115,000 GDC In Pasadena, CA

View this Listing: https://successionlink.com/advisors/18748/

Overview: I am seeking to retire and completely sell book of business. While I seek to retire in three years, I will also entertain immediate offers.

My ideal candidate is about 55 years old and is interested in working another ten years. The ideal candidate will have familiarity with US Treasury bonds, income producing stocks, and mutual funds. They must be familiar with 100% commission based and is transaction based. I am not interested in candidates outside California and candidates close to Pasadena are preferred. I prefer an advisor who is affiliated with my same firm or willing to affiliate with my same firm.

PRACTICE FOR SALE:

$40MM AUM | $200,000  GDC in Albany, NY

View this Listing: https://successionlink.com/advisors/19040/

Overview: 70% managed money 30% insurance products which includes annuities & life insurance. 

Looking to sell and accepting offers immediately.

CFP or CHFC preferred. 20% downpayment with the remainder to be paid in no more than 36 months. Firms outside of New York not considered.

PRACTICE FOR SALE:

$73MM AUM | $615,000  GDC in Portland, OR

View this Listing: https://successionlink.com/advisors/17229/

Overview:My practice is for sale. I'm looking to sell by the end of the year. I am willing to stay on, under a consulting agreement, to help transition the clients over to the the new owner for a period of time in 2018. I have a very desirable practice, in regards to revenue and operational support. I will not not change BD's or Clearing Firms. Buyer must come over to FSC under my current OSJ. I have a great office location (probably one of the best locations around) with tremendous visibility and signage. I believe that taking over my current space and taking on my current assistant will be instrumental in the transition of my business. The office has room to house multiple advisors and my OSJ can help you recruit if needed. An advisor with a series 7, and 65 or 66 is a must as I have about 20 million in annuities with 1.00% trail and an expansive advisory business.