Retire With Style

Episode 92: Understanding an Advisor’s ADV Part 2 brochure to evaluate how an advisor may work with you - Part 1.


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In today's episode, Alex and Ryan discuss McLean Asset Management's ADV Part 2. It is the SEC-mandated document that an advisor provides to prospects and existing clients at least once a year. The ADV Part 2 serves as your user manual for working with your advisor. We use McLean’s ADV to serve as a baseline for these episodes. In this episode, we discuss: 

  1. What constitutes material changes in an update note
  • How to evaluate the stated services and advisor will provide
  • The Fee and Compensation Model for the advisor  
  •  

    Links 

    To download McLean's ADV Part 2, click here: https://www.mcleanam.com/adv2a 

    You can reach our guest Ryan Walters by visiting: https://rialawyers.com/ 

    Join the waitlist for our next round of the Retirement Income Challenge at risaprofile.com/podcast 

    If you are an individual consumer and would like to be directed to our sister firm McLean Asset Management you can get in touch at: https://www.mcleanam.com/start/

     

    This episode is sponsored by McLean Asset Management. Visit https://www.mcleanam.com/roth/ to download McLean's free eBook, "Is a Roth Conversion Right For You?"

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    Retire With StyleBy Wade Pfau & Alex Murguia

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