2 Gurus Talk Compliance

2 Gurus Talk Compliance

By Thomas FoxBusinessNewsNews Commentary
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2 Gurus Talk Compliance episodes

  • Episode 23 — The Sustainability Edition

    What happens when two top compliance commentators get together? They talk about compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week's episode! In this episode, Tom and Kristy take on a wide variety of compliance related topics.

    In the ever-evolving world of regulatory compliance and risk management, challenges are constant, and strategies must be dynamic. Tom highlights the focus on the Tesla Board, celebrates the OECD at 25, bemoans New Zealand’s drop in the TI-CPI, reviews the HP acquisition of Autonomy and looks at the differences in Binance and FTX enforcement.  Kristy highlights the slave labor allegations, EU sustainability law, the ease of whistleblower restrictions, the EU and AI, and checks in on Florida Woman. Join Tom Fox and Kristy Grant-Hart as they delve deeper into these issues in this episode of the 2 Gurus Talk Compliance podcast.

    Topics Discussed:

    1.     Chinese Slave Labor Allegations Hold Up VW’s Audi, Porsche, and Bentley Vehicles in U.S. Ports (MotorTrend)

    2.     EU Corporate Sustainability Due Diligence Law Most Likely Dead, For Now (Forbes)

    3.     US Supreme Court's UBS case makes it easier for whistleblowers to win suits (Reuters)

    4.     How EU AI Act May Accelerate Compliance Regime for U.S. Enterprises (WSJ)

    5.   The Tesla Board Chair is under scrutiny for oversight of the company.  (NYT)

    6.     A tale of 2 corps: Binance and FTX. (Reuters)

    7.     OECD at 25.  (The Hill)

    8.     No DD, no problem as HP seeks $4bn from Mike Lynch.  (Bloomberg)

    9.     New Zealand drops to No. 3 on TI-CPI. (The Conversation)

    10.  Woman swipes $1.5 million and splurges on flights, Carnival cruises, Florida cops say (Yahoo)

    Resources 

    Kristy Grant-Hart on LinkedIn

    Spark Consulting

    Tom 

    Instagram

    Facebook

    YouTube

    Twitter

    LinkedIn

    36 min
  • Episode 22 - FCPA Blog Tribute

    What happens when two top compliance commentators get together? They talk about compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode! In this episode, Tom and Kristy take on a wide variety of compliance-related topics but begin with their reflections on the FCPA Blog.

    In the ever-evolving world of regulatory compliance and risk management, challenges are constant, and strategies must be dynamic. Tom highlights the corruption in Ukraine, Elon Musk loses $55bn and throws a tantrum, and why Brazil wants to punish Transparency International. Kristy highlights the DEI, how to fire employees, remote workforce challenges for a CCO and checks in on Florida Man. Join Tom Fox and Kristy Grant-Hart as they delve deeper into these issues in this episode of the 2 Gurus Talk Compliance podcast.


    Highlights Include:

    1.     FCPA Blog announces its closing. (FCPA Compliance & Ethics Blog)

    2.   A massive corruption scandal was uncovered in Ukraine.  (CNN)

    3.     Musk’s $55bn pay package is voided and he wants to move to Texas. (WSJ)

    4.   An Ecuadorian official got a $70,000 watch as a bribe. (Bloomberg)

    5.     Brazil goes after TI for its CPI. (FT)

    6.     Firing employees the right way is part of compliance (FCPA Blog)

    7.     Mark Cuban Doubles Down on Support for DEI After Trading Barbs With Anti-Diversity Crusader Elon Musk (Inc.com)

    8.     Remote Workforces Create New Challenges for Investigators and Compliance Officers (NAVEX)

    9.     New Jersey and New Hampshire Pass Comprehensive Privacy Legislation (Inside Privacy/Covington)

    10.  Florida man steals Snoop Dogg’s bobblehead but later has change of heart (Local 10 News)


    Resources:

    Kristy Grant-Hart on LinkedIn

    Spark Consulting

    Tom

    Instagram

    Facebook

    YouTube

    Twitter

    LinkedIn


    40 min
  • Episode 21 - Big Trouble in China Edition

    What happens when two top compliance commentators get together? They talk compliance of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week's episode! In this episode, Tom and Kristy take on a wide variety of topics including the self-improvement of Florida Man gone astray.

