Mostly Money

58: Securities regulation 101 with Professor Anita Anand


Listen Later

Send us Fan Mail

Is securities regulation about to take a step backwards in Canada? A new model for cooperative capital markets regulation that has been proposed might spell the end (or at the very least, the delay) of any Best Interest Standard for financial advisors in Canada, the end or delay of a push to ban embedded commissions, and more. Professor Anita Anand, one of Canada's most respected authorities on securities law, explains the lay of the land when it comes to securities regulation in Canada and explains the main points from her recently published white paper examining the impact of the proposed Cooperative Capital Markets Regulator on investor protection. To cut to the chase: it looks like it could be a step backwards.Here's what you can do if you want to help drive investor protection FORWARD in Canada, not BACKWARD:1. Consider supporting organizations that fight for investor protection (like FAIR Canada). Disclosure: Preet Banerjee is, current to May 18th, 2017, a member of the board of directors of FAIR Canada: https://faircanada.ca/support-us/2. Add your email to the free subscriber list for Professor Anand's blog to learn more about Canadian Business Law issues that impact you: https://businesslawblogsite.com/
...more
View all episodesView all episodes
Download on the App Store

Mostly MoneyBy Preet Banerjee

  • 4.8
  • 4.8
  • 4.8
  • 4.8
  • 4.8

4.8

15 ratings


More shows like Mostly Money

View all
Motley Fool Money by The Motley Fool

Motley Fool Money

3,239 Listeners

Investing Insights by Morningstar

Investing Insights

521 Listeners

So Money with Farnoosh Torabi by Farnoosh Torabi

So Money with Farnoosh Torabi

1,965 Listeners

Build Wealth Canada Podcast by Kornel Szrejber: Investor

Build Wealth Canada Podcast

13 Listeners

The Current by CBC

The Current

213 Listeners

At Issue by CBC

At Issue

116 Listeners

The Rational Reminder Podcast by Benjamin Felix, Cameron Passmore, and Dan Bortolotti

The Rational Reminder Podcast

473 Listeners

The Munk Debates Podcast by Munk Foundation / iHeartRadio

The Munk Debates Podcast

29 Listeners

The Dose by CBC

The Dose

94 Listeners

The Canadian Investor by Braden Dennis & Simon Belanger

The Canadian Investor

83 Listeners

The Decibel by The Globe and Mail

The Decibel

114 Listeners

Money For Couples with Ramit Sethi by Ramit Sethi

Money For Couples with Ramit Sethi

3,455 Listeners

The Mel Robbins Podcast by Mel Robbins

The Mel Robbins Podcast

20,302 Listeners

The Canadian Real Estate Investor by Daniel Foch & Nick Hill

The Canadian Real Estate Investor

31 Listeners

The Wealthy Barber Podcast by The Wealthy Barber Inc.

The Wealthy Barber Podcast

56 Listeners