
Sign up to save your podcasts
Or
Behind every market transaction lies a wealth of data. But how can we harness this information?
On this episode, we sit down with two members of the Market Regulation and Transparency Services team, Senior Vice President of Strategic Regulatory Engagement Alex Ellenberg, and Senior Director of Transparency Services Equities Brendan Loonam. They join us to discuss periodic aggregate market data sets, including some new data recently added to FINRA's website, and how FINRA makes this information available to the public in support of its mission of investor protection and market integrity.
Resources mentioned in this episode:
FINRA Data
OTC Transparency Data
NMS Equity and Option Order Routing Reports (SEC Rule 606(a) Reports)
About NMS Equity and Options Routing Reports (SEC 606(a) Reports)
OTC (ATS & Non-ATS) Transparency
Reg Notice 23-10: FINRA Requests Comment on a Proposal to Require Members to Provide Rule 605 Order Execution Quality Reports to FINRA for Centralized Publication
Episode 149: MRTS 2.0: A Redesign for a Rapidly Evolving Market
Find us: LinkedIn / X / YouTube / Facebook / Instagram / E-mail
Subscribe to our show on Apple Podcasts, Google Play and by RSS.
4.8
4444 ratings
Behind every market transaction lies a wealth of data. But how can we harness this information?
On this episode, we sit down with two members of the Market Regulation and Transparency Services team, Senior Vice President of Strategic Regulatory Engagement Alex Ellenberg, and Senior Director of Transparency Services Equities Brendan Loonam. They join us to discuss periodic aggregate market data sets, including some new data recently added to FINRA's website, and how FINRA makes this information available to the public in support of its mission of investor protection and market integrity.
Resources mentioned in this episode:
FINRA Data
OTC Transparency Data
NMS Equity and Option Order Routing Reports (SEC Rule 606(a) Reports)
About NMS Equity and Options Routing Reports (SEC 606(a) Reports)
OTC (ATS & Non-ATS) Transparency
Reg Notice 23-10: FINRA Requests Comment on a Proposal to Require Members to Provide Rule 605 Order Execution Quality Reports to FINRA for Centralized Publication
Episode 149: MRTS 2.0: A Redesign for a Rapidly Evolving Market
Find us: LinkedIn / X / YouTube / Facebook / Instagram / E-mail
Subscribe to our show on Apple Podcasts, Google Play and by RSS.
1,648 Listeners
3,120 Listeners
4,332 Listeners
1,714 Listeners
1,848 Listeners
1,719 Listeners
406 Listeners
111,156 Listeners
665 Listeners
56,007 Listeners
14,188 Listeners
1,018 Listeners
9,599 Listeners
1,285 Listeners
1,549 Listeners