    In the ever-evolving world of regulatory compliance and risk management, challenges are constant, and strategies must be dynamic. Tom highlights the corruption in China, data privacy, duty of oversight for officers and export control sanctions. Kristy highlights the ESG & DEI, Supply Chains and China, SAP, frequent flyer mile fraud and checks in on Florida Man. Join Tom Fox and Kristy Grant-Hart as they delve deeper into these issues in this episode of the 2 Gurus Talk Compliance podcast.

    Highlights Include

    1. First Shots Fired in 2024 Proxy Battle Over ESG, DEI: (Law.com)
    2. Enforcement of China Forced-Labor Import Ban Needs to Be Much Tougher, Say U.S. Lawmakers (WSJ)
    3. Lessons Learned from the SAP Enforcement Action — DOJ Changes Tack on FCPA Enforcement While SEC Digs into Third-Party Controls (Part III of III) (Corruption, Crime & Compliance)
    4. Frequent flyer miles helped authorities crack down on a $127 million money laundering scheme (The Street): HERE
    5. Analysis of failure to exercise duty of oversight by a corporate officer. (FCPA Compliance & Ethics Blog) 
    6. McDonald’s Duty of Officer oversight. (Compliance and Enforcement)  
    7. Are China and its fight against corruption. (Reuters)
    8. Big penalties coming to export control and sanctions enforcement. (WSJ)
    9. A federal data privacy law in 2024? (CCI) 
    10. Florida man uses phone he found in Walmart bathroom to call in fake bomb threat, cites TikTok trend: deputies (FOX Orlando)

      11. Resources 

      Kristy Grant-Hart on LinkedIn

      Spark Consulting

      Tom

      Instagram

      Facebook

      YouTube

      Twitter

      LinkedIn

      45 min
    11. The Welcome to 2024 Edition

      What happens when two top compliance commentators get together? They talk about compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week's episode! In this episode, Tom and Kristy take on a wide variety of topics, including the self-improvement of the Florida Man gone astray.

      In the ever-evolving world of regulatory compliance and risk management, challenges are constant, and strategies must be dynamic. Tom highlights the SFO, culture assessments, Key Board issues for 2024 and the McDonald’s Doctrine. Kristy highlights the new law, FEPA, Supply Chains, AI, and checks in on Florida Man. Join Tom Fox and Kristy Grant-Hart as they delve deeper into these issues in this episode of the 2 Gurus Talk Compliance podcast.

      Highlights Include:

      1. U.S. Prosecutors Can Charge Foreign Officials With Bribery Under New Provision (WSJ)
      2. New Actions from the White House Highlight the Difficulty of Tracing Forced Labor in Supply Chains (Supply Chain Brain Blog)
      3. Maryland looks to harness AI for government use with executive order (Washington Post)
      4. WorkLife’s definitive guide to what’s in and out for 2024 (WorkLife)
      5. Analysis of failure to exercise duty of oversight by a corporate officer. (D&O Diary)
      6. Key Board issues for 2024. (Compliance and Enforcement)
      7. Are emojis evil? (FCPA Blog)
      8. SFO hammered in the ENRC report. (WSJ)
      9. Why do you need to do a culture assessment? (CCI)
      10. Florida woman sues Hershey for $5 million over 'deceptive' Reese's packaging (ABC News)

        11.  Resources:

        Kristy Grant-Hart on LinkedIn

        Spark Consulting

        Tom

        Instagram

        Facebook

        YouTube

        Twitter

        LinkedIn

        For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

        44 min
      11. Episode 19 - The Holiday Edition

        What happens when two top compliance commentators get together? They talk about compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week's episode! In this episode, Tom and Kristy take on a wide variety of topics, including Florida Man's Booty Patrol.

