FINRA Unscripted

What to Expect: CE Transformation & Maintaining Qualifications Program


Listen Later

In 2020, FINRA and the CE Council embarked on the biggest transformation of the continuing education program in 25 years. And in the months ahead, those major changes are going into effect. 

On this episode, we hear from Patricia Monterosso of FINRA's Credentialing, Registration, Education and Disclosure team and Elizabeth Hansen, the 2021 CE Council Chair, about what firms and reps can expect and why these changes will have such a big impact. 

How are we doing? Take the FINRA Unscripted survey today. 

Resources mentioned in this episode:

CE Council Website

Key Topics: Continuing Education

Regulatory Notice 20-05

Regulatory Notice 21-41

Maintaining Qualifications Program

Financial Professional Gateway (FinPro)

Episode 54: Enhancing Industry Continuing Education

Small Firm Conference Call: CE Transformation

Find us:  X YouTube /LinkedIn / Facebook /  E-mail

...more
View all episodesView all episodes
Download on the App Store

FINRA UnscriptedBy FINRA

  • 4.8
  • 4.8
  • 4.8
  • 4.8
  • 4.8

4.8

44 ratings


More shows like FINRA Unscripted

View all
Freakonomics Radio by Freakonomics Radio + Stitcher

Freakonomics Radio

32,317 Listeners

Economist Podcasts by The Economist

Economist Podcasts

4,206 Listeners

WSJ What’s News by The Wall Street Journal

WSJ What’s News

4,408 Listeners

Pod Save America by Pod Save America

Pod Save America

87,962 Listeners

The Daily by The New York Times

The Daily

113,344 Listeners

WSJ Minute Briefing by The Wall Street Journal

WSJ Minute Briefing

688 Listeners

Up First from NPR by NPR

Up First from NPR

56,982 Listeners

The Atlantic Interview by The Atlantic

The Atlantic Interview

22 Listeners

Wall Street Breakfast by Seeking Alpha

Wall Street Breakfast

1,047 Listeners

FT News Briefing by Financial Times

FT News Briefing

668 Listeners

Thoughts on the Market by Morgan Stanley

Thoughts on the Market

1,310 Listeners

Ask Lisa: The Psychology of Raising Tweens & Teens by Dr. Lisa Damour/Reena Ninan

Ask Lisa: The Psychology of Raising Tweens & Teens

95 Listeners

Call Me Back - with Dan Senor by Ark Media, Ilan Benatar

Call Me Back - with Dan Senor

3,249 Listeners

The Mel Robbins Podcast by Mel Robbins

The Mel Robbins Podcast

21,240 Listeners

Letters from an American by Heather Cox Richardson

Letters from an American

6,303 Listeners