First section of SMF16 podcast for IFAs

SMF16 Part 1

For Compliance Directors of IFA firms- taken by Jeremy HackettHow to be a Compliance officer Jeremy Hackett. An interactive online Zoom course lasting 60 minutes aimed at SMF 16’s, and those seeking permission to become SMF16 with the FCA.The key functions of an SMF16 in the retail financial services environment with Consumer Duty in mindReporting and GovernanceConsumer DutyRisk vs compliance committeesAuditsSM&amp;CR onboardingExamination set to demonstrate understanding will be required in order to be certified as accredited by IFAC in this subject as required by FCA.

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For Compliance Directors of IFA firms- taken by Jeremy Hackett How to be a Compliance officer Jeremy Hackett. An interactive online Zoom course lasting 60 minutes aimed at SMF 16’s, and those seeking permission to become SMF16 with the FCA. The key functions of an SMF16 in the retail financial services environment with Consumer Duty in mind Reporting and Governance Consumer Duty Risk vs compliance committees Audits SM&CR onboarding Examination set to demonstrate understanding will be required in order to be certified as accredited by IFAC in this subject as required by FCA.

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The SMF16 role

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