        In the ever-evolving world of regulatory compliance and risk management, challenges are constant and strategies must be dynamic. Tom highlights recent SEC pronouncements on culture and takes a look back at Serpico and the Salt Lake City Olympic scandal. Kristy highlights AI regulation in the EU and US, talks about the need for employees to have some time off, and checks in on Florida Man. Join Tom Fox and Kristy Grant-Hart as they delve deeper into these issues in this episode of the 2 Gurus Talk Compliance podcast.

        Highlights Include:

        1. SEC Chief Accountant on what bothers him. (WSJ)
        2. Using onboarding as a corporate culture set. (FCPA Blog)
        3. Serpico at 50. (The Guardian)
        4. Salt Lake City Olympic corruption scandal, 25 years later. (Salt Lake Tribune)
        5. Carrot and Stick in new M&A Safe Harbor (Compliance and Enforcement)
        6. SEC Kicks Climate Rule to 2024 (Radical Compliance)
        7. In Landmark Vote, Europe Approves AI Regulations--Paving the Way for U.S. Adoption (Inc.com)
        8. SEC Head Warns Against ‘AI Washing,’ the High-Tech Version of ‘Greenwashing’ (WSJ)
        9. Employees Need Time Off. Here's How to Craft a Successful Policy. (Bamboo HR)
        10. Florida man faces charges after driving ‘BOOTY PATROL’ truck (ClickOrlando News)

          11.  Resources: 

          Kristy Grant-Hart on LinkedIn

          Spark Consulting

          Tom

          Instagram

          Facebook

          YouTube

          Twitter

          LinkedIn

          41 min
        11. Episode 18— The Florida Man Games Edition

          What happens when two top compliance commentators get together? They talk compliance of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week's episode! In this episode, Tom and Kristy take on a wide variety of topics including the state image of Florida Man.

          In the complex world of corporate governance, the issues of corporate misconduct, leadership accountability, and professional productivity are of paramount importance. Tom emphasizes the need for thorough due diligence when appointing leaders, particularly those with a history of misconduct. He also advocates for detailed record-keeping as a tool for managing workload and enhancing productivity. Kristy echoes these sentiments, highlighting the significance of ethical leadership and effective compliance measures. She also offers practical strategies for dealing with workplace challenges such as micromanagement and office politics. Join Tom Fox and Kristy Grant-Hart as they delve deeper into these topics in this episode of the award-winning 2 Gurus Talk Compliance podcast.

           Highlights Include :

          1.     FCA bans Jes Staley (Compliance Week)

          2.     What is the purpose of a policy: Integrity in cricket? (University of Sussex)

          3.     CA gun shop owner pleads guilty to bribing former county sheriff.   (CSB-SF)

          4.     US Bankruptcy trustee seeks return of fees award to law firm of paramour. (Reuters)

          5.     ICO apologizes to ex-Nat West chief.   (FT)

          6.     Lawmakers Press Costco on China Forced Labor (WSJ)  

          7.     Sam Bankman-Fried convicted of multi-billion dollar FTX fraud (Reuters)  

          8.     UK Parliament Enacts Sweeping New Fraud Legislation Aimed at AML/TF Activities (Volkov)

          9.     Ever Thought ‘Just Leave Me Alone to Do My Job’? This Is for You (WSJ)

          10.  Which Florida Man best embodies the state’s spirit? A new contest will decide. (Washington Post)  

           Resources:

          Kristy Grant-Hart on LinkedIn

          Spark Consulting

          Tom 

          Instagram

          Facebook

          YouTube

          Twitter

          LinkedIn

          41 min
        12. Episode 17— Self-Improvement Edition

          What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week's episode! In this episode, Tom and Kristy take on various topics, including the self-improvement of Florida Man gone astray.

