In this episode of the CONGERGE18 Preview Podcasts series, I visit with Keturah Pestel, Program Manager, Business Ethic and Legal Support Office at Thrivent. We discuss her company’s innovative use of internal reporting.

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Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a very deep dive into the recent SEC whistleblower award of $54MM to two separate individuals.   

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In this episode of the CONGERGE18 Preview Podcasts series, I visit with Sheryl Zaworski, VP, Director of Global Ethics Escalation, Investigation and Analytics at U.S. Bank. We discuss the the data project at US Bank.

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Over the next five episodes, I will visit with Eric Feldman, Senior Vice President, Don Stern,  Corporate and Rod Grandon, Managing Director Government Services; all from Affiliated Monitors, Inc., who is the sponsor of this series.. In this fourth episode I visit with Grandon about the types of things a monitor would review to determine if a company adequately considered ethics and compliance during the mergers and acquisition process. 

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Over this special five-part podcast series, I will visit with Eric Feldman, Senior Vice President, Don Stern,  Corporate and Rod Grandon, Managing Director Government Services; all from Affiliated Monitors, Inc., who is the sponsor of this series. In it, we explore how to go about assessing ethics and compliance in the mergers and acquisition context. In this third episode I visit with Feldman planning out your post-acquisition merger strategy. 

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Over these past five episodes, I have visited with Eric Feldman, Senior Vice President, Don Stern,  Corporate and Rod Grandon, Managing Director Government Services; from Affiliated Monitors, Inc., sponsor of this series. We explored how to go about assessing ethics and compliance in the mergers and acquisition context. In this fifth and concluding episode I visit with Stern to tie together how an independent integrity monitor can benefit the entire mergers and acquisition process. 

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Over the next five episodes, I will visit with Eric Feldman, Senior Vice President, Don Stern,  Corporate and Rod Grandon, Managing Director Government Services; all from Affiliated Monitors, Inc., who is the sponsor of this series. In it, we explore how to go about assessing ethics and compliance in the mergers and acquisition context. In this second episode I visit with Stern on the impact that a merger & acquisition has on both the acquired entity and the acquirer. 

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Over the next five podcast episodes, I will visit with Eric Feldman, Senior Vice President, Don Stern,  Corporate and Rod Grandon, Managing Director Government Services; all from Affiliated Monitors, Inc., who is the sponsor of this series. In it, we explore how to go about assessing ethics and compliance in the mergers and acquisition context. In this first episode I visit with Feldman on whys, whats and hows of an independent assessment of a target. 

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In this episode, I visit with podcast fan favorite Laura Perkins, a partner at Hughes, Hubbard and Reed. We discuss the recent 2ndCircuit Court of Appeals decision in the Hoskins matter. With Laura’s background as a former Justice Department prosecutor in the FCPA Unit, she brings a wealth of knowledge to what the decision may portend for the prosecution of FCPA cases going forward and how may impact corporate compliance programs as well.

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As the Houston Texans head to Boston for the NFL Season Opener and the Houston Astros head to Boston for a preview of the ALCS , Tom and Jay are back with a look at some of the week’s top compliance and ethics stories.

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