Taking Stock

Taking Stock

By WhyDRS.orgEducation
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Taking Stock episodes

  • Taking Stock Episode 45 - Alternate Trading Platforms

    This week, Chives and John take a look at Alternate Trading Systems, or ATS. These have transitioned from a small part of the market to representing more than 90% of retail market orders, according to Chairman Gensler in a 2022 Bloomberg interview.

    Also covered are emergent new models in the ATS space, such as tZero, and other potential developments in the space such as Block Transfer with a custody-first focus.

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    Twitter/X Link:

    https://x.com/tehchives/status/1839748628711141464

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    Join the Community:

    Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

    Join us on Lemmy - https://lemmy.whynotdrs.org/

    Visit https://www.drsgme.org and https://www.whydrs.org

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    Links and Resources:

    Chairman Gensler on Bloomberg:

    https://youtu.be/NBkPQ0VsWV0?t=243

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    Special Thanks to:

    Craiyon.com for help with the logo design

    Wooch for the intro & outro music

    1 hr 43 min
  • Taking Stock Episode 44 - Petitioning the SEC for Fairer Rules

    This week on Taking Stock, Chives was joined by @WhatCanIMakeToday, to discuss SEC Petitions, the NSCC petition hosted at WhyDRS, and the history of retail advocacy efforts as we grow from simply commenting on the proposals and reforms developed by the industry to skipping their framing and suggesting those reforms ourselves.

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    Twitter/X Link:

    https://x.com/i/spaces/1lPKqODbPebJb

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    Join the Community:

    Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

    Join us on Lemmy - https://lemmy.whynotdrs.org/

    Visit https://www.drsgme.org and https://www.whydrs.org

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    Links and Resources:

    WhyDRS Petition Pages:

    SEC Petitions FAQ and Directory:

    https://www.whydrs.org/sec-petitions-for-rule-updates

    NSCC Petition Review and Submission:

    https://www.whydrs.org/petition-to-amend-nscc-close-out-policy

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    Information from WhatCanIMakeToday and John Wooten about the OCC proposal to adjust margin and cascade of responsibilities in case of clearing member failures:

    https://www.reddit.com/r/Superstonk/comments/1ae0toi/occ_proposes_reducing_margin_requirements_to/

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    Special Thanks to:

    Craiyon.com for help with the logo design

    Wooch for the intro & outro music

    1 hr 42 min
  • Taking Stock Episode 43 - Unraveling the Activist Investor Mindset with BeyondMythos

    This week on Taking Stock, Chives was joined by @beyond-mythos, who has been growing a following around his research into how investors interact with the market, and how a company can be identified as a candidate for activism.

    We'll dive into these topics and ask Beyond how his interest in these subjects started in the first place!

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    Twitter/X Link:

    https://x.com/tehchives/status/1830666523159212349

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    Join the Community:

    Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

    Join us on Lemmy - https://lemmy.whynotdrs.org/

    Visit https://www.drsgme.org and https://www.whydrs.org

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    Links and Resources:

    BeyondMythos's research can be found here:

    https://x.com/i/communities/1815368353172557836

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    Special Thanks to:

    Craiyon.com for help with the logo design

    Wooch for the intro & outro music

    1 hr
  • Taking Stock Episode 42 - Diligence when Researching and Learning

    This week on Taking Stock, Chives takes a look at taking care and appraising sources carefully when trying to learn.

    He goes over some helpful habits that can help when examining a source or reading a perspective online, such as keeping in mind that the figure behind the source may have it's own motives beyond helping you better understand a subject.

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    Twitter/X Link:

    https://x.com/tehchives/status/1828884998734098916

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    Join the Community:

    Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

    Join us on Lemmy - https://lemmy.whynotdrs.org/

    Visit https://www.drsgme.org and https://www.whydrs.org

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    Links and Resources:

    SEC webiste

    https://www.investor.gov/

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    Federal Register

    https://www.federalregister.gov/

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    Federal Reserve

    https://www.federalreserve.gov/data.htm

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    FRED Economic Data

    https://fred.stlouisfed.org/

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    Special Thanks to:

    Craiyon.com for help with the logo design

    Wooch for the intro & outro music

    31 min
  • Taking Stock Episode 41 - Regulation in the Transfer Agent Sector

    This week Chives focuses on regulation in the Transfer Agent space, and we'll touch not only on recent SEC action against TA but on the broader regime, and how we've seen a variety of consolidation in the market sector.

    Chives was joined by John Wooten who has a unique and valuable perspective as someone who founded his own Transfer Agent and has been through the approval process with the SEC, and we can hear from him about how the decision to regulate TAs in this way has downstream effects on not only custody and investor safety but on the market itself.

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    Twitter/X Link:

    https://x.com/i/spaces/1lDxLlbpeoqxm

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    Join the Community:

    Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

    Join us on Lemmy - https://lemmy.whynotdrs.org/

    Visit https://www.drsgme.org and https://www.whydrs.org

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    Links and Resources:

    SEC Charges Equiniti Trust Co.

    https://www.sec.gov/newsroom/press-releases/2024-101

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    Transfer Agent Market Share as of 2022

    https://www.ideagen.com/thought-leadership/blog/transfer-agent-market-share-2022

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    Equiniti and AST Merger After Being Bought by Siris Capital Group

    https://equiniti.com/uk/news-and-views/news-releases/affiliates-of-siris-capital-group-complete-the-acquisition-and-combination-of-equiniti-and-ast/

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    Computershare's Aquisition of BNY Canada

    https://www.computershare.com/us/news/computershare-to-buy-bny-trust-company-of-canada

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    Special Thanks to:

    Craiyon.com for help with the logo design

    Wooch for the intro & outro music

    1 hr 51 min
  • Taking Stock Episode 40 - The Power of Retail Investors with Alexandra Merz

    This week Chives is joined by Tesla community activist Alexander Merz, AKA TeslaBoomerMama, to discuss the power that retail investors have.

    The Tesla investor community is one of, if not the largest one in the world and recently had a large struggle with accessing their right to vote. Alexandra provides valuable insight as an international investor, as an organizer, and as someone who is peeling back the layers and learning more about DRS!

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    Twitter/X Link:

    https://x.com/i/spaces/1YpJklbvmYjxj/peek

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    Join the Community:

    Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

    Join us on Lemmy - https://lemmy.whynotdrs.org/

    Visit https://www.drsgme.org and https://www.whydrs.org

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    Links and Resources:

    Alexandra on X

    https://x.com/TeslaBoomerMama

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    Tesla investor's community page on X

    https://x.com/i/communities/1802325082343121043

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    Our interview with Alexandra on Brighter with Herbert

    https://www.youtube.com/watch?v=RyuNMAUXIPI

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    Special Thanks to:

    Craiyon.com for help with the logo design

    Wooch for the intro & outro music

    1 hr 5 min
  • Taking Stock Episode 39 - Tools for Building a Transparent Community

    This week Chives dives into the platforms, bots and other tools we have been using and looking into in order to promote transparency from top to bottom of the community.

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    Twitter/X Link:

    https://x.com/i/spaces/1LyxBgprVdyKN/peek

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    Join the Community:

    Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

    Join us on Lemmy - https://lemmy.whynotdrs.org/

    Visit https://www.drsgme.org and https://www.whydrs.org

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    Links and Resources:

    The Artemis Bot

    https://artemis-bot.com/

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    More on Lemmy

    https://join-lemmy.org/

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    Special Thanks to:

    Craiyon.com for help with the logo design

    Wooch for the intro & outro music

    44 min
  • Taking Stock Episode 38 - Decentralized Community Governance

    This week Chives and John were joined by fellow community member Kirk to discuss decentralized community governance

    Kirk brought to the table his experience in grass roots movements in financial communities or an illuminating discussion.

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    Twitter/X Link:

    https://x.com/i/spaces/1DXGydwNDQZKM/peek

    -

    Join the Community:

    Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

    Join us on Lemmy - https://lemmy.whynotdrs.org/

    Visit https://www.drsgme.org and https://www.whydrs.org

    -

    Links and Resources:

    Kirk on Twitter

    https://x.com/BoldlyGo__

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    Special Thanks to:

    Craiyon.com for help with the logo design

    Wooch for the intro & outro music

    1 hr 28 min
  • Taking Stock Episode 37 - Decentralized Community Development With Pasta From Dash

    This week Chive and John were joined by Pasta, a core developer from Dash, to discuss decentralized community development.

    Pasta has been developing with Dash for several years and offers fantastic insight into how Dash has developed as a currency and as a community.

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    Twitter/X Link:

    https://x.com/i/spaces/1LyGBgPDZYkJN/peek

    -

    Join the Community:

    Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

    Join us on Lemmy - https://lemmy.whynotdrs.org/

    Visit https://www.drsgme.org and https://www.whydrs.org

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    Links and Resources:

    Listen to more Pasta talking about Dash

    https://www.youtube.com/results?search_query=digital+cash+network+pasta

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    More on Dash

    https://www.dash.org/faq/

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    More on Pasta

    https://x.com/DashBoost_Pasta

    https://www.dash.org/forum/index.php?members/pasta.12934/

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    Special Thanks to:

    Craiyon.com for help with the logo design

    Wooch for the intro & outro music

    1 hr 40 min
  • Taking Stock Episode 36 - Decentralizing DRS Educational Work

    This week John hosted a community discussion where he dove into the labor involved in the non-profit efforts of WhyDRS and how to decentralize the DRS educational work to expand its potential.

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    Join the Community:

    Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

    Join us on Lemmy - https://lemmy.whynotdrs.org/

    Visit https://www.drsgme.org and https://www.whydrs.org

    -

    Special Thanks to:

    Craiyon.com for help with the logo design

    Wooch for the intro & outro music

    1 hr 1 min

About Taking Stock

From the publisher's feed

A podcast about self custody in finance.