          Challenges are constant in the ever-evolving regulatory compliance and risk management world, and strategies must be dynamic. Tom highlights the technological shortcomings of many compliance programs and the critical role of compliance officers in mitigating reputational damage. He emphasizes continuous improvement and vigilance, ensuring due diligence and monitoring compliance strategies. Kristy acknowledges the progress made in the field over the past two decades but also points out the technology gap in integrating governance, risk, and compliance data. She underscores the need for better handling of integrated reporting in the future. Join Tom Fox and Kristy Grant-Hart as they delve deeper into these issues in this 2 Gurus Talk Compliance podcast episode.

          Highlights Include

          1. What does the lull in FCPA enforcement mean for chief compliance officers? (FCPA Blog) 
          2. CA enacts climate change disclosures. (HLS Forum on Corp Governance)  
          3. CFTC and monitors. (Compliance and Enforcement)
          4. U.S. Warns Businesses to Guard Against Iran Missile Push (WSJ)
          5. Combining COI and Risk Assessments. (COI Blog) 
          6. U.S. Lifts Broad Sanctions Against Venezuela for Six Months (WSJ)
          7. The Gap In SEC Individual FCPA Enforcement Actions Is Over Three Years (FCPA Professor) 
          8. Report: Insourcing Up, Confidence Too (Radical Compliance): 
          9. Prosecutors in Sam Bankman-Fried trial compare defense argument to ‘Dumb and Dumber’ (CNBC)
          10. Florida man's quest to fulfill 'daily theft quota' lands him in jail across county lines, deputies say (Fox Orlando)

            11.  Resources 

            Kristy Grant-Hart on LinkedIn

            Spark Consulting

            Tom 

            Instagram

            Facebook

            YouTube

            Twitter

            LinkedIn

            Threads

            41 min
          11. Episode 15 – The I Don’t Like it Edition

            What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode! In this episode, Tom and Kristy take on a wide variety of topics, including a visit to Florida Women.

            The landscape of corporate compliance is ever-evolving, with recent developments posing new challenges and opportunities for businesses. Compliance is a dynamic process that requires constant monitoring and retrospective reviews to identify potential risks and changes. He also emphasizes the importance of involving compliance officers early in the due diligence process of mergers and acquisitions and acknowledges the complexities of managing conflicts of interest in networking and hiring. Tom and Kristy advocate for a proactive approach to compliance, highlighting the importance of regulatory resources such as the New York State Department of Financial Services’ cybersecurity rules. She also stresses the need for clarity and certainty in compliance practices, particularly in areas like mergers and acquisitions and conflicts of interest. Join Tom Fox and Kristy Grant-Hart as they delve deeper into these issues in the latest episode of the 2 Gurus Talk Compliance podcast.

              Highlights Include:

            1. Albemarle FCPA enforcement action. (FCPA Blog)
            2. DAG Monaco on more credit for self-disclosure, this time in M&A. (Radical Compliance)
            3. NYDFS Comments on proposed cyber disclosure amendments. (Compliance and Enforcement Blog)
            4. Michael Lewis and SBF. (The Dig)
            5. Identifying compliance blind spots. (CCI)
            6. Lawmakers Press NBA, Players Union on Forced Labor (WSJ)
            7. Can you tell the difference between acceptable networking and wrongful hiring practices? (FCPA Blog)
            8. Crypto Sector Seeks Lawyers, Compliance Officers After Reputational Hits (WSJ)
            9. Stop Obsessing About Work All the Time (WSJ)
            10. Two women stole bags of food from Florida Taco Bell during armed robbery, deputies say (Fox 25 Orlando)

              11. Resources 

              Kristy Grant-Hart on LinkedIn

              Spark Consulting

              Tom

              Threads

              Instagram

              Facebook

              YouTube

              Twitter

              LinkedIn


              44 min
            11. Episode 14— Ethics & Compliance for Humans edition

              What happens when two top compliance commentators get together? They talk compliance of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week's episode! In this episode, Tom and Kristy take on a wide variety of topics including a visit of Florida Woman.

