Daily Compliance News

By Tom Fox

Start your morning with Tom Fox, the Compliance Evangelist, and Voice of Compliance, who updates you on what is happening in the world of compliance. In five minutes, Tom reviews four top compliance, ... more

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FAQs about Daily Compliance News:

How many episodes does Daily Compliance News have?

The podcast currently has 2,153 episodes available.

Daily Compliance News episodes:

February 06, 2021February 6, 2021, SFO Hands Spanked edition
In today’s edition of Daily Compliance News:
Another Varsity Blues guilty plea. (WSJ)
SFO loses at UK SCt. (WSJ)
Fairness and market plumbing. (FT)
SEC investigating Clover Health. (FT)

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7min
February 05, 2021February 5, 2021, Tompa Bay edition
In today’s edition of Daily Compliance News:
Another bank with its head in the sand. (WSJ)
ESG a challenge in Brazil. (WSJ)
Fox News sued for $2.7bn. (NYT)
How could life under Biden be worse for energy? (NYT)

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7min
February 04, 2021February 4, 2021, the Turbocharge edition
In today’s edition of Daily Compliance News:
Robinhood facing more than 30 civil lawsuits. (WSJ)
McKinsey pays $573 MM for its role in the opioid crisis. (NYT)
Trump’s banker at Deutsche ousted over COI real estate deal. (NYT)
Roaring Kitty under regulatory scrutiny. (NYT)

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7min
February 03, 2021February 3, 2021, the Farewell to Holbrook edition
In today’s edition of Daily Compliance News:
Germany to create regulator ‘with a bite’. (FT)
Tone at the top really does matter. (NYT)
Jeff Bezos to step down. (WSJ)
Mark Twain Tonight closes. (NYT)

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7min
February 02, 2021February 2, 2021, the $3.4 bn edition
In today’s edition of Daily Compliance News:
Robinhood raises an additional $2.4bn ($3.4bn total). (WSJ)
Hiring a family member not crime in Hong Kong. (WSJ)
Apple Bank for Savings fined for AML violations. (WSJ)
Lawmakers to business-no donations, no business-friendly legislation. (WSJ)

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7min
February 01, 2021February 1, 2021, the Big Boys edition
In today’s edition of Daily Compliance News:
The Big Boys dance to a potential Exxon/Chevron Merger? (WSJ)
Facebook finally gets a CCO. (WSJ)
Did Trump Administration so eviscerate the SEC it can’t respond to GameStop. (WaPo)
Ghosn Lt. on trial in Japan. (FT)

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7min
January 30, 2021January 30, 2021, the RoaringKitty edition
In today’s edition of Daily Compliance News:
RoaringKitty speaks. (WSJ)
Wells Fargo President pay cut. (WSJ)
OFAC ends probe of HB Fuller. (WSJ)
BaFin President canned. (WSJ)

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7min
January 29, 2021January 29, 2021, the Say it ain't so Bonus edition
In today’s edition of Daily Compliance News:
Think corruption is victimless crime, think again. (WSJ)
Reg freeze impacts AML reforms. (WSJ)
FB to sue Apple, say it ain’t so Joe. (NYT)
BaFin sues ex-employee for using inside information to engage in insider trading of Wirecard. (FT)

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7min
January 28, 2021January 28, 2021, the $47MM Bonus edition
In today’s edition of Daily Compliance News:
Publicis Groupe’s Epsilon to Pay $150 Million to Resolve Customer-Data Case. (WSJ)
GE President defends $47MM bonus. (FT)
Moderates calling the shots. (CNN)
Will Carin Energy seize Indian government assets? (BBC)

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7min
January 27, 2021January 27, 2021, the Pay Cut edition
In today’s edition of Daily Compliance News:
Goldman CEO takes $10MM pay cut over 1MDB. (WSJ)
CBS suspends two execs over racist and sexist actions. (NYT)
HSBC throws lot in with Chinese government. (BBC)
Investment funds creating monopolies? (NPR)

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7min

FAQs about Daily Compliance News:

How many episodes does Daily Compliance News have?

The podcast currently has 2,153 episodes available.

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