In episode 25 of the Growth Series podcast, Jeremy Duncombe, Director of Intermediaries at Accord Mortgages, is joined by Simon Lovell, Field Compliance Manager at The Mortgage Alliance. Together they discuss the Senior Management and Certification Regime.

The SMCR is part of the FCA’s drive to improve culture, governance and accountability within financial services firms. It aims to deter misconduct by improving individual accountability and awareness of conduct issues across firms.

This Podcast explores the issues that brokers need to be aware of and how they can prepare ahead of the implementation of regulation in December 2019.