              In the ever-evolving world of business, the challenges of compliance, risk management, and corporate governance are becoming increasingly complex. In this episode of Two Gurus Talk Compliance podcast, hosts Tom Fox and Kristy Grant-Hart delve into these complexities, drawing from their extensive experience in the field. Tom highlights the importance of diverse approaches and perspectives in compliance, praising Adam Balfour’s book, "Ethics and Compliance for Humans," for its focus on human thought and emotion rather than legal themes. Kristy focused on the need for a shared understanding of terminology in compliance, risk management, and corporate governance, also recommending Balfour’s book for its relatable tone and comprehensive coverage of key topics. Join Tom Fox and Kristy Grant-Hart as they continue to explore these challenges in the next episode of the 2 Gurus Talk Compliance podcast.

               Highlights Include

              1. Sen. Menendez defiant.  (ABC News)
              2. De-risking in China. (FT)
              3. Deutsch Bank fined for greenwashing. (WSJ)
              4. De-risking and China (FCPA Blog)
              5. FIFA bribery conviction tossed. (Compliance and Enforcement)
              6. FTC Names Three Amazon Executives in Suit Over Prime
              7. SEC Fines Real Estate Firm CBRE Over Violations of Whistleblower Protections (WSJ)
              8. Ex-FTX GC Launches Law Firm, Says His 'Hugely Disappointing Experience' Will Be Asset for Clients (Law.com)
              9. Adam Balfour’s New Book: Ethics & Compliance for Humans
              10. Florida Woman “Borrows” Alligator and Keeps it in Hotel Bathroom (7News)

                11.  Resources 

                Kristy Grant-Hart on LinkedIn

                Spark Consulting

                Tom 

                Instagram

                Facebook

                YouTube

                Twitter

                LinkedIn


                42 min
              11. Episode 13 - The FCA Speaks Edition

                What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week's episode! In this episode, Tom and Kristy take on a wide variety of topics, including a visit to Florida Man.

                In the world of business, compliance and investigation protocols play a crucial role in ensuring fairness, consistency, and institutional justice. Organizations need to establish robust frameworks to handle incidents effectively and mitigate risks. In this episode of 2 Gurus Talk Compliance, several key factors impacting the enhancement of compliance and investigation protocols for organizations were discussed, including the need for standardization and rigor in investigation protocols, a perspective rooted in his belief in the importance of a culture of compliance within organizations. Kristy takes the lead in highlighting the value of consistency and standards in investigation protocols for ensuring institutional justice and fairness. Join them as they delve deeper into this topic on this episode of the 2 Gurus Talk Compliance podcast.

                Highlights Include:

                1.  Insufficient cyber plan = FCA violation.  (DOJ Press Release)

                2. Roger Ng was banned for life.  (YaHooFinance)

                3. FASB adopts crypto accounting rules. (WSJ)

                4. Ken Paxton and the slow creep of corruption. (Texas Tribune)

                5. Rubiales resigns. (NYT)

                6. U.K. Financial Regulator to Review Bank Treatment of Politically Exposed Persons (WSJ)

                7. FCPA Opinion Release Provides Guidance on Payment of Travel and Other Expenses for Foreign Government Officials (Volkov)

                8.AI in Employment: Privacy Regulation Is Here (PLI Chronicles/Gibson Dunn)

                9. Is It Time to Update Your Company's Dress Code? What 'Business Casual' Means Today (Inc.)

                10. Florida man banned from the ocean after trying to sail homemade hamster wheel (local news)

                Resources :

                Kristy Grant-Hart on LinkedIn

                Spark Consulting


                Tom 

                Instagram

                Facebook

                YouTube

                Twitter

                LinkedIn

                45 min

              About 2 Gurus Talk Compliance

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              What happens when two top compliance commentators get together? They talk compliance of course. Join Kristy Grant-Hart and Tom Fox for their new podcast, 2 Gurus Talk Compliance! In this podcast…

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