Taking Stock

This week on Taking Stock, Chives provided a spoken overview of the shareholder proposal process - how to check eligibility to submit, how to send your proposal, and what happens afterwards.

This was a fantastic episode and we covered a ton of ground. There were also some great questions from the community following the overview. This is an evergreen episode and may be helpful every proposal season - and likely, we’ll revisit this topic in a few months closer to the collective 2024 deadline.

-

Itinerary:

https://lemmy.whynotdrs.org/post/127346

-

Join the Community:

Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

Join us on Lemmy - https://lemmy.whynotdrs.org/

Visit https://www.drsgme.org and https://www.whydrs.org

-

Resources:

WhyDRS Shareholder Proposals Guide

https://www.whydrs.org/shareholder-proposals-guide

-

WhyDRS Database

https://lemmy.whynotdrs.org/post/21495

-

GiveAshare Spotlight on WhyDRS

https://www.whydrs.org/buy-direct-using-give-a-share

-

Federal Law

https://www.sec.gov/divisions/corpfin/rule-14a-8.pdf

More Federal Law

https://www.ecfr.gov/current/title-17/chapter-II/part-240/section-240.14a-8

WhyDRS Proposals Guide

https://www.whydrs.org/shareholder-proposals-guide

SEC No-Action Proposals Directory

https://www.sec.gov/corpfin/2022-2023-shareholder-proposals-no-action

Napkin maths on calculating eligibility

https://lemmy.whynotdrs.org/pictrs/image/3d0e40e5-60ac-4829-8408-1f70717929c1.png

-

Special Thanks to:

Craiyon.com for help with the logo design

Wooch for the intro & outro music

This week on Taking Stock there were some great discussions about autobuys, plan shares, and 606 Reports which allow for investors to access bulk trading data of which their orders are included. However, there were some internet issues and technical difficulties during the call - we’ve tried to fix as much of this in editing as possible for the mp3 download.

-

Itinerary:

https://lemmy.whynotdrs.org/post/104396

-

Join the Community:

Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

Join us on Lemmy - https://lemmy.whynotdrs.org/

Visit https://www.drsgme.org and https://www.whydrs.org

-

Resources:

WhyDRS Shareholder Proposals Guide

https://www.whydrs.org/shareholder-proposals-guide

-

WhyDRS Database

https://lemmy.whynotdrs.org/post/21495

-

GiveAshare Spotlight on WhyDRS

https://www.whydrs.org/buy-direct-using-give-a-share

-

Visit https://www.drsgme.org and https://www.whydrs.org

-

Links and Resources

Photo 1:

https://lemmy.whynotdrs.org/pictrs/image/6d195621-b24b-4889-90c0-929664950846.jpeg

Photo 2:

https://lemmy.whynotdrs.org/pictrs/image/b6b6affe-5ab0-4d89-8b67-29500a4fd1cf.jpeg

Photo 3:

https://lemmy.whynotdrs.org/pictrs/image/4eabac4c-ff93-4e5e-a114-a5616cf0c208.jpeg

Photo 4:

https://lemmy.whynotdrs.org/pictrs/image/e8011a8d-888e-4b2a-882c-e5dd1b3bf86a.jpeg

Photo 5:

https://lemmy.whynotdrs.org/pictrs/image/1ec86cfe-f846-4cee-baea-0e736de5ce75.jpeg

Photo 6:

https://lemmy.whynotdrs.org/pictrs/image/54e4c1b4-ba3c-4c92-b064-db14d1b1b4e8.jpeg

-

SEC Bulletin - Get the Facts about Holding Securities:

https://www.sec.gov/about/reports-publications/investor-publications/holding-your-securities-get-the-facts

-

FINRA Bulletin - Know the Facts about Direct Registered Shares:

https://www.finra.org/investors/insights/know-the-facts-direct-registered-shares

-

GME 2023 Stockholder List Data:

https://lemmy.whynotdrs.org/pictrs/image/d5f98246-3bf2-40c8-b96e-2c15c20aedb9.png

-

Special Thanks to:

Craiyon.com for help with the logo design

Wooch for the intro & outro music

This weeks Taking Stock was really incredible. I’d highly recommend checking out the conversation with our hugely knowledgeable guest Peruvian Bull, which ranged from the beginnings of the DRS online movement to the birds eye and macro view on these wild economic time. Peruvian Bull has strong skill in breaking down complex concepts and providing key context to help understand each example, and we’ll look forward to speaking with him again in the future. There’s a ton of information packed into this show, and I can’t do it justice here. Check it out!

-

Itinerary:

https://lemmy.whynotdrs.org/post/77154

-

Join the Community:

Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

Join us on Lemmy - https://lemmy.whynotdrs.org/

Visit https://www.drsgme.org and https://www.whydrs.org

-

Resources:

WhyDRS Shareholder Proposals Guide

https://www.whydrs.org/shareholder-proposals-guide

-

WhyDRS Database

https://lemmy.whynotdrs.org/post/21495

-

GiveAshare Spotlight on WhyDRS

https://www.whydrs.org/buy-direct-using-give-a-share

-

Follow Peruvian Bull:

Twitter/X:

https://twitter.com/peruvian_bull

Substack:

https://peruvianbull.substack.com

Youtube:

https://www.youtube.com/@peruvian_bull

Website:

https://thedollarendgame.com

-

Special Thanks to:

Craiyon.com for help with the logo design

Wooch for the intro & outro music

This week on Taking Stock, we started off with a recap of some recent project and website updates from the DRS team including the WhyDRS Database and the GiveAshare spotlight page. After that, we welcomed Kevin Malone, CEO of Malone Wealth Ventures, a registered investment adviser. In the wake of Apex and Mainstar, Kevin has been investigating an alternative to potentially help clients direct register their shares without exposure to shaky custodians. Kevin talks about his experience so far with SEI, who may offer a service for registered investment advisers to maintain client assets in a segregated account and in their own names. The episode is closed with a group discussion about recent SEC and FINRA bulletins which introduce new and more explicit language about direct registration and about the distinction between plan designated holdings and book designated holdings. Which conclusions we can try to draw from them?

-

Itinerary:

https://lemmy.whynotdrs.org/post/52097

-

Join the Community:

Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

Join us on Lemmy - https://lemmy.whynotdrs.org/

Visit https://www.drsgme.org and https://www.whydrs.org

-

Resources:

WhyDRS Database

https://lemmy.whynotdrs.org/post/21495

-

GiveAshare Spotlight on WhyDRS

https://www.whydrs.org/buy-direct-using-give-a-share

-

Malone Wealth Ventures

https://www.malonewealth.com

-

SEI: Technology and Investment Solutions

https://www.seic.com

-

SEC’s Investor Bulletin: Holding Your Securities - From 7/12/2023

https://www.sec.gov/about/reports-publications/investor-publications/holding-your-securities-get-the-facts

-

SEC’s Investor Bulletin: Holding Your Securities - Archived from 3/4/2003

https://web.archive.org/web/20230117041323/https://www.sec.gov/about/reports-publications/investor-publications/holding-your-securities-get-the-facts

-

FINRA’s Know the Facts about Direct Registered Shares - From 7/12/2023

https://www.finra.org/investors/insights/know-the-facts-direct-registered-shares

-

Special Thanks to:

Craiyon.com for help with the logo design

Wooch for the intro & outro music

The first Taking Stock - covering the stockholder list and welcoming some great investors and DRS advocates.

-

Recorded as a Twitter Space on 26th July 2023.

-

Itinerary:

https://lemmy.whynotdrs.org/post/29061

-

Join the Community:

Join us on Discord - https://mee6.xyz/en/i/vYJSX1ghMl

Join us on Lemmy - https://lemmy.whynotdrs.org/

Visit https://www.drsgme.org and https://www.whydrs.org

-

GameStop 2023 Stockholder List Data / Findings:

https://lemmy.whynotdrs.org/pictrs/image/d808b5a4-886b-4ca1-ac23-cb4dd9ce6f36.png

-

Special Thanks to:

Craiyon.com for help with the logo design

Wooch for the intro